Annual Report of Proxy Voting Record for Management Investment Companies (n-px)
August 16 2021 - 6:56AM
Edgar (US Regulatory)
FORM N-PX
ANNUAL
REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22058
Nuveen Tax-Advantaged Dividend Growth Fund
(Exact name of
registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of
principal executive offices) (Zip Code)
David J. Lamb Chief Administrative Officer
(Name and
address of agent for service)
Registrants telephone number, including area code: 312-917-7700
Date of fiscal year-end: December 31
Date of reporting period: June 30, 2021
Item 1. Proxy Voting Record
FORM N-PX
ICA File Number: 811-22058
Registrant Name: Nuveen Tax-Advantaged Dividend Growth Fund
Reporting Period: 07/01/2020 -
06/30/2021
Nuveen Tax-Advantaged Dividend Growth Fund
|
ABBVIE INC.
Meeting Date: MAY 07, 2021
Record Date: MAR 08, 2021
Meeting Type: ANNUAL
|
Ticker: ABBV
Security ID: 00287Y109
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Roxanne S. Austin
|
Management
|
For
|
For
|
1.2
|
Elect Director Richard A. Gonzalez
|
Management
|
For
|
For
|
1.3
|
Elect Director Rebecca B. Roberts
|
Management
|
For
|
For
|
1.4
|
Elect Director Glenn F. Tilton
|
Management
|
For
|
For
|
2
|
Ratify Ernst & Young LLP as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Amend Omnibus Stock Plan
|
Management
|
For
|
For
|
5
|
Amend Nonqualified Employee Stock Purchase Plan
|
Management
|
For
|
For
|
6
|
Eliminate Supermajority Vote Requirement
|
Management
|
For
|
For
|
7
|
Report on Lobbying Payments and Policy
|
Shareholder
|
Against
|
Against
|
8
|
Require Independent Board Chair
|
Shareholder
|
Against
|
Against
|
|
ACCENTURE PLC
Meeting Date: FEB 03, 2021
Record Date: DEC 07, 2020
Meeting Type: ANNUAL
|
Ticker: ACN
Security ID: G1151C101
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Jaime Ardila
|
Management
|
For
|
For
|
1b
|
Elect Director Herbert Hainer
|
Management
|
For
|
For
|
1c
|
Elect Director Nancy McKinstry
|
Management
|
For
|
For
|
1d
|
Elect Director Beth E. Mooney
|
Management
|
For
|
For
|
1e
|
Elect Director Gilles C. Pelisson
|
Management
|
For
|
For
|
1f
|
Elect Director Paula A. Price
|
Management
|
For
|
For
|
1g
|
Elect Director Venkata (Murthy) Renduchintala
|
Management
|
For
|
For
|
1h
|
Elect Director David Rowland
|
Management
|
For
|
For
|
1i
|
Elect Director Arun Sarin
|
Management
|
For
|
For
|
1j
|
Elect Director Julie Sweet
|
Management
|
For
|
For
|
1k
|
Elect Director Frank K. Tang
|
Management
|
For
|
For
|
1l
|
Elect Director Tracey T. Travis
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
4
|
Renew the Board's Authority to Issue Shares Under Irish Law
|
Management
|
For
|
For
|
5
|
Authorize Board to Opt-Out of Statutory Pre-Emption Rights
|
Management
|
For
|
For
|
6
|
Determine Price Range for Reissuance of Treasury Shares
|
Management
|
For
|
For
|
|
AMCOR PLC
Meeting Date: NOV 04, 2020
Record Date: SEP 14, 2020
Meeting Type: ANNUAL
|
Ticker: AMCR
Security ID: G0250X107
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Graeme Liebelt
|
Management
|
For
|
For
|
1b
|
Elect Director Armin Meyer
|
Management
|
For
|
For
|
1c
|
Elect Director Ronald Delia
|
Management
|
For
|
For
|
1d
|
