Current Report Filing (8-k)
May 15 2018 - 4:44PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 13, 2018
Hercules Capital, Inc.
(Exact name of registrant as specified in its charter)
|
|
|
|
|
Maryland
|
|
814-00702
|
|
74-3113410
|
(State or other jurisdiction
of incorporation)
|
|
(Commission File No.)
|
|
(I.R.S. Employer
Identification No.)
|
|
|
|
400 Hamilton Ave., Suite 310
Palo Alto, CA
|
|
94301
|
(Address of principal executive offices)
|
|
(Zip Code)
|
Registrants telephone number, including area code: (650)
289-3060
Not Applicable
(Former name or address, if changed since last report)
Check the appropriate box below
if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐
|
Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
|
☐
|
Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
|
☐
|
Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
|
Indicate by check mark whether the registrant is an emerging growth company as defined
in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2
of the Securities Exchange Act of 1934
(§240.12b-2
of this chapter)
Emerging growth company ☐
If an
emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 5.08
|
Shareholder Director Nominations
|
2018 Annual Meeting of Stockholders
On May 13, 2018, the Board of Directors of Hercules Capital, Inc. (the Company) scheduled the Companys 2018 Annual Meeting of
Stockholders (the Annual Meeting) for June 28, 2018, which date is more than 30 days from the first anniversary of the date of the Companys 2017 Annual Meeting of Stockholders that was held on December 13, 2017.
Stockholder Proposals and Director Nominations
Stockholders may submit proposals on matters appropriate for stockholder action, including director nominations, at our annual meetings consistent with
regulations adopted by the U.S. Securities and Exchange Commission (the SEC) and the Companys bylaws. Because the date of the Annual Meeting is more than 30 days from the first anniversary of the date of the 2017 meeting, such
shareholder proposals must be received by the Company within a reasonable time before the Company begins to print and send proxy material for the Annual Meeting. In order to be considered timely, shareholder proposals to be considered for inclusion
in the Companys proxy statement and proxy card relating to the Annual Meeting must have been received by the Company no later than May 25, 2018. Any such proposal must have also met the requirements set forth in the Companys bylaws
and the rules and regulations of the SEC in order to be eligible for inclusion in the proxy materials for the Annual Meeting.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
|
|
|
|
|
|
|
|
|
|
|
HERCULES CAPITAL, INC.
|
May 15, 2018
|
|
|
|
|
|
|
|
|
|
|
By:
|
|
/s/ Melanie Grace
|
|
|
|
|
|
|
Melanie Grace
|
|
|
|
|
|
|
General Counsel
|
Hercules Capital (NYSE:HTGC)
Historical Stock Chart
From Jun 2024 to Jul 2024
Hercules Capital (NYSE:HTGC)
Historical Stock Chart
From Jul 2023 to Jul 2024