UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-05715

The Gabelli Convertible & Income Securities Fund Inc.

 

(Exact name of registrant as specified in charter)

One Corporate Center

Rye, New York 10580-1422

 

(Address of principal executive offices) (Zip code)

 

John C. Ball

Gabelli Funds, LLC

One Corporate Center

Rye, New York 10580-1422

 

(Name and address of agent for service)

Registrant’s telephone number, including area code: 1-800-422-3554

Date of fiscal year end: December 31

Date of reporting period: July 1, 2021 – June 30, 2022

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 

PROXY VOTING RECORD

FOR PERIOD JULY 1, 2021 TO JUNE 30, 2022

 

ProxyEdge
Meeting Date Range: 07/01/2021 - 06/30/2022
The Gabelli Convertible and Income Securities Fund Inc.

Report Date: 07/05/2022
1

 

Investment Company Report
  REMY COINTREAU SA    
  Security F7725A100       Meeting Type MIX 
  Ticker Symbol         Meeting Date 22-Jul-2021  
  ISIN FR0000130395       Agenda 714324148 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  CMMT  THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. Non-Voting            
  CMMT  FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. Non-Voting            
  CMMT  14 JUNE 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE Non-Voting            
    SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU                  
  CMMT  PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE Non-Voting            
  CMMT  02 JUL 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202106112102712-70 AND-https://www.journal- officiel.gouv.fr/balo/document/202107022103203-79 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT AND-RECEIPT OF UPDATED BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU Non-Voting            
  CMMT  INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. Non-Voting            
  1     APPROVAL OF THE COMPANY'S FINANCIAL STATEMENTS AMOUNTING TO EUR 131,680,801.70 Management   No Action        
  2     APPROVAL OF THE COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS AMOUNTING TO EUR 144,534,367.00 Management   No Action        
  3     RESULTS APPROPRIATION AND DIVIDEND PAYMENT OF EUR 1.85 PER SHARE Management   No Action        
  4     SPECIAL REPORT ON THE AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 OF THE COMMERCIAL CODE Management   No Action        
  5     RENEWAL OF MRS GUYLAINE SAUCIER'S TERM OF OFFICE AS DIRECTOR Management   No Action        
  6     RENEWAL OF MR BRUNO PAVLOVSKY'S TERM OF OFFICE AS DIRECTOR Management   No Action        
  7     APPOINTMENT OF MR MARC VERSPYCK AS DIRECTOR Management   No Action        
  8     APPOINTMENT OF MRS ELIE HERIARD DUBREUIL AS DIRECTOR, REPLACING MRS DOMINIQUE HERIARD DUBREUIL Management   No Action        
  9     RATIFICATION OF THE CO-OPTATION OF MRS CAROLINE BOIS AS DIRECTOR, REPLACING MR FRANCOIS HERIARD DUBREUIL Management   No Action        
  10    RENEWAL OF MRS CAROLINE BOIS TERM OF OFFICE AS DIRECTOR Management   No Action        
  11    APPROVAL OF THE CRITERIA TO DETERMINE THE COMPENSATION POLICY OF THE CHAIRMAN OF THE BOARD OF DIRECTORS Management   No Action        
  12    APPROVAL OF THE CRITERIA TO DETERMINE THE COMPENSATION POLICY OF THE MANAGING DIRECTOR Management   No Action        
  13    APPROVAL OF THE COMPENSATION POLICY OF THE DIRECTORS Management   No Action        
  14    APPROVAL OF THE INFORMATION RELATED TO THE COMPENSATION OF CORPORATE OFFICERS Management   No Action        
  15    APPROVAL OF THE COMPENSATION OF MR MARC HERIARD DUBREUIL AS CHAIRMAN OF THE BOARD OF DIRECTORS Management   No Action        
  16    APPROVAL OF THE COMPENSATION OF MR ERIC VALLAT AS MANAGING DIRECTOR Management   No Action        
  17    APPROVAL OF THE ATTENDANCE FEES OF EUR 650,000.00 TO THE DIRECTORS Management   No Action        
  18    AUTHORIZATION TO TRADE IN THE COMPANY'S SHARES Management   No Action        
  19    AUTHORIZATION TO REDUCE THE CAPITAL THROUGH THE CANCELLATION OF SHARES Management   No Action        
  20    ALLOCATION OF SHARES FREE OF CHARGE TO THE EMPLOYEES AND MANAGING CORPORATE OFFICERS Management   No Action        
  21    ISSUANCE OF STOCK OPTION TO THE EMPLOYEES AND MANAGING CORPORATE OFFICERS Management   No Action        
  22    SHARE CAPITAL INCREASE RESERVED FOR EMPLOYEES Management   No Action        
  23    POWERS TO ACCOMPLISH FORMALITIES Management   No Action        
  U.S. CONCRETE, INC.    
  Security 90333L201       Meeting Type Special 
  Ticker Symbol USCR                  Meeting Date 16-Aug-2021  
  ISIN US90333L2016       Agenda 935476665 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  1.    Proposal to adopt and approve Agreement & Plan of Merger, dated as of June 6, 2021, among U.S. Concrete, Inc., Vulcan Materials Company (Parent) & Grizzly Merger Sub I, Inc. (merger sub) (as it may be amended, supplemented, or otherwise modified in accordance with its terms, merger agreement), pursuant to which merger sub will be merged with and into U.S. Concrete, Inc. (merger), with U.S. Concrete, Inc. surviving merger as a wholly owned subsidiary of Parent (the merger agreement proposal). Management   For   For    
  2.    To consider and vote on a proposal to approve, on a non- binding, advisory basis, a resolution approving the compensation that may be paid or become payable to the named executive officers of U.S. Concrete, Inc. that is based on or otherwise relates to the merger (such proposal, the "non-binding named executive officer merger-related compensation proposal"). Management   For   For    
  3.    To approve the adjournment of the Special Meeting to a later date or time, if necessary or appropriate, to solicit additional proxies in the event that there are not sufficient votes at the time of the Special Meeting to approve the merger agreement proposal (such proposal, the "adjournment proposal"). Management   For   For    
  KINDRED BIOSCIENCES, INC.    
  Security 494577109       Meeting Type Special 
  Ticker Symbol KIN                   Meeting Date 25-Aug-2021  
  ISIN US4945771099       Agenda 935477275 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  1.    To consider and vote on the proposal to adopt the Agreement and Plan of Merger (as it may be amended from time to time, the "merger agreement"), dated June 15, 2021, by and among Kindred Biosciences, Inc. ("KindredBio"), Elanco Animal Health Incorporated ("Elanco") and Knight Merger Sub, Inc. ("Merger Sub"). Management   For   For    
  2.    To consider and vote on the proposal to approve, on a non- binding, advisory basis, the compensation that may be paid or become payable by KindredBio to its named executive officers that is based on or otherwise relates to the merger of Merger Sub, a wholly owned subsidiary of Elanco, with and into KindredBio pursuant to the merger agreement. Management   For   For    
  3.    To consider and vote on any proposal to adjourn the special meeting to a later date or time, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the special meeting. Management   For   For    
  ALIBABA GROUP HOLDING LIMITED    
  Security 01609W102       Meeting Type Annual  
  Ticker Symbol BABA                  Meeting Date 17-Sep-2021  
  ISIN US01609W1027       Agenda 935484321 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  1.1   Election of Director: JOSEPH C. TSAI (To serve for a three year term or until such director's successor is elected or appointed and duly qualified.) Management   For   For    
  1.2   Election of Director: J. MICHAEL EVANS (To serve for a three year term or until such director's successor is elected or appointed and duly qualified.) Management   For   For    
  1.3   Election of Director: E. BÖRJE EKHOLM (To serve for a three year term or until such director's successor is elected or appointed and duly qualified.) Management   For   For    
  2.    Ratify the appointment of PricewaterhouseCoopers as the independent registered public accounting firm of the Company for the fiscal year ending March 31, 2022. Management   For   For    
  PERNOD RICARD SA    
  Security F72027109       Meeting Type MIX 
  Ticker Symbol         Meeting Date 10-Nov-2021  
  ISIN FR0000120693       Agenda 714725869 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  CMMT  FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. Non-Voting            
  CMMT  FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. Non-Voting            
