Current Report Filing (8-k)
November 21 2019 - 9:06AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT
REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported) November 15, 2019
Corporate Asset Backed Corporation, on behalf of
CABCO Series 2004-101 Trust (Goldman Sachs Capital I)
(Exact name of registrant as specified in its charter)
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Delaware
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001-32193
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22-3281571
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(State or other jurisdiction
of incorporation)
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(Commission
file number)
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(I.R.S. employer
identification no.)
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68 South Service Road
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Suite 120
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Melville, New York
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11747
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code: (631)
587-4700
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of
the registrant under any of the following provision (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of exchange on which registered
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$150,000,000 CABCO Series 2004-101 Trust (Goldman Sachs Capital I) Floating Rate Callable Certificates
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GYB
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New York Stock Exchange
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of
1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
This current report on Form 8-K relates to the quarterly distribution reported to the holders of CABCO
Series 2004-101 Trust (Goldman Sachs Capital I) (the Trust) Floating Rate Callable Certificates (the Certificates) relating to the 6.345% Goldman Sachs Capital I Capital Securities due
February 15, 2034 (the GS Securities), which was made on November 15, 2019.
The Trust was created by the Trust
Agreement, dated as of May 20, 2004, between Corporate Asset Backed Corporation, as the depositor (the Depositor), and U.S. Bank Trust National Association, as trustee (the Trustee), providing for the issuance of
$150,000,000 aggregate certificate principal balance of Certificates. The Certificates do not represent obligations of or interests in the Depositor or the Trustee. The Certificates represent beneficial interests in the Trust. The Trusts
assets consist primarily of $150,000,000 principal amount of the GS Securities, all payments on or collections in respect of the GS Securities due on and after May 20, 2004, and the rights of the Trust under the Swap Agreement, dated as of
May 20, 2004, between the Trust and UBS AG, as the swap counterparty. The Goldman Sachs Group, Inc., the guarantor of the GS Securities, is subject to the informational requirements of the Securities Exchange Act of 1934, and in accordance with
those requirements files periodic and current reports and other information (including financial information) with the Securities and Exchange Commission (SEC) (File No. 001-14965). You may
read and copy any reports, statements and other information filed by The Goldman Sachs Group, Inc. with the SEC (a) over the Internet at the SEC website at http://www.sec.gov containing reports, proxy statements and other information regarding
registrants that file electronically with the SEC and (b) at the SECs public reference room at 450 Fifth Street, N.W., Washington, D.C. 20549. You can also request copies of these documents upon payment of a copying fee, by writing to the
SECs public reference room at 450 Fifth Street, N.W., Washington, D.C. 20549. Please call the SEC at (800) SEC-0330 for further information on The Goldman Sachs Group, Inc. and please refer to these
periodic and current reports filed with the SEC.
Item 9.01.
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Financial Statements and Exhibits.
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99.1
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Trustees Distribution Report with respect to the November 15, 2019 Distribution Date for the CABCO Series 2004-101 Trust (Goldman Sachs Capital I).
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned thereunto duly authorized.
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CORPORATE ASSET BACKED CORPORATION, as Depositor of CABCO Series 2004-101 Trust (Goldman Sachs Capital I)
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By:
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/s/ Lee Thompson
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Name: Lee Thompson
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Title: Vice President
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Date: November 20, 2019
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