Statement of Changes in Beneficial Ownership (4)
November 30 2021 - 5:17PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
STRAKA DONALD J |
2. Issuer Name and Ticker or Trading Symbol
Great Western Bancorp, Inc.
[
GWB
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) General Counsel and Secretary |
(Last)
(First)
(Middle)
C/O GREAT WESTERN BANCORP, INC., 225 SOUTH MAIN AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/26/2021 |
(Street)
SIOUX FALLS, SD 57104
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock, par value $0.01 per share | | | | | | | | 1700 | I | Spouse |
Common Stock, par value $0.01 per share | | | | | | | | 200 | I | IRA |
Common Stock, par value $0.01 per share | | | | | | | | 5945 | D | |
Common Stock, par value $0.01 per share | 11/27/2021 | | M | | 244 | A | $0 | 6189 | D | |
Common Stock, par value $0.01 per share | 11/27/2021 | | M | | 482 | A | $0 | 6671 | D | |
Common Stock, par value $0.01 per share | 11/27/2021 (1) | | F | | 178 | D | $0 | 6493 | D | |
Common Stock, par value $0.01 per share | 11/29/2021 | | M | | 242 | A | $0 | 6735 | D | |
Common Stock, par value $0.01 per share | 11/29/2021 (1) | | F | | 60 | D | $0 | 6675 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units - 2018 | (2) | | | | | | | (3) | (3) | Common Stock, par value $0.01 per share | 113.0 | | 113 | D | |
Restricted Stock Units - 2019 | (2) | 11/29/2021 | | M | | | 242 | (4) | (4) | Common Stock, par value $0.01 per share | 242.0 | $0 | 243 | D | |
Restricted Stock Units (2020 STI) | (2) | 11/27/2021 | | M | | | 244 | (5) | (5) | Common Stock, par value $0.01 per share | 244.0 | $0 | 0 | D | |
Restricted Stock Units - 2020 | (2) | 11/27/2021 | | M | | | 482 | (6) | (6) | Common Stock, par value $0.01 per share | 482.0 | $0 | 966 | D | |
Restricted Stock Units - 2021 | (2) | 11/26/2021 | | A | | 1494 | | (7) | (7) | Common Stock, par value $0.01 per share | 1494.0 | $0 | 1494 | D | |
Explanation of Responses: |
(1) | The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of restricted stock unit awards. |
(2) | Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. |
(3) | The restricted stock units vest in three annual installments beginning on November 30, 2019. The restricted stock units have no expiration date. |
(4) | The restricted stock units vest in three equal installments beginning on November 29, 2020. The restricted stock units have no expiration date. |
(5) | The restricted stock units vest on November 27, 2021. The restricted stock units have no expiration date. |
(6) | The restricted stock units vest in three equal installments beginning on November 27, 2021. The restricted stock units have no expiration date. |
(7) | The restricted stock units vest in three annual equal installments beginning on November 26, 2022. The restricted stock units have no expiration date. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
STRAKA DONALD J C/O GREAT WESTERN BANCORP, INC. 225 SOUTH MAIN AVENUE SIOUX FALLS, SD 57104 |
|
| General Counsel and Secretary |
|
Signatures
|
Donald J. Straka | | 11/30/2021 |
**Signature of Reporting Person | Date |
Great Western Bancorp (NYSE:GWB)
Historical Stock Chart
From Jul 2024 to Aug 2024
Great Western Bancorp (NYSE:GWB)
Historical Stock Chart
From Aug 2023 to Aug 2024