Elect Director Andrea Bertone
|
Management
|
For
|
For
|
1e
|
Elect Director Karen Guerra
|
Management
|
For
|
For
|
1f
|
Elect Director Nicholas (Tom) Long
|
Management
|
For
|
For
|
1g
|
Elect Director Arun Nayar
|
Management
|
For
|
For
|
1h
|
Elect Director Jeremy Sutcliffe
|
Management
|
For
|
For
|
1i
|
Elect Director David Szczupak
|
Management
|
For
|
For
|
1j
|
Elect Director Philip Weaver
|
Management
|
For
|
For
|
2
|
Ratify PricewaterhouseCoopers AG as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
|
AMERICAN EXPRESS COMPANY
Meeting Date: MAY 04, 2021
Record Date: MAR 08, 2021
Meeting Type: ANNUAL
|
Ticker: AXP
Security ID: 025816109
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Thomas J. Baltimore
|
Management
|
For
|
For
|
1b
|
Elect Director Charlene Barshefsky
|
Management
|
For
|
For
|
1c
|
Elect Director John J. Brennan
|
Management
|
For
|
For
|
1d
|
Elect Director Peter Chernin
|
Management
|
For
|
For
|
1e
|
Elect Director Ralph de la Vega
|
Management
|
For
|
For
|
1f
|
Elect Director Michael O. Leavitt
|
Management
|
For
|
For
|
1g
|
Elect Director Theodore J. Leonsis
|
Management
|
For
|
For
|
1h
|
Elect Director Karen L. Parkhill
|
Management
|
For
|
For
|
1i
|
Elect Director Charles E. Phillips
|
Management
|
For
|
For
|
1j
|
Elect Director Lynn A. Pike
|
Management
|
For
|
For
|
1k
|
Elect Director Stephen J. Squeri
|
Management
|
For
|
For
|
1l
|
Elect Director Daniel L. Vasella
|
Management
|
For
|
For
|
1m
|
Elect Director Lisa W. Wardell
|
Management
|
For
|
For
|
1n
|
Elect Director Ronald A. Williams
|
Management
|
For
|
For
|
1o
|
Elect Director Christopher D. Young
|
Management
|
For
|
For
|
2
|
Ratify PricewaterhouseCoopers LLP as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Provide Right to Act by Written Consent
|
Shareholder
|
Against
|
For
|
5
|
Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts
|
Shareholder
|
Against
|
For
|
|
ANTHEM, INC.
Meeting Date: MAY 26, 2021
Record Date: MAR 22, 2021
Meeting Type: ANNUAL
|
Ticker: ANTM
Security ID: 036752103
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Lewis Hay, III
|
Management
|
For
|
For
|
1.2
|
Elect Director Antonio F. Neri
|
Management
|
For
|
For
|
1.3
|
Elect Director Ramiro G. Peru
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Ratify Ernst & Young LLP as Auditors
|
Management
|
For
|
For
|
|
APPLE INC.
Meeting Date: FEB 23, 2021
Record Date: DEC 28, 2020
Meeting Type: ANNUAL
|
Ticker: AAPL
Security ID: 037833100
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director James Bell
|
Management
|
For
|
For
|
1b
|
Elect Director Tim Cook
|
Management
|
For
|
For
|
1c
|
Elect Director Al Gore
|
Management
|
For
|
For
|
1d
|
Elect Director Andrea Jung
|
Management
|
For
|
For
|
1e
|
Elect Director Art Levinson
|
Management
|
For
|
For
|
1f
|
Elect Director Monica Lozano
|
Management
|
For
|
For
|
1g
|
Elect Director Ron Sugar
|
Management
|
For
|
For
|
1h
|
Elect Director Sue Wagner
|
Management
|
For
|
For
|
2
|
Ratify Ernst & Young LLP as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Proxy Access Amendments
|
Shareholder
|
Against
|
For
|
5
|
Improve Principles of Executive Compensation Program
|
Shareholder
|
Against
|
Against
|
|
AT&T INC.