  CMMT  VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. Non-Voting            
  CMMT  DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY-THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED-AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING-WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF-SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO-ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO-REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. Non-Voting            
  1     APPROVAL OF THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED ON 30 JUNE 2021, SHOWING EARNINGS AMOUNTING TO EUR 657,285,968.52 AND THE APPROVAL OF THE NON DEDUCTIBLE EXPENSES AND CHARGES Management   No Action        
  2     APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FISCAL YEAR Management   No Action        
  3     ALLOCATION OF THE RESULT FOR SAID FISCAL YEAR AND DIVIDEND DISTRIBUTION TO SHAREHOLDERS OF EUR 3.12 PER SHARE Management   No Action        
  4     RENEWAL OF THE TERM OF OFFICE OF MRS. ANNE LANGE AS DIRECTOR Management   No Action        
  5     RENEWAL OF THE TERM OF OFFICE OF PAUL RICARD COMPANY REPRESENTED BY M. PAUL- CHARLES RICHARD ACTING AS DIRECTOR Management   No Action        
  6     RENEWAL OF THE TERM OF OFFICE OF MRS. VERONICA VARGAS AS DIRECTOR Management   No Action        
  7     APPOINTMENT OF MRS NAMITA SHAH AS DIRECTOR Management   No Action        
  8     APPROVAL OF THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE COMPENSATION PAID OR AWARDED TO MR ALEXANDRE RICARD, AS CHIEF EXECUTIVE OFFICER, FOR FISCAL YEAR 2021-2021 Management   No Action        
  9     APPROVAL OF THE INFORMATION RELATED TO THE COMPENSATION APPLICABLE TO THE CORPORATE OFFICERS FOR SAID FISCAL YEAR Management   No Action        
  10    APPROVAL OF THE COMPENSATION POLICY OF MR ALEXANDRE RICARD, AS CHIEF EXECUTIVE OFFICER Management   No Action        
  11    APPROVAL OF THE COMPENSATION POLICY OF THE DIRECTORS Management   No Action        
  12    AUTHORIZATION FOR THE COMPANY TO TRADE ON ITS OWN SHARES Management   No Action        
  13    APPROVAL OF THE SPECIAL AUDITORS' REPORT ON AGREEMENTS GOVERNED BY ARTICLES L.225- 38 ET SEQ. OF THE FRENCH COMMERCIAL CODE Management   No Action        
  14    AUTHORIZATION TO REDUCE THE CAPITAL THROUGH THE CANCELLATION OF SHARES UP TO A MAXIMUM OF 10 PER CENT OF THE SHARE CAPITAL Management   No Action        
  15    THE SHAREHOLDERS' MEETING DELEGATES TO THE BOARD OF DIRECTOR THE NECESSARY POWERS TO INCREASE THE CAPITAL BY A MAXIMUM NOMINAL AMOUNT OF EUR 134,000,000.00, BY ISSUANCE OF ORDINARY SHARES AND-OR OF ANY SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THE COMPANY, WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED Management   No Action        
  16    THE SHAREHOLDERS' MEETING DELEGATES TO THE BOARD OF DIRECTOR THE NECESSARY POWERS TO INCREASE THE CAPITAL BY A MAXIMUM NOMINAL AMOUNT OF EUR 41,000,000.00, BY ISSUANCE OF ORDINARY SHARES AND-OR OF ANY SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THE COMPANY, BY A PUBLIC OFFER, WITH PREFERENTIAL SUBSCRIPTION RIGHTS CANCELLED Management   No Action        
  17    THE SHAREHOLDERS' MEETING DELEGATES TO THE BOARD OF DIRECTOR THE NECESSARY POWERS TO INCREASE THE AMOUNT OF SECURITIES ISSUED IN CASE OF SHARE CAPITAL INCREASE WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS WITHIN THE LIMIT OF 15 PER CENT OF THE INITIAL ISSUE UNDER THE 15TH, 16TH AND 18TH RESOLUTIONS Management   No Action        
  18    SHARE CAPITAL INCREASE BY ISSUANCE OF ORDINARY SHARES AND/OR OF ANY SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THE COMPANY, WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED BY PRIVATE PLACEMENT, FOR A MAXIMUM NOMINAL AMOUNT OF EUR 41,000,000.00 Management   No Action        
  19    SHARE CAPITAL INCREASE UP TO 10 PER CENT OF THE SHARE CAPITAL IN CONSIDERATION FOR CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPOSED OF CAPITAL SECURITIES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL Management   No Action        
  20    SHARE CAPITAL INCREASE BY ISSUANCE OF COMPANY'S EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO THE COMPANY'S SHARE CAPITAL, UP TO 10 PER CENT OF THE SHARE CAPITAL WITH PREFERENTIAL SUBSCRIPTION RIGHTS CANCELLED IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY Management   No Action        
  21    THE SHAREHOLDERS' MEETING DELEGATES TO THE BOARD OF DIRECTOR THE NECESSARY POWERS TO INCREASE THE CAPITAL BY A MAXIMUM NOMINAL AMOUNT OF EUR 134,000,000.00 BY CAPITALIZING RESERVES, PROFITS OR PREMIUMS Management   No Action        
  22    ALLOCATION OF PERFORMANCE SHARES FREE OF CHARGE IN FAVOUR OF THE EMPLOYEES AND SENIOR CORPORATE OFFICERS OF THE COMPANY Management   No Action        
  23    ALLOCATION OF SHARES FREE OF CHARGE IN FAVOUR OF THE EMPLOYEES OF THE COMPANY Management   No Action        
  24    SHARE CAPITAL INCREASE BY THE LIMIT OF 2 PER CENT OF THE SHARE CAPITAL, BY ISSUANCE OF ORDINARY SHARES AND-OR OF ANY SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THE COMPANY, IN FAVOUR OF MEMBERS OF COMPANY SAVINGS PLANS WITH PREFERENTIAL SUBSCRIPTION RIGHTS CANCELLED Management   No Action        
  25    THE SHAREHOLDERS MEETING DELEGATES TO THE BOARD OF DIRECTOR THE NECESSARY POWERS TO INCREASE THE CAPITAL WITHIN THE LIMIT OF 2 PER CENT OF THE SHARE CAPITAL , BY ISSUANCE OF ORDINARY SHARES AND-OR OF ANY SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THE COMPANY, IN FAVOUR OF AN IDENTIFIED PERSONS WITH PREFERENTIAL SUBSCRIPTION RIGHTS CANCELLED Management   No Action        
  26    AMENDMENT OF THE ARTICLES 7 'CAPITAL INCREASE AND REDUCTION' AND 33 'COMPOSITION AND HOLDING OF GENERAL MEETINGS' OF THE BYLAWS TO COMPLY WITH THE LEGAL AND REGULATORY PROVISIONS Management   No Action        
  27    POWERS TO ACCOMPLISH FORMALITIES Management   No Action        
  CMMT  20 OCT 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202110062104025-120,- https://www.journal- officiel.gouv.fr/balo/document/202110202104087-126 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT AND RECEIPT OF- UPDATED BALO LINK . IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting            
  CMMT  12 OCT 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD-CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR-YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A-TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE-ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE-COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS-SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE-RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO-MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN Non-Voting            
    THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU                  
  HILL-ROM HOLDINGS, INC.    
  Security 431475102       Meeting Type Special 
  Ticker Symbol HRC                   Meeting Date 02-Dec-2021  
  ISIN US4314751029       Agenda 935513108 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  1.    To approve the Agreement and Plan of Merger, dated as of September 1, 2021, by and among Hill-Rom Holdings, Inc. ("Hillrom"), Baxter International Inc. ("Baxter"), and Bel Air Subsidiary, Inc., a direct wholly owned subsidiary of Baxter ("Merger Sub"), as it may be amended from time to time (the "merger agreement"), pursuant to which Merger Sub will be merged with and into Hillrom, with Hillrom surviving the merger as a wholly owned subsidiary of Baxter (the "merger"). Management   For   For    
  2.    To adjourn the special meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to approve the merger agreement if there are not sufficient votes at the time of such adjournment to approve the merger agreement. Management   For   For    
  3.    To approve, on a non-binding, advisory basis, certain compensation that will or may be paid or become payable to Hillrom's named executive officers that is based on or otherwise relates to the merger. Management   For   For    
  COSTCO WHOLESALE CORPORATION    
  Security 22160K105       Meeting Type Annual  
  Ticker Symbol COST                  Meeting Date 20-Jan-2022  
  ISIN US22160K1051       Agenda 935530849 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  1A.   Election of Director: Susan L. Decker Management   For   For    
  1B.   Election of Director: Kenneth D. Denman Management   For   For    
