Filing by Certain Investment Companies of Rule 482 Advertising in Accordance With Rule 497 and the Note to Rule 482(e) (497ad)
January 16 2018 - 9:25AM
Edgar (US Regulatory)
Filed pursuant to Rule 497(a)
Registration
No. 333-214767
Rule 482ad
[TEXT OF
COMMUNICATION SENT VIA BLOOMBERG]
Hercules Capital, Inc. (Hercules Capital) (rated
BBB-
/ BBB+ by
S&P / Kroll) has mandated Citigroup, Jefferies, and Wells Fargo Securities to arrange a series of fixed income investor calls commencing on Tuesday, January 16th. A Netroadshow presentation will be made available for the investor calls. A
USD-denominated
senior unsecured notes offering may follow, subject to market conditions. Citigroup is coordinating logistics.
Fixed Income Investor Call Schedule:
***All times are Eastern
Daylight Time (EDT)***
Tuesday, January 16th Telephonics (2:00PM - 6:00PM)
Wednesday, January 17th Telephonics (9:00AM - 1:00PM)
Hercules Capital will be represented by:
Manuel A. Henriquez,
Chairman and Chief Executive Officer
David Lund, Interim Chief Financial Officer
Gerard Waldt, Controller
About Hercules Capital (NYSE: HTGC):
Hercules Capital is the largest
non-bank
lender to venture capital-backed companies at all stages of development
in a broadly diversified variety of technology, life sciences, and sustainable and renewable technology industries.
Investors are advised to carefully
consider the investment objective, risks, charges and expenses of Hercules Capital before investing. When available, a preliminary prospectus supplement, together with an accompanying prospectus, will be filed with the Securities and Exchange
Commission, which will contain this and other information about Hercules Capital and should be read carefully before investing.
The information in the
preliminary prospectus supplement and the accompanying prospectus, when available, and in this announcement is not complete and may be changed. The preliminary prospectus supplement, the accompanying prospectus and this announcement are not offers
to sell any securities of Hercules Capital and are not soliciting an offer to buy such securities in any state where such offer and sale is not permitted.
A shelf registration statement relating to these securities is on file with and has been declared effective by the Securities and Exchange Commission. Any
offering may be made only by means of a preliminary prospectus supplement and an accompanying prospectus. When available, copies may be obtained from Citigroup Global Markets Inc., c/o Broadridge Financial Solutions, 1155 Long Island Avenue,
Edgewood, New York 11717, or email prospectus@citi.com, or telephone:
1-800-831-9146;
from Jefferies LLC, 520 Madison Avenue, New
York, New York 10022, or email DCMProspectuses@jefferies.com, or telephone:
1-877-877-0696;
or from Wells Fargo Securities, LLC,
608 2nd Avenue South, Suite 1000, Minneapolis, MN 55402, or telephone:
1-800-645-3751.
ANY DISCLAIMER OR OTHER NOTICE THAT MAY
APPEAR BELOW IS NOT APPLICABLE TO THIS COMMUNICATION AND SHOULD BE DISREGARDED. SUCH DISCLAIMER OR NOTICE WAS AUTOMATICALLY GENERATED AS A RESULT OF THIS COMMUNICATION BEING SENT VIA BLOOMBERG OR ANOTHER EMAIL SYSTEM.
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