Annual Statement of Changes in Beneficial Ownership (5)
February 05 2021 - 2:23PM
Edgar (US Regulatory)
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
[ ]
Form 3 Holdings Reported
[ ]
Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0362
Estimated average burden hours per response...
1.0
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
DAVIDSON SPENCER | 2. Issuer Name and Ticker or Trading SymbolGENERAL AMERICAN INVESTORS CO INC [GAM] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) __X__ Other (specify below) Chairman |
(Last)
(First)
(Middle)
GENERAL AMERICAN INVESTORS CO INC, 530 FIFTH AVE - 26TH FLOOR | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 12/31/2020 |
(Street)
NEW YORK, NY 10036
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Common Stock | 12/30/2020 | | J (1) | 90460 | A | $36.825 | 1422966 | D (2) | |
Common Stock | 12/30/2020 | | J (1) | 245 | A | $36.825 | 3890 | D (3) | |
Common Stock | | | | | | | 70369 | I (4) | By Trusts |
5.95% Preferred Stock | | | | | | | 93645 | D (2) | |
5.95% Preferred Stock | | | | | | | 1000 | D (3) | |
5.95% Preferred Stock | | | | | | | 85660 | I (4) | By Trusts |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Shares received in payment of dividends. |
(2) | Shares held by Hudson Partnership of which Spencer Davidson is the General Partner. |
(3) | Shares held in an IRA account. |
(4) | By various Trusts of which the undersigned is Trustee. The undersigned disclaims any beneficial interest in these shares. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
DAVIDSON SPENCER GENERAL AMERICAN INVESTORS CO INC 530 FIFTH AVE - 26TH FLOOR NEW YORK, NY 10036 | X |
|
| Chairman |
Signatures
|
/s/Spencer Davidson | | 2/5/2021 |
**Signature of Reporting Person | Date |
General American Investors (NYSE:GAM-B)
Historical Stock Chart
From Jun 2024 to Jul 2024
General American Investors (NYSE:GAM-B)
Historical Stock Chart
From Jul 2023 to Jul 2024