- Current report filing (8-K)
June 27 2011 - 1:29PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): June 13, 2011
SYNTHETIC FIXED-INCOME SECURITIES, INC. ON BEHALF OF:
STRATS
SM
TRUST FOR DOMINION RESOURCES SECURITIES, SERIES 2004-3
(Exact Name of Registrant as Specified in Its Charter)
Delaware
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333-70808-03
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52-2316339
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001-32027
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(State or Other Jurisdiction of Incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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Synthetic Fixed-Income Securities, Inc.
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301 South College
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Charlotte, North Carolina
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28288
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant's telephone number, including area code:
(212) 214-6282
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR 240.14a-12(b))
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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The STRATS
SM
Trust For Dominion Resources Securities, Series 2004-3, which we refer to herein as the “Trust,” was formed pursuant to the Base Trust Agreement, dated as of September 26, 2003, between Synthetic Fixed-Income Securities, Inc., as depositor, and U.S. Bank Trust National Association, as trustee and securities intermediary, as supplemented by the STRATS
SM
Certificates Series Supplement 2004-3 in respect of the Trust dated as of February 12, 2004.
Item 8.01. OTHER EVENTS
On June 13, 2011 final distribution was made to the holders of the certificates issued by the Trust. Specific information with respect to the distribution is filed as Exhibit 99.1 hereto.
No other reportable transactions or matters have occurred during the current reporting period.
Item 9.01. FINANCIAL STATEMENTS AND EXHIBITS
(c)
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The following exhibit is filed as part of this report:
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99.1
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Trustee’s Distribution Statement to the STRATS
SM
Certificates, Series 2004-3 for June 13, 2011 Scheduled Final Distribution Date.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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Synthetic Fixed-Income Securities, Inc.
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By:
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/s/ William Threadgill
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Name:
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William Threadgill
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Title:
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President
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Date: June 13, 2011
EXHIBIT INDEX
Exhibit Number
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Description
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99.1
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Trustee’s Distribution Statement to the STRATS
SM
Certificates, Series 2004-3 for June 13, 2011 Scheduled Final Distribution Date.
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Synthetic Fixed Income Securities 5.9% Structured Repackaged Asset-Backed Trust Securities (Strats) Certificates Series 2004-3 C (NYSE:GJE)
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