  1C.   Election of Director: Richard A. Galanti Management   For   For    
  1D.   Election of Director: Hamilton E. James Management   For   For    
  1E.   Election of Director: W. Craig Jelinek Management   For   For    
  1F.   Election of Director: Sally Jewell Management   For   For    
  1G.   Election of Director: Charles T. Munger Management   For   For    
  1H.   Election of Director: Jeffrey S. Raikes Management   For   For    
  1I.   Election of Director: John W. Stanton Management   For   For    
  1J.   Election of Director: Maggie Wilderotter Management   For   For    
  2.    Ratification of selection of independent auditors. Management   For   For    
  3.    Approval, on an advisory basis, of executive compensation. Management   For   For    
  4.    Shareholder proposal regarding charitable giving reporting. Shareholder   Against   For    
  5.    Shareholder proposal regarding the adoption of GHG emissions reduction targets. Shareholder   Abstain   Against    
  6.    Shareholder proposal regarding report on racial justice and food equity. Shareholder   Abstain   Against    
  MCAFEE CORP.    
  Security 579063108       Meeting Type Special 
  Ticker Symbol MCFE                  Meeting Date 09-Feb-2022  
  ISIN US5790631080       Agenda 935541765 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  1.    To approve and adopt the Agreement and Plan of Merger, dated November 5, 2021, as amended (the "Merger Agreement"), among Condor BidCo, Inc., a Delaware corporation ("Parent"), Condor Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent, and McAfee Corp., a Delaware corporation ("McAfee"). Management   For   For    
  2.    To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to McAfee's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. Management   For   For    
  3.    To adjourn the special meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to approve Proposal 1 at the time of the special meeting. Management   For   For    
  SWISSCOM AG    
  Security H8398N104       Meeting Type Annual General Meeting
  Ticker Symbol         Meeting Date 30-Mar-2022  
  ISIN CH0008742519       Agenda 715183098 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  CMMT  VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED. Non-Voting            
  CMMT  PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE Non-Voting            
  1.1   ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS Management   No Action        
  1.2   APPROVE REMUNERATION REPORT (NON-BINDING) Management   No Action        
  2     APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 22 PER SHARE Management   No Action        
  3     APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT Management   No Action        
  4.1   REELECT ROLAND ABT AS DIRECTOR Management   No Action        
  4.2   REELECT ALAIN CARRUPT AS DIRECTOR Management   No Action        
  4.3   REELECT GUUS DEKKERS AS DIRECTOR Management   No Action        
  4.4   REELECT FRANK ESSER AS DIRECTOR Management   No Action        
  4.5   REELECT BARBARA FREI AS DIRECTOR Management   No Action        
  4.6   REELECT SANDRA LATHION-ZWEIFEL AS DIRECTOR Management   No Action        
  4.7   REELECT ANNA MOSSBERG AS DIRECTOR Management   No Action        
  4.8   REELECT MICHAEL RECHSTEINER AS DIRECTOR Management   No Action        
  4.9   REELECT MICHAEL RECHSTEINER AS BOARD CHAIRMAN Management   No Action        
  5.1   REAPPOINT ROLAND ABT AS MEMBER OF THE COMPENSATION COMMITTEE Management   No Action        
  5.2   REAPPOINT FRANK ESSER AS MEMBER OF THE COMPENSATION COMMITTEE Management   No Action        
  5.3   REAPPOINT BARBARA FREI AS MEMBER OF THE COMPENSATION COMMITTEE Management   No Action        
  5.4   REAPPOINT MICHAEL RECHSTEINER AS MEMBER OF THE COMPENSATION COMMITTEE Management   No Action        
  5.5   REAPPOINT RENZO SIMONI AS MEMBER OF THE COMPENSATION COMMITTEE Management   No Action        
  6.1   APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 2.5 MILLION Management   No Action        
  6.2   APPROVE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 8.7 MILLION Management   No Action        
  7     DESIGNATE REBER RECHTSANWAELTE AS INDEPENDENT PROXY Management   No Action        
  8     RATIFY PRICEWATERHOUSECOOPERS AG AS AUDITORS Management   No Action        
  JULIUS BAER GRUPPE AG    
  Security H4414N103       Meeting Type Annual General Meeting
  Ticker Symbol         Meeting Date 12-Apr-2022  
  ISIN CH0102484968       Agenda 715282884 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  CMMT  VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED. Non-Voting            
  CMMT  PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE Non-Voting            
  1.1   FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2021 Management   No Action        
  1.2   CONSULTATIVE VOTE ON THE REMUNERATION REPORT 2021 Management   No Action        
  2     APPROPRIATION OF DISPOSABLE PROFIT: DISSOLUTION AND DISTRIBUTION OF STATUTORY CAPITAL RESERVE Management   No Action        
  3     DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE BOARD Management   No Action        
  4.1   COMPENSATION OF THE BOARD OF DIRECTORS: MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE COMING TERM OF OFFICE (AGM 2022 TO AGM 2023) COMPENSATION OF THE EXECUTIVE BOARD Management   No Action        
  4.2.1 AGGREGATE AMOUNT OF VARIABLE CASH-BASED COMPENSATION ELEMENTS FOR THE COMPLETED FINANCIAL YEAR 2021 Management   No Action        
  4.2.2 AGGREGATE AMOUNT OF VARIABLE SHARE-BASED COMPENSATION ELEMENTS TO BE ALLOCATED IN THE CURRENT FINANCIAL YEAR 2022 Management   No Action        
  4.2.3 MAXIMUM AGGREGATE AMOUNT OF FIXED COMPENSATION FOR THE NEXT FINANCIAL YEAR 2023 Management   No Action        
  5.1.1 RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. ROMEO LACHER Management   No Action        
  5.1.2 RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. GILBERT ACHERMANN Management   No Action        
  5.1.3 RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. HEINRICH BAUMANN Management   No Action        
  5.1.4 RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. RICHARD CAMPBELL-BREEDEN Management   No Action        
  5.1.5 RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. IVO FURRER Management   No Action        
  5.1.6 RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. DAVID NICOL Management   No Action        
  5.1.7 RE-ELECTIONS TO THE BOARD OF DIRECTORS: MRS. KATHRYN SHIH Management   No Action        
  5.1.8 RE-ELECTIONS TO THE BOARD OF DIRECTORS: MRS. EUNICE ZEHNDER-LAI Management   No Action        
  5.1.9 RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS. OLGA ZOUTENDIJK Management   No Action        
  5.2.1 NEW ELECTION TO THE BOARD OF DIRECTORS: MR. TOMAS VARELA MUINA Management   No Action        
  5.3   RE-ELECTION OF MR. ROMEO LACHER AS CHAIRMAN OF THE BOARD OF DIRECTORS Management   No Action        
  5.4.1 RE-ELECTIONS TO THE COMPENSATION COMMITTEE: MR. GILBERT ACHERMANN Management   No Action        
  5.4.2 RE-ELECTIONS TO THE COMPENSATION COMMITTEE: MR. RICHARD CAMPBELL-BREEDEN Management   No Action        
  5.4.3 RE-ELECTIONS TO THE COMPENSATION COMMITTEE: MRS. KATHRYN SHIH Management   No Action        
  5.4.4 RE-ELECTIONS TO THE COMPENSATION COMMITTEE: MRS. EUNICE ZEHNDER-LAI Management   No Action        
  6     ELECTION OF THE STATUTORY AUDITOR, KPMG AG, ZURICH Management   No Action        
  7     ELECTION OF THE INDEPENDENT REPRESENTATIVE: MR. MARC NATER Management   No Action        
  8     CAPITAL REDUCTION (WITH AMENDMENTS OF THE ARTICLES OF INCORPORATION) Management   No Action        
  CMMT  23 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting            
  THE BANK OF NEW YORK MELLON CORPORATION    
  Security 064058100       Meeting Type Annual  
  Ticker Symbol BK                    Meeting Date 12-Apr-2022  
  ISIN US0640581007       Agenda 935554015 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  1A.   Election of Director: Linda Z. Cook Management   For   For    
  1B.   Election of Director: Joseph J. Echevarria Management   For   For    
  1C.   Election of Director: Thomas P. "Todd" Gibbons Management   For   For    
  1D.   Election of Director: M. Amy Gilliland Management   For   For    
  1E.   Election of Director: Jeffrey A. Goldstein Management   For   For    
