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Exhibit
Number
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Description
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f.35
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Sale and Servicing Agreement by and among Hercules Funding III LLC, as borrower, Hercules Capital, Inc., as originator and servicer, and MUFG Union Bank, N.A., as agent, dated as of May 5, 2016.
(37)
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f.36
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First Amendment to Loan and Security Agreement by and among Hercules Funding III LLC, as borrower, MUFG Union Bank, N.A., as the arranger and administrative agent, and the lenders party thereto from time to time, dated as of
July 14, 2016.
(41)
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f.37
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Fourth Amendment to Amended and Restated Loan and Security Agreement by and among Hercules Funding II LLC and Wells Fargo Capital Finance, LLC (f/k/a Wells Fargo Foothill, LLC), dated as of April 3, 2017.
(46)
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f.38
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Second Amendment to the Loan and Security Agreement, dated as of May 25, 2018, by and among Hercules Funding III, LLC, as borrower, MUFG Union Bank, N.A., as the arranger and administrative agent, and the lenders party thereto.
(57)
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f.39
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Indenture, dated as of November 1, 2018, between Hercules Capital Funding Trust
2018-1,
as Issuer, and U.S. Bank National Association, as Trustee.
(61)
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f.40
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Amended and Restated Trust Agreement, dated as of November 1, 2018, between Hercules Capital Funding
2018-1
LLC, as Trust Depositor, and Wilmington Trust, National Association, as Owner
Trustee.
(61)
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f.41
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Indenture, dated as of January 22, 2019, between Hercules Capital Funding Trust
2019-1,
as Issuer, and U.S. Bank National Association, as Trustee.
(63)
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f.42
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Amended and Restated Trust Agreement, dated as of January 22, 2019, between Hercules Capital Funding
2019-1
LLC, as Trust Depositor, and Wilmington Trust, National Association, as Owner
Trustee.
(63)
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f.43
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Fifth Amendment to the Amended and Restated Loan and Security Agreement, dated as of July 31, 2018, by and among Hercules Funding II LLC as borrower, Wells Fargo Capital Finance, LLC (f/k/a Wells Fargo Foothill, LLC), as
Administrative Agent, and the Lenders party thereto from time to time.
(60)
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f.44
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Sixth Amendment to the Amended and Restated Loan and Security Agreement, dated as of October 26, 2018, by and among Hercules Funding II LLC as borrower, Wells Fargo Capital Finance, LLC (f/k/a Wells Fargo Foothill, LLC), as
Administrative Agent, and the Lenders party thereto from time to time.
(60)
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f.45
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Seventh Amendment to the Amended and Restated Loan and Security Agreement, dated as of January 11, 2019, by and among Hercules Funding II LLC as borrower, Wells Fargo Capital Finance, LLC (f/k/a Wells Fargo Foothill, LLC), as
Administrative Agent, and the Lenders party thereto from time to time.
(62)
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f.46
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Sale and Servicing Agreement, dated as of November 1, 2018, by and among Hercules Capital Funding Trust
2018-1,
as Issuer, Hercules Capital, Inc., as Seller and Servicer, Hercules Capital
Funding
2018-1
LLC, as Trust Depositor, and U.S. Bank National Association, as Trustee, Backup Servicer, Custodian and Paying Agent.
(61)
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f.47
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Sale and Contribution Agreement, dated as of November 1, 2018, between Hercules Capital, Inc., as Seller, and Hercules Capital Funding
2018-1
LLC, as Trust Depositor.
(61)
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f.48
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Note Purchase Agreement, dated as of October 25, 2018, by and among Hercules Capital, Inc., as Originator and Servicer, Hercules Capital Funding
2018-1
LLC, as Trust Depositor, Hercules
Capital Funding Trust
2018-1,
as Issuer, and Guggenheim Securities, LLC, as Initial Purchaser.
(61)
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f.49
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Administration Agreement, dated November 1, 2018, by and among Hercules Capital, Inc., as Administrator, Hercules Capital Funding Trust
2018-1,
as Issuer, Wilmington Trust, National
Association, as Owner Trustee, and U.S. Bank National Association, as Trustee.
(61)
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