-Amendment to a under Exchange Act Rule 12b-25 of inability to timely file Form N-CSR (annual or semi-annual report) (NT-NCSR/A)
March 13 2009 - 4:46PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12b-25 AMENDMENT
NOTIFICATION OF LATE FILING
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(Check One):
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¨
Form 10-K
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Form
20-F
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Form 11-K
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Form 10-Q
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Form 10-D
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Form N-SAR
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Form
N-CSR
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For Period Ended: December 31, 2008
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Transition Report on Form 10-K
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Transition Report on Form 20-F
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Transition Report on Form 11-K
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Transition Report on Form 10-Q
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Transition Report on Form N-SAR
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For the Transition Period Ended:
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Read Instruction (on back page) Before
Preparing Form. Please print or type.
Nothing in this form shall be construed to imply that the Commission has verified any
information contained herein.
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If the notification relates to a portion of
the filing checked above, identify the Item(s) to which the notification relates:
PART I
REGISTRANT INFORMATION
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Global Income & Currency Fund Inc.
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Full Name of Registrant
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4 World Financial Center, 6
th
Floor
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Address of Principal Executive Office (Street and Number)
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New York, New York 10080
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City, State and Zip Code
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PART II
RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following
should be completed. (Check box if appropriate.)
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(a)
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The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
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þ
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(b)
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The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth
calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the
prescribed due date; and
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(c)
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The accountants statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
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PART III
NARRATIVE
State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period. (Attach extra Sheets if Necessary)
This is an amended filing to revise the Form 12b-25 previously filed by Global Income & Currency Fund Inc. (the Fund) on February 27, 2009. The Fund is
unable to complete its Form N-CSR and transmit its annual report to shareholders for the fiscal year ended December 31, 2008 within the prescribed time period without unreasonable effort or expense because the finalization of the Funds
financial statements and related audit are still in process. The Fund expects to file its Form N-CSR on or before the 15th calendar day following the prescribed due date.
PART IV
OTHER INFORMATION
(1)
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Name and telephone number of person to contact in regard to this notification:
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James E. Hillman
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(212)236-2061
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(Name)
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(Area Code) (Telephone Number)
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(2)
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Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12
months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).
x
Yes
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No
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(3)
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Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be
included in the subject report or portion thereof?
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Yes
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No
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If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable
estimate of the results cannot be made.
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Global Income & Currency Fund Inc.
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(Name of Registrant as Specified in Charter)
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has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized.
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Date:
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March 13, 2009
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/s/ James E. Hillman
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By: James E. Hillman
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Title: Treasurer
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