  1F.   Election of Director: K. Guru Gowrappan Management   For   For    
  1G.   Election of Director: Ralph Izzo Management   For   For    
  1H.   Election of Director: Sandra E. "Sandie" O'Connor Management   For   For    
  1I.   Election of Director: Elizabeth E. Robinson Management   For   For    
  1J.   Election of Director: Frederick O. Terrell Management   For   For    
  1K.   Election of Director: Alfred W. "Al" Zollar Management   For   For    
  2.    Advisory resolution to approve the 2021 compensation of our named executive officers. Management   For   For    
  3.    Ratification of KPMG LLP as our independent auditor for 2022. Management   For   For    
  4.    Stockholder proposal regarding stockholder requests to call a special meeting. Shareholder   Against   For    
  DANA INCORPORATED    
  Security 235825205       Meeting Type Annual  
  Ticker Symbol DAN                   Meeting Date 20-Apr-2022  
  ISIN US2358252052       Agenda 935554041 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  1.    DIRECTOR Management            
    1 Ernesto M. Hernández       For   For    
    2 Gary Hu       For   For    
    3 Brett M. Icahn       For   For    
    4 James K. Kamsickas       For   For    
    5 Virginia A. Kamsky       For   For    
    6 Bridget E. Karlin       For   For    
    7 Michael J. Mack, Jr.       For   For    
    8 R. Bruce McDonald       For   For    
    9 Diarmuid B. O'Connell       For   For    
    10 Keith E. Wandell       For   For    
  2.    Approval of a non-binding advisory proposal approving executive compensation. Management   For   For    
  3.    Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. Management   For   For    
  GATX CORPORATION    
  Security 361448103       Meeting Type Annual  
  Ticker Symbol GATX                  Meeting Date 22-Apr-2022  
  ISIN US3614481030       Agenda 935564484 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  1.1   Election of Director: Diane M. Aigotti Management   For   For    
  1.2   Election of Director: Anne L. Arvia Management   For   For    
  1.3   Election of Director: Brian A. Kenney Management   For   For    
  1.4   Election of Director: Robert C. Lyons Management   For   For    
  1.5   Election of Director: James B. Ream Management   For   For    
  1.6   Election of Director: Adam L. Stanley Management   For   For    
  1.7   Election of Director: David S. Sutherland Management   For   For    
  1.8   Election of Director: Stephen R. Wilson Management   For   For    
  1.9   Election of Director: Paul G. Yovovich Management   For   For    
  2.    ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. Management   For   For    
  3.    RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2022. Management   For   For    
  INTERNATIONAL BUSINESS MACHINES CORP.    
  Security 459200101       Meeting Type Annual  
  Ticker Symbol IBM                   Meeting Date 26-Apr-2022  
  ISIN US4592001014       Agenda 935559483 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  1A.   Election of Director for a Term of One Year: Thomas Buberl Management   For   For    
  1B.   Election of Director for a Term of One Year: David N. Farr Management   For   For    
  1C.   Election of Director for a Term of One Year: Alex Gorsky Management   For   For    
  1D.   Election of Director for a Term of One Year: Michelle J. Howard Management   For   For    
  1E.   Election of Director for a Term of One Year: Arvind Krishna Management   For   For    
  1F.   Election of Director for a Term of One Year: Andrew N. Liveris Management   For   For    
  1G.   Election of Director for a Term of One Year: F. William McNabb III Management   For   For    
  1H.   Election of Director for a Term of One Year: Martha E. Pollack Management   For   For    
  1I.   Election of Director for a Term of One Year: Joseph R. Swedish Management   For   For    
  1J.   Election of Director for a Term of One Year: Peter R. Voser Management   For   For    
  1K.   Election of Director for a Term of One Year: Frederick H. Waddell Management   For   For    
  1L.   Election of Director for a Term of One Year: Alfred W. Zollar Management   For   For    
  2.    Ratification of Appointment of Independent Registered Public Accounting Firm. Management   For   For    
  3.    Advisory Vote on Executive Compensation. Management   For   For    
  4.    Stockholder Proposal to Lower Special Meeting Right Ownership Threshold. Shareholder   Against   For    
  5.    Stockholder Proposal to Have An Independent Board Chairman. Shareholder   Against   For    
  6.    Stockholder Proposal Requesting Public Report on the use of Concealment Clauses. Shareholder   Abstain   Against    
  BANK OF AMERICA CORPORATION    
  Security 060505104       Meeting Type Annual  
  Ticker Symbol BAC                   Meeting Date 26-Apr-2022  
  ISIN US0605051046       Agenda 935560335 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  1A.   Election of Director: Sharon L. Allen Management   For   For    
  1B.   Election of Director: Frank P. Bramble, Sr. Management   For   For    
  1C.   Election of Director: Pierre J.P. de Weck Management   For   For    
  1D.   Election of Director: Arnold W. Donald Management   For   For    
  1E.   Election of Director: Linda P. Hudson Management   For   For    
  1F.   Election of Director: Monica C. Lozano Management   For   For    
  1G.   Election of Director: Brian T. Moynihan Management   For   For    
  1H.   Election of Director: Lionel L. Nowell III Management   For   For    
  1I.   Election of Director: Denise L. Ramos Management   For   For    
  1J.   Election of Director: Clayton S. Rose Management   For   For    
  1K.   Election of Director: Michael D. White Management   For   For    
  1L.   Election of Director: Thomas D. Woods Management   For   For    
  1M.   Election of Director: R. David Yost Management   For   For    
  1N.   Election of Director: Maria T. Zuber Management   For   For    
  2.    Approving our executive compensation (an advisory, nonbinding "Say on Pay" resolution) Management   For   For    
  3.    Ratifying the appointment of our independent registered public accounting firm for 2022. Management   For   For    
  4.    Ratifying the Delaware Exclusive Forum Provision in our Bylaws. Management   For   For    
  5.    Shareholder proposal requesting a civil rights and nondiscrimination audit. Shareholder   Abstain   Against    
  6.    Shareholder proposal requesting adoption of policy to cease financing new fossil fuel supplies. Shareholder   Abstain   Against    
  7.    Shareholder proposal requesting a report on charitable donations. Shareholder   Abstain   Against    
  CITIGROUP INC.    
  Security 172967424       Meeting Type Annual  
  Ticker Symbol C                     Meeting Date 26-Apr-2022  
  ISIN US1729674242       Agenda 935563177 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  1a.   Election of Director: Ellen M. Costello Management   For   For    
  1b.   Election of Director: Grace E. Dailey Management   For   For    
  1c.   Election of Director: Barbara J. Desoer Management   For   For    
  1d.   Election of Director: John C. Dugan Management   For   For    
  1e.   Election of Director: Jane N. Fraser Management   For   For    
  1f.   Election of Director: Duncan P. Hennes Management   For   For    
  1g.   Election of Director: Peter B. Henry Management   For   For    
  1h.   Election of Director: S. Leslie Ireland Management   For   For    
  1i.   Election of Director: Renée J. James Management   For   For    
  1j.   Election of Director: Gary M. Reiner Management   For   For    
  1k.   Election of Director: Diana L. Taylor Management   For   For    
  1l.   Election of Director: James S. Turley Management   For   For    
  2.    Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accountants for 2022. Management   For   For    
  3.    Advisory vote to approve our 2021 Executive Compensation. Management   For   For    
  4.    Approval of additional shares for the Citigroup 2019 Stock Incentive Plan. Management   For   For    
  5.    Stockholder proposal requesting a Management Pay Clawback policy. Shareholder   Abstain   Against    
  6.    Stockholder proposal requesting an Independent Board Chairman. Shareholder   Against   For    
  7.    Stockholder Proposal requesting a report on the effectiveness of Citi's policies and practices in respecting Indigenous Peoples' rights in Citi's existing and proposed financing. Shareholder   Abstain   Against    
