GigCapital3, Inc. Announces the Separate Trading of its Common Stock and Warrants Commencing July 2, 2020
June 29 2020 - 9:00AM
Business Wire
GigCapital3, Inc. (NYSE: GIK.U) (the “Company” or “GigCapital3”)
today announced that holders of the Company’s public units may
elect to separately trade the common stock and warrants underlying
such public units commencing on July 2, 2020. Each unit consists of
one share of common stock and three-fourths (3/4) of one redeemable
warrant of the Company. Each whole warrant entitles the holder to
purchase one share of common stock of the Company at a price of
$11.50 per share. For each public unit, one share of common stock
and three-fourths (3/4) of one warrant will be issued. Because,
pursuant to the warrant agreement, the warrants may only be
exercised for a whole number of shares, only a whole warrant may be
exercised at any given time. Accordingly, unless a holder of public
units owns and separates in increments of four units, such holder
will receive and be able to trade only whole warrants (to the
extent that the holder owns and separates in increments of more
than one unit), and will forfeit any fractional warrants upon
separation of the units.
Those public units not separated will continue to trade under
the symbol “GIK.U”. The common stock and warrants are expected to
trade under the symbols “GIK” and “GIK.WS”, respectively. Holders
of the public units will need to have their brokers contact
Continental Stock Transfer & Trust Company, the Company’s
transfer agent, in order to separate the public units into shares
of common stock and warrants.
The public units were initially offered by the Company in an
underwritten offering and Nomura Securities International, Inc. and
Oppenheimer & Co. Inc. acted as the joint lead book-running
managers for the offering, and Odeon Capital Group LLC (together
with Nomura Securities International, Inc. and Oppenheimer &
Co. Inc., the “Underwriters”) acted as co-manager for the
offering.
Registration statements relating to the offering of the public
units and the underlying securities have been filed by the Company
and were declared effective by the U.S. Securities and Exchange
Commission (the “SEC”) on May 5, 2020.
Additionally, the Underwriters have decided not to exercise
their over-allotment option for the purchase of up to 3,000,000
units. As a result, and pursuant to the terms of an Amended and
Restated Subscription Agreement for Founder Shares, dated April 16,
2020, by and between the Company and GigAcquisitions3, LLC,
GigAcquisitions3, LLC will surrender 750,000 shares of the
Company’s common stock and such shares will be cancelled on June
29, 2020.
A final prospectus relating to and describing the final terms of
the offering has been filed with the Securities and Exchange
Commission (the “SEC”). The offering was made only by means of a
prospectus, copies of which may be obtained by contacting Nomura
Securities International, Inc., Attention: Equity Syndicate
Department, Worldwide Plaza, 309 West 49th Street, New York, New
York 10019-7316, or by telephone at 212-667-9000, or by email at
equitysyndicateamericas@nomura.com; or Oppenheimer & Co. Inc.,
Attention: Syndicate Prospectus Department, 85 Broad Street, 26th
Floor, New York, New York 10004, by telephone at (212) 667-8055, or
by email at EquityProspectus@opco.com. Copies of the registration
statement can also be accessed through the SEC’s website at
www.sec.gov. This news release shall not constitute an offer to
sell or the solicitation of an offer to buy, nor shall there be any
sale of these securities in any state or jurisdiction in which such
an offer, solicitation or sale would be unlawful prior to
registration or qualification under the securities laws of any such
state or jurisdiction.
Note Concerning Forward Looking Statements
This news release contains statements that constitute
“forward-looking statements,” including with respect to the initial
public offering and the anticipated use of the net proceeds.
Forward-looking statements are subject to numerous conditions, many
of which are beyond the control of the Company, including those set
forth in the Risk Factors section of the Company’s registration
statement and prospectus for the Company’s offering filed with the
SEC. Copies are available on the SEC’s website, www.sec.gov. The
Company undertakes no obligation to update these statements for
revisions or changes after the date of this release, except as
required by law.
“Private-to-Public Equity (PPE)” and “Mentor-Investor” are
trademarks of GigFounders, LLC, a member entity of GigCapital
Global and the founder of GigAcquisitions3, LLC, used pursuant to
agreement.
About GigCapital3
GigCapital3 is a Private-to-Public Equity (PPE)™ company, also
known as a blank check company or special purpose acquisition
company (SPAC), focusing on the technology, media and
telecommunications (TMT) industry. It is sponsored by
GigAcquisitions3, LLC, which was founded by GigFounders, LLC, each
a member entity of GigCapital Global, and formed for the purpose of
entering into a merger, share exchange, asset acquisition, stock
purchase, recapitalization, reorganization or similar business
combination with one or more businesses.
The Company intends to focus on opportunities to capitalize on
the ability of its management team, particularly its executive
officers, to identify, acquire and operate a business with
enterprise valuations larger than $500 million in the TMT industry.
In particular, it intends to target TMT and sustainable industry
companies anywhere in the world that embrace today’s digital
transformation and experience as a competitive advantage.
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version on businesswire.com: https://www.businesswire.com/news/home/20200629005210/en/
Investor Contact: Darrow Associates, Inc. Jim Fanucchi,
(408) 404-5400 ir@gigcapital3.com
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