  8.    Stockholder Proposal requesting that the Board adopt a policy to end new fossil fuel financing. Shareholder   Abstain   Against    
  9.    Stockholder proposal requesting a non-discrimination audit analyzing the Company's impacts on civil rights and non- discrimination for all Americans. Shareholder   Abstain   Against    
  SWEDISH MATCH AB    
  Security W9376L154       Meeting Type Annual General Meeting
  Ticker Symbol         Meeting Date 27-Apr-2022  
  ISIN SE0015812219       Agenda 715281488 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  CMMT  AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION Non-Voting            
  CMMT  VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION Non-Voting            
  CMMT  A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED Non-Voting            
  CMMT  VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED Non-Voting            
  CMMT  PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE Non-Voting            
    TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU                  
  1     OPEN MEETING ELECT CHAIRMAN OF MEETING Non-Voting            
  2     PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting            
  3     DESIGNATE PETER LUNDKVIST AND FILIPPA GERSTADT INSPECTORS OF MINUTES OF-MEETING Non-Voting            
  4     ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting            
  5     APPROVE AGENDA OF MEETING Non-Voting            
  6     APPROVE REMUNERATION REPORT Management   No Action        
  7     ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS Management   No Action        
  8     APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 1.86 PER SHARE Management   No Action        
  9.A   APPROVE DISCHARGE OF CHARLES A. BLIXT Management   No Action        
  9.B   APPROVE DISCHARGE OF ANDREW CRIPPS Management   No Action        
  9.C   APPROVE DISCHARGE OF JACQUELINE HOOGERBRUGGE Management   No Action        
  9.D   APPROVE DISCHARGE OF CONNY CARLSSON Management   No Action        
  9.E   APPROVE DISCHARGE OF ALEXANDER LACIK Management   No Action        
  9.F   APPROVE DISCHARGE OF PAULINE LINDWALL Management   No Action        
  9.G   APPROVE DISCHARGE OF WENCHE ROLFSEN Management   No Action        
  9.H   APPROVE DISCHARGE OF JOAKIM WESTH Management   No Action        
  9.I   APPROVE DISCHARGE OF PATRIK ENGELBREKTSSON Management   No Action        
  9.J   APPROVE DISCHARGE OF PAR-OLA OLAUSSON Management   No Action        
  9.K   APPROVE DISCHARGE OF DRAGAN POPOVIC Management   No Action        
  9.L   APPROVE DISCHARGE OF CEO LARS DAHLGREN Management   No Action        
  10    DETERMINE NUMBER OF MEMBERS (7) AND DEPUTY MEMBERS (0) OF BOARD Management   No Action        
  11    APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 2.36 MILLION TO CHAIR AND SEK 945,000 TO OTHER DIRECTORS APPROVE REMUNERATION FOR COMMITTEE WORK Management   No Action        
  12.A  REELECT CHARLES A. BLIXT AS DIRECTOR Management   No Action        
  12.B  REELECT JACQUELINE HOOGERBRUGGE AS DIRECTOR Management   No Action        
  12.C  REELECT CONNY CARLSSON AS DIRECTOR Management   No Action        
  12.D  REELECT ALEXANDER LACIK AS DIRECTOR Management   No Action        
  12.E  REELECT PAULINE LINDWALL AS DIRECTOR Management   No Action        
  12.F  REELECT JOAKIM WESTH AS DIRECTOR Management   No Action        
  12.G  ELECT SANNA SUVANTO-HARSAAE AS NEW DIRECTOR Management   No Action        
  12.H  REELECT CONNY KARLSSON AS BOARD CHAIR Management   No Action        
  13    DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) Management   No Action        
  14    APPROVE REMUNERATION OF AUDITORS Management   No Action        
  15    RATIFY DELOITTE AS AUDITORS Management   No Action        
  16.A  APPROVE SEK 13.5 MILLION REDUCTION IN SHARE CAPITAL VIA SHARE CANCELLATION FOR TRANSFER TO UNRESTRICTED EQUITY Management   No Action        
  16.B  APPROVE CAPITALIZATION OF RESERVES OF SEK 13.5 MILLION FOR A BONUS ISSUE Management   No Action        
  17    AUTHORIZE SHARE REPURCHASE PROGRAM Management   No Action        
  18    AUTHORIZE REISSUANCE OF REPURCHASED SHARES Management   No Action        
  19    APPROVE ISSUANCE OF SHARES UP TO 10 PER CENT OF SHARE CAPITAL WITHOUT PREEMPTIVE RIGHTS Management   No Action        
  CMMT  INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE Non-Voting            
  TEXTRON INC.    
  Security 883203101       Meeting Type Annual  
  Ticker Symbol TXT                   Meeting Date 27-Apr-2022  
  ISIN US8832031012       Agenda 935557073 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  1A.   Election of Director: Scott C. Donnelly Management   For   For    
  1B.   Election of Director: Richard F. Ambrose Management   For   For    
  1C.   Election of Director: Kathleen M. Bader Management   For   For    
  1D.   Election of Director: R. Kerry Clark Management   For   For    
  1E.   Election of Director: James T. Conway Management   For   For    
  1F.   Election of Director: Ralph D. Heath Management   For   For    
  1G.   Election of Director: Deborah Lee James Management   For   For    
  1H.   Election of Director: Lionel L. Nowell III Management   For   For    
  1I.   Election of Director: James L. Ziemer Management   For   For    
  1J.   Election of Director: Maria T. Zuber Management   For   For    
  2.    Approval of the advisory (non-binding) resolution to approve executive compensation. Management   For   For    
  3.    Ratification of appointment of independent registered public accounting firm. Management   For   For    
  4.    Shareholder proposal on special meetings. Shareholder   Against   For    
  THE PNC FINANCIAL SERVICES GROUP, INC.    
  Security 693475105       Meeting Type Annual  
  Ticker Symbol PNC                   Meeting Date 27-Apr-2022  
  ISIN US6934751057       Agenda 935558607 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  1A.   Election of Director: Joseph Alvarado Management   For   For    
  1B.   Election of Director: Debra A. Cafaro Management   For   For    
  1C.   Election of Director: Marjorie Rodgers Cheshire Management   For   For    
  1D.   Election of Director: William S. Demchak Management   For   For    
  1E.   Election of Director: Andrew T. Feldstein Management   For   For    
  1F.   Election of Director: Richard J. Harshman Management   For   For    
  1G.   Election of Director: Daniel R. Hesse Management   For   For    
  1H.   Election of Director: Linda R. Medler Management   For   For    
  1I.   Election of Director: Robert A. Niblock Management   For   For    
  1J.   Election of Director: Martin Pfinsgraff Management   For   For    
  1K.   Election of Director: Bryan S. Salesky Management   For   For    
  1L.   Election of Director: Toni Townes-Whitley Management   For   For    
  1M.   Election of Director: Michael J. Ward Management   For   For    
  2.    Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as PNC's independent registered public accounting firm for 2022. Management   For   For    
  3.    Advisory vote to approve named executive officer compensation. Management   For   For    
  4.    Shareholder proposal regarding report on risk management and the nuclear weapons industry. Shareholder   Abstain   Against    
  GRUPO TELEVISA, S.A.B.    
  Security 40049J206       Meeting Type Annual  
  Ticker Symbol TV                    Meeting Date 27-Apr-2022  
  ISIN US40049J2069       Agenda 935613047 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  L1    Resolution 1 Management   For        
  L2    Resolution 2 Management   For        
  D1    Resolution 1 Management   Abstain        
  D2    Resolution 2 Management   For        
  AB1   Resolution 1 Management   For        
  AB2   Resolution 2 Management   For        
  AB3   Resolution 3 Management   For        
  AB4   Resolution 4 Management   For        
  AB5   Resolution 5 Management   For        
  AB6   Resolution 6 Management   For        
  AB7   Resolution 7 Management   For        
  AB8   Resolution 8 Management   For        
  AB9   Resolution 9 Management   For        
  A1    Resolution 1 Management   For        
  A2    Resolution 2 Management   Abstain        
  A3    Resolution 3 Management   Abstain        
  A4    Resolution 4 Management   Abstain        
  A5    Resolution 5 Management   Abstain        
  A6    Resolution 6 Management   For        
  A7    Resolution 7 Management   For        
  A8    Resolution 8 Management   For        
  A9    Resolution 9 Management   For        
  A10   Resolution 10 Management   Abstain        
  A11   Resolution 11 Management   For        
  B1    Resolution 1 Management   For        
  B2    Resolution 2 Management   For        
  B3    Resolution 3 Management   For        
  B4    Resolution 4 Management   For        
  B5    Resolution 5 Management   Abstain        
  DD1   Resolution 1 Management   Abstain        
  DD2   Resolution 2 Management   Abstain        
  LD1   Resolution 1 Management   For        
  LD2   Resolution 2 Management   For        
  AM1   Resolution 1 Management   For        
  AM2   Resolution 2 Management   For        
  AM3   Resolution 3 Management   For        
  AM4   Resolution 4 Management   For        
  AM5   Resolution 5 Management   For        
  AM6   Resolution 6 Management   For        
  AM7   Resolution 7 Management   Abstain        
  C1    Resolution 1 Management   For        
  S1    Resolution 1 Management   For        
  SA1   Resolution 1 Management   For        
  SA2   Resolution 2 Management   For        
  SA3   Resolution 3 Management   For        
  SA4   Resolution 4 Management   For        
  SB1   Resolution 1 Management   For        
  SB2   Resolution 2 Management   For        
  SB3   Resolution 3 Management   For        
  SC1   Resolution 1 Management   For        
  SC2   Resolution 2 Management   Abstain        
  SC3   Resolution 3 Management   Abstain        
  SD    Resolution 1 Management   Abstain        
  SE    Resolution 1 Management   For        
  G1    Resolution 1 Management   For        
  G2    Resolution 2 Management   For        
  GENUINE PARTS COMPANY    
  Security 372460105       Meeting Type Annual  
  Ticker Symbol GPC                   Meeting Date 28-Apr-2022  
  ISIN US3724601055       Agenda 935556312 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  1A.   Election of Director: Elizabeth W. Camp Management   For   For    
  1B.   Election of Director: Richard Cox, Jr. Management   For   For    
  1C.   Election of Director: Paul D. Donahue Management   For   For    
  1D.   Election of Director: Gary P. Fayard Management   For   For    
  1E.   Election of Director: P. Russell Hardin Management   For   For    
  1F.   Election of Director: John R. Holder Management   For   For    
  1G.   Election of Director: Donna W. Hyland Management   For   For    
  1H.   Election of Director: John D. Johns Management   For   For    
  1I.   Election of Director: Jean-Jacques Lafont Management   For   For    
  1J.   Election of Director: Robert C. "Robin" Loudermilk, Jr. Management   For   For    
  1K.   Election of Director: Wendy B. Needham Management   For   For    
  1L.   Election of Director: Juliette W. Pryor Management   For   For    
  1M.   Election of Director: E. Jenner Wood III Management   For   For    
  2.    Advisory Vote on Executive Compensation. Management   For   For    
  3.    Ratification of the Selection of Ernst & Young LLP as the Company's Independent Auditor for the Fiscal Year Ending December 31, 2022. Management   For   For    
  JOHNSON & JOHNSON    
  Security 478160104       Meeting Type Annual  
  Ticker Symbol JNJ                   Meeting Date 28-Apr-2022  
  ISIN US4781601046       Agenda 935562997 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  1A.   Election of Director: Darius Adamczyk Management   For   For    
  1B.   Election of Director: Mary C. Beckerle Management   For   For    
  1C.   Election of Director: D. Scott Davis Management   For   For    
  1D.   Election of Director: Ian E. L. Davis Management   For   For    
  1E.   Election of Director: Jennifer A. Doudna Management   For   For    
  1F.   Election of Director: Joaquin Duato Management   For   For    
  1G.   Election of Director: Alex Gorsky Management   For   For    
  1H.   Election of Director: Marillyn A. Hewson Management   For   For    
  1I.   Election of Director: Hubert Joly Management   For   For    
  1J.   Election of Director: Mark B. McClellan Management   For   For    
  1K.   Election of Director: Anne M. Mulcahy Management   For   For    
  1L.   Election of Director: A. Eugene Washington Management   For   For    
  1M.   Election of Director: Mark A. Weinberger Management   For   For    
  1N.   Election of Director: Nadja Y. West Management   For   For    
  2.    Advisory Vote to Approve Named Executive Officer Compensation. Management   For   For    
  3.    Approval of the Company's 2022 Long-Term Incentive Plan. Management   Against   Against    
  4.    Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2022. Management   For   For    
  5.    Proposal Withdrawn (Federal Securities Laws Mandatory Arbitration Bylaw). Shareholder   Abstain        
  6.    Civil Rights, Equity, Diversity & Inclusion Audit Proposal. Shareholder   Abstain   Against    
  7.    Third Party Racial Justice Audit. Shareholder   Abstain   Against    
  8.    Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics. Shareholder   Abstain   Against    
  9.    Report on Public Health Costs of Protecting Vaccine Technology. Shareholder   Abstain   Against    
  10.   Discontinue Global Sales of Baby Powder Containing Talc. Shareholder   Abstain   Against    
  11.   Request for Charitable Donations Disclosure. Shareholder   Abstain   Against    
  12.   Third Party Review and Report on Lobbying Activities Alignment with Position on Universal Health Coverage. Shareholder   Abstain   Against    
  13.   Adopt Policy to Include Legal and Compliance Costs in Incentive Compensation Metrics. Shareholder   Abstain   Against    
  14.   CEO Compensation to Weigh Workforce Pay and Ownership. Shareholder   Abstain   Against    
  AMERICAN EXPRESS COMPANY    
  Security 025816109       Meeting Type Annual  
  Ticker Symbol AXP                   Meeting Date 03-May-2022  
  ISIN US0258161092       Agenda 935569484 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  1A.   Election of Director for a term of one year: Thomas J. Baltimore Management   For   For    
  1B.   Election of Director for a term of one year: Charlene Barshefsky Management   For   For    
  1C.   Election of Director for a term of one year: John J. Brennan Management   For   For    
  1D.   Election of Director for a term of one year: Peter Chernin Management   For   For    
  1E.   Election of Director for a term of one year: Ralph de la Vega Management   For   For    
  1F.   Election of Director for a term of one year: Michael O. Leavitt Management   For   For    
  1G.   Election of Director for a term of one year: Theodore J. Leonsis Management   For   For    
  1H.   Election of Director for a term of one year: Karen L. Parkhill Management   For   For    
  1I.   Election of Director for a term of one year: Charles E. Phillips Management   For   For    
  1J.   Election of Director for a term of one year: Lynn A. Pike Management   For   For    
  1K.   Election of Director for a term of one year: Stephen J. Squeri Management   For   For    
  1L.   Election of Director for a term of one year: Daniel L. Vasella Management   For   For    
  1M.   Election of Director for a term of one year: Lisa W. Wardell Management   For   For    
  1N.   Election of Director for a term of one year: Christopher D. Young Management   For   For    
  2.    Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2022. Management   For   For    
  3.    Approval, on an advisory basis, of the Company's executive compensation. Management   For   For    
  4.    Shareholder Proposal Relating to Independent Board Chairman. Shareholder   Against   For    
  VERIZON COMMUNICATIONS INC.    
  Security 92343V104       Meeting Type Annual  
  Ticker Symbol VZ                    Meeting Date 12-May-2022  
  ISIN US92343V1044       Agenda 935575704 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  1a.   Election of Director: Shellye Archambeau Management   For   For    
  1b.   Election of Director: Roxanne Austin Management   For   For    
  1c.   Election of Director: Mark Bertolini Management   For   For    
  1d.   Election of Director: Melanie Healey Management   For   For    
  1e.   Election of Director: Laxman Narasimhan Management   For   For    
  1f.   Election of Director: Clarence Otis, Jr. Management   For   For    
  1g.   Election of Director: Daniel Schulman Management   For   For    
  1h.   Election of Director: Rodney Slater Management   For   For    
  1i.   Election of Director: Carol Tomé Management   For   For    
  1j.   Election of Director: Hans Vestberg Management   For   For    
  1k.   Election of Director: Gregory Weaver Management   For   For    
  2.    Advisory vote to approve executive compensation Management   For   For    
  3.    Ratification of appointment of independent registered public accounting firm Management   For   For    
  4.    Report on charitable contributions Shareholder   Abstain   Against    
  5.    Amend clawback policy Shareholder   Against   For    
  6.    Shareholder ratification of annual equity awards Shareholder   Against   For    
  7.    Business operations in China Shareholder   Abstain   Against    
  CRANE CO.    
  Security 224399105       Meeting Type Annual  
  Ticker Symbol CR                    Meeting Date 16-May-2022  
  ISIN US2243991054       Agenda 935621690 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  1.1   Election of Director: Martin R. Benante Management   For   For    
  1.2   Election of Director: Michael Dinkins Management   For   For    
  1.3   Election of Director: Ronald C. Lindsay Management   For   For    
  1.4   Election of Director: Ellen McClain Management   For   For    
  1.5   Election of Director: Charles G. McClure, Jr. Management   For   For    
  1.6   Election of Director: Max H. Mitchell Management   For   For    
  1.7   Election of Director: Jennifer M. Pollino Management   For   For    
  1.8   Election of Director: John S. Stroup Management   For   For    
  1.9   Election of Director: James L. L. Tullis Management   For   For    
  2.    Ratification of selection of Deloitte & Touche LLP as independent auditors for Crane Co. for 2022. Management   For   For    
  3.    Say on Pay - An advisory vote to approve the compensation paid to certain executive officers. Management   For   For    
  4.    Proposal to adopt and approve the Agreement and Plan of Merger by and among Crane Co., Crane Holdings, Co. and Crane Transaction Company, LLC. Management   For   For    
  JPMORGAN CHASE & CO.    
  Security 46625H100       Meeting Type Annual  
  Ticker Symbol JPM                   Meeting Date 17-May-2022  
  ISIN US46625H1005       Agenda 935580515 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  1a.   Election of Director: Linda B. Bammann Management   For   For    
  1b.   Election of Director: Stephen B. Burke Management   For   For    
  1c.   Election of Director: Todd A. Combs Management   For   For    
  1d.   Election of Director: James S. Crown Management   For   For    
  1e.   Election of Director: James Dimon Management   For   For    
  1f.   Election of Director: Timothy P. Flynn Management   For   For    
  1g.   Election of Director: Mellody Hobson Management   For   For    
  1h.   Election of Director: Michael A. Neal Management   For   For    
  1i.   Election of Director: Phebe N. Novakovic Management   For   For    
  1j.   Election of Director: Virginia M. Rometty Management   For   For    
  2.    Advisory resolution to approve executive compensation Management   For   For    
  3.    Ratification of independent registered public accounting firm Management   For   For    
  4.    Fossil fuel financing Shareholder   Abstain   Against    
  5.    Special shareholder meeting improvement Shareholder   Against   For    
  6.    Independent board chairman Shareholder   Against   For    
  7.    Board diversity resolution Shareholder   Abstain   Against    
  8.    Conversion to public benefit corporation Shareholder   Against   For    
  9.    Report on setting absolute contraction targets Shareholder   Abstain   Against    
  AMERICAN TOWER CORPORATION    
  Security 03027X100       Meeting Type Annual  
  Ticker Symbol AMT                   Meeting Date 18-May-2022  
  ISIN US03027X1000       Agenda 935583080 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  1A.   Election of Director: Thomas A. Bartlett Management   For   For    
  1B.   Election of Director: Kelly C. Chambliss Management   For   For    
  1C.   Election of Director: Teresa H. Clarke Management   For   For    
  1D.   Election of Director: Raymond P. Dolan Management   For   For    
  1E.   Election of Director: Kenneth R. Frank Management   For   For    
  1F.   Election of Director: Robert D. Hormats Management   For   For    
  1G.   Election of Director: Grace D. Lieblein Management   For   For    
  1H.   Election of Director: Craig Macnab Management   For   For    
  1I.   Election of Director: JoAnn A. Reed Management   For   For    
  1J.   Election of Director: Pamela D.A. Reeve Management   For   For    
  1K.   Election of Director: David E. Sharbutt Management   For   For    
  1L.   Election of Director: Bruce L. Tanner Management   For   For    
  1M.   Election of Director: Samme L. Thompson Management   For   For    
  2.    To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2022. Management   For   For    
  3.    To approve, on an advisory basis, the Company's executive compensation. Management   For   For    
  ITT INC.    
  Security 45073V108       Meeting Type Annual  
  Ticker Symbol ITT                   Meeting Date 18-May-2022  
  ISIN US45073V1089       Agenda 935586884 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  1A.   Election of Director: Geraud Darnis Management   For   For    
  1B.   Election of Director: Donald DeFosset, Jr. Management   For   For    
  1C.   Election of Director: Nicholas C. Fanandakis Management   For   For    
  1D.   Election of Director: Richard P. Lavin Management   For   For    
  1E.   Election of Director: Rebecca A. McDonald Management   For   For    
  1F.   Election of Director: Timothy H. Powers Management   For   For    
  1G.   Election of Director: Luca Savi Management   For   For    
  1H.   Election of Director: Cheryl L. Shavers Management   For   For    
  1I.   Election of Director: Sabrina Soussan Management   For   For    
  2.    Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the 2022 fiscal year Management   For   For    
  3.    Approval of a non-binding advisory vote on executive compensation Management   For   For    
  4.    A shareholder proposal regarding special shareholder meetings Shareholder   Against   For    
  HALLIBURTON COMPANY    
  Security 406216101       Meeting Type Annual  
  Ticker Symbol HAL                   Meeting Date 18-May-2022  
  ISIN US4062161017       Agenda 935588496 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  1A.   Election of Director: Abdulaziz F. Al Khayyal Management   For   For    
  1B.   Election of Director: William E. Albrecht Management   For   For    
  1C.   Election of Director: M. Katherine Banks Management   For   For    
  1D.   Election of Director: Alan M. Bennett Management   For   For    
  1E.   Election of Director: Milton Carroll Management   For   For    
  1F.   Election of Director: Earl M. Cummings Management   For   For    
  1G.   Election of Director: Murry S. Gerber Management   For   For    
  1H.   Election of Director: Robert A. Malone Management   For   For    
  1I.   Election of Director: Jeffrey A. Miller Management   For   For    
  1J.   Election of Director: Bhavesh V. Patel Management   For   For    
  1K.   Election of Director: Tobi M. Edwards Young Management   For   For    
  2.    Ratification of Selection of Principal Independent Public Accountants. Management   For   For    
  3.    Advisory Approval of Executive Compensation. Management   For   For    
  STATE STREET CORPORATION    
  Security 857477103       Meeting Type Annual  
  Ticker Symbol STT                   Meeting Date 18-May-2022  
  ISIN US8574771031       Agenda 935593637 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  1A.   Election of Director: P. de Saint-Aignan Management   For   For    
  1B.   Election of Director: M. Chandoha Management   For   For    
  1C.   Election of Director: D. DeMaio Management   For   For    
  1D.   Election of Director: A. Fawcett Management   For   For    
  1E.   Election of Director: W. Freda Management   For   For    
  1F.   Election of Director: S. Mathew Management   For   For    
  1G.   Election of Director: W. Meaney Management   For   For    
  1H.   Election of Director: R. O'Hanley Management   For   For    
  1I.   Election of Director: S. O'Sullivan Management   For   For    
  1J.   Election of Director: J. Portalatin Management   For   For    
  1K.   Election of Director: J. Rhea Management   For   For    
  1L.   Election of Director: R. Sergel Management   For   For    
  1M.   Election of Director: G. Summe Management   For   For    
  2.    To approve an advisory proposal on executive compensation. Management   For   For    
  3.    To ratify the selection of Ernst & Young LLP as State Street's independent registered public accounting firm for the year ending December 31, 2022. Management   For   For    
  4.    Shareholder Proposal relating to asset management stewardship activities, if included in the agenda and properly presented. Shareholder   Abstain   Against    
  CROWN CASTLE INTERNATIONAL CORP.    
  Security 22822V101       Meeting Type Annual  
  Ticker Symbol CCI                   Meeting Date 19-May-2022  
  ISIN US22822V1017       Agenda 935580793 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  1A.   Election of Director: P. Robert Bartolo Management   For   For    
  1B.   Election of Director: Jay A. Brown Management   For   For    
  1C.   Election of Director: Cindy Christy Management   For   For    
  1D.   Election of Director: Ari Q. Fitzgerald Management   For   For    
  1E.   Election of Director: Andrea J. Goldsmith Management   For   For    
  1F.   Election of Director: Tammy K. Jones Management   For   For    
  1G.   Election of Director: Anthony J. Melone Management   For   For    
  1H.   Election of Director: W. Benjamin Moreland Management   For   For    
  1I.   Election of Director: Kevin A. Stephens Management   For   For    
  1J.   Election of Director: Matthew Thornton, III Management   For   For    
  2.    The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal year 2022. Management   For   For    
  3.    The proposal to approve the Company's 2022 Long-Term Incentive Plan. Management   For   For    
  4.    The amendment to the Company's Restated Certificate of Incorporation to increase the number of authorized shares of common stock. Management   For   For    
  5.    The non-binding, advisory vote to approve the compensation of the Company's named executive officers. Management   For   For    
  MERCK & CO., INC.    
  Security 58933Y105       Meeting Type Annual  
  Ticker Symbol MRK                   Meeting Date 24-May-2022  
  ISIN US58933Y1055       Agenda 935591570 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  1A.   Election of Director: Douglas M. Baker, Jr. Management   For   For    
  1B.   Election of Director: Mary Ellen Coe Management   For   For    
  1C.   Election of Director: Pamela J. Craig Management   For   For    
  1D.   Election of Director: Robert M. Davis Management   For   For    
  1E.   Election of Director: Kenneth C. Frazier Management   For   For    
  1F.   Election of Director: Thomas H. Glocer Management   For   For    
  1G.   Election of Director: Risa J. Lavizzo-Mourey, M.D. Management   For   For    
  1H.   Election of Director: Stephen L. Mayo, Ph.D. Management   For   For    
  1I.   Election of Director: Paul B. Rothman, M.D. Management   For   For    
  1J.   Election of Director: Patricia F. Russo Management   For   For    
  1K.   Election of Director: Christine E. Seidman, M.D. Management   For   For    
  1L.   Election of Director: Inge G. Thulin Management   For   For    
  1M.   Election of Director: Kathy J. Warden Management   For   For    
  1N.   Election of Director: Peter C. Wendell Management   For   For    
  2.    Non-binding advisory vote to approve the compensation of our named executive officers. Management   For   For    
  3.    Ratification of the appointment of the Company's independent registered public accounting firm for 2022. Management   For   For    
  4.    Shareholder proposal regarding an independent board chairman. Shareholder   Against   For    
  5.    Shareholder proposal regarding access to COVID-19 products. Shareholder   Abstain   Against    
  6.    Shareholder proposal regarding lobbying expenditure disclosure. Shareholder   Abstain   Against    
  MORGAN STANLEY    
  Security 617446448       Meeting Type Annual  
  Ticker Symbol MS                    Meeting Date 26-May-2022  
  ISIN US6174464486       Agenda 935584878 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  1A.   Election of Director: Alistair Darling Management   For   For    
  1B.   Election of Director: Thomas H. Glocer Management   For   For    
  1C.   Election of Director: James P. Gorman Management   For   For    
  1D.   Election of Director: Robert H. Herz Management   For   For    
  1E.   Election of Director: Erika H. James Management   For   For    
  1F.   Election of Director: Hironori Kamezawa Management   For   For    
  1G.   Election of Director: Shelley B. Leibowitz Management   For   For    
  1H.   Election of Director: Stephen J. Luczo Management   For   For    
  1I.   Election of Director: Jami Miscik Management   For   For    
  1J.   Election of Director: Masato Miyachi Management   For   For    
  1K.   Election of Director: Dennis M. Nally Management   For   For    
  1L.   Election of Director: Mary L. Schapiro Management   For   For    
  1M.   Election of Director: Perry M. Traquina Management   For   For    
  1N.   Election of Director: Rayford Wilkins, Jr. Management   For   For    
  2.    To ratify the appointment of Deloitte & Touche LLP as independent auditor Management   For   For    
  3.    To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) Management   For   For    
  4.    Shareholder proposal requesting adoption of a policy to cease financing new fossil fuel development Shareholder   Abstain   Against    
  ENOVIS CORPORATION    
  Security 194014502       Meeting Type Annual  
  Ticker Symbol ENOV                  Meeting Date 07-Jun-2022  
  ISIN US1940145022       Agenda 935628721 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  1a.   Election of Director: Mitchell P. Rales Management   For   For    
  1b.   Election of Director: Matthew L. Trerotola Management   For   For    
  1c.   Election of Director: Barbara W. Bodem Management   For   For    
  1d.   Election of Director: Liam J. Kelly Management   For   For    
  1e.   Election of Director: Angela S. Lalor Management   For   For    
  1f.   Election of Director: Philip A. Okala Management   For   For    
  1g.   Election of Director: Christine Ortiz Management   For   For    
  1h.   Election of Director: A. Clayton Perfall Management   For   For    
  1i.   Election of Director: Brady Shirley Management   For   For    
  1j.   Election of Director: Rajiv Vinnakota Management   For   For    
  1k.   Election of Director: Sharon Wienbar Management   For   For    
  2.    To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for them fiscal year ending December 31, 2022. Management   For   For    
  3.    To approve on an advisory basis the compensation of our named executive officers. Management   For   For    
  4.    To approve an amendment to the Enovis Corporation 2020 Omnibus Incentive Plan. Management   Against   Against    
  ALLEGHANY CORPORATION    
  Security 017175100       Meeting Type Special 
  Ticker Symbol Y                     Meeting Date 09-Jun-2022  
  ISIN US0171751003       Agenda 935644167 - Management
                         
  Item Proposal Proposed
by		     Vote For/Against
Management		    
  1.    To approve and adopt the Agreement and Plan of Merger (as it may be amended from time to time, the "merger agreement"), dated as of March 20, 2022, by and among Berkshire Hathaway Inc., O&M Acquisition Corp. ("Merger Sub"), and Alleghany Corporation, and the merger of Merger Sub with and into Alleghany Corporation (the "merger"). Management   For   For    
  2.    To approve, on an advisory (non-binding) basis, the compensation that may become payable to Alleghany Corporation's named executive officers in connection with the merger. Management   For   For    
  3.    To approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to approve and adopt the merger agreement and the merger. Management   For   For    
 

 

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Registrant     The Gabelli Convertible & Income Securities Fund Inc.

 

By (Signature and Title)* /s/ John C. Ball
  John C. Ball, President and Principal Executive Officer

 

Date August 24, 2022

 

*Print the name and title of each signing officer under his or her signature.

 
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