Meeting Date: APR 30, 2021
Record Date: MAR 02, 2021
Meeting Type: ANNUAL
|
Ticker: T
Security ID: 00206R102
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director William E. Kennard
|
Management
|
For
|
For
|
1b
|
Elect Director Samuel A. Di Piazza, Jr.
|
Management
|
For
|
For
|
1c
|
Elect Director Scott T. Ford
|
Management
|
For
|
For
|
1d
|
Elect Director Glenn H. Hutchins
|
Management
|
For
|
For
|
1e
|
Elect Director Debra L. Lee
|
Management
|
For
|
For
|
1f
|
Elect Director Stephen J. Luczo
|
Management
|
For
|
For
|
1g
|
Elect Director Michael B. McCallister
|
Management
|
For
|
For
|
1h
|
Elect Director Beth E. Mooney
|
Management
|
For
|
For
|
1i
|
Elect Director Matthew K. Rose
|
Management
|
For
|
For
|
1j
|
Elect Director John T. Stankey
|
Management
|
For
|
For
|
1k
|
Elect Director Cynthia B. Taylor
|
Management
|
For
|
For
|
1l
|
Elect Director Geoffrey Y. Yang
|
Management
|
For
|
For
|
2
|
Ratify Ernst & Young LLP as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
Against
|
4
|
Lower Ownership Threshold for Action by Written Consent
|
Shareholder
|
Against
|
For
|
|
BAXTER INTERNATIONAL INC.
Meeting Date: MAY 04, 2021
Record Date: MAR 11, 2021
Meeting Type: ANNUAL
|
Ticker: BAX
Security ID: 071813109
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Jose (Joe) E. Almeida
|
Management
|
For
|
For
|
1b
|
Elect Director Thomas F. Chen
|
Management
|
For
|
For
|
1c
|
Elect Director John D. Forsyth
|
Management
|
For
|
For
|
1d
|
Elect Director Peter S. Hellman
|
Management
|
For
|
For
|
1e
|
Elect Director Michael F. Mahoney
|
Management
|
For
|
For
|
1f
|
Elect Director Patricia B. Morrison
|
Management
|
For
|
For
|
1g
|
Elect Director Stephen N. Oesterle
|
Management
|
For
|
For
|
1h
|
Elect Director Cathy R. Smith
|
Management
|
For
|
For
|
1i
|
Elect Director Thomas T. Stallkamp
|
Management
|
For
|
For
|
1j
|
Elect Director Albert P.L. Stroucken
|
Management
|
For
|
For
|
1k
|
Elect Director Amy A. Wendell
|
Management
|
For
|
For
|
1l
|
Elect Director David S. Wilkes
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Ratify PricewaterhouseCoopers LLP as Auditors
|
Management
|
For
|
For
|
4
|
Approve Omnibus Stock Plan
|
Management
|
For
|
For
|
5
|
Amend Qualified Employee Stock Purchase Plan
|
Management
|
For
|
For
|
6
|
Provide Right to Act by Written Consent
|
Shareholder
|
Against
|
For
|
7
|
Require Independent Board Chair
|
Shareholder
|
Against
|
Against
|
|
CHEVRON CORPORATION
Meeting Date: MAY 26, 2021
Record Date: MAR 29, 2021
Meeting Type: ANNUAL
|
Ticker: CVX
Security ID: 166764100
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Wanda M. Austin
|
Management
|
For
|
For
|
1b
|
Elect Director John B. Frank
|
Management
|
For
|
For
|
1c
|
Elect Director Alice P. Gast
|
Management
|
For
|
For
|
1d
|
Elect Director Enrique Hernandez, Jr.
|
Management
|
For
|
For
|
1e
|
Elect Director Marillyn A. Hewson
|
Management
|
For
|
For
|
1f
|
Elect Director Jon M. Huntsman, Jr.
|
Management
|
For
|
For
|
1g
|
Elect Director Charles W. Moorman, IV
|
Management
|
For
|
For
|
1h
|
Elect Director Dambisa F. Moyo
|
Management
|
For
|
For
|
1i
|
Elect Director Debra Reed-Klages
|
Management
|
For
|
For
|
1j
|
Elect Director Ronald D. Sugar
|
Management
|
For
|
For
|
1k
|
Elect Director D. James Umpleby, III
|
Management
|
For
|
For
|
1l
|
Elect Director Michael K. Wirth
|
Management
|
For
|
For
|
2
|
Ratify PricewaterhouseCoopers LLP as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Reduce Scope 3 Emissions
|
Shareholder
|
Against
|
Against
|
5
|
Report on Impacts of Net Zero 2050 Scenario
|
Shareholder
|
Against
|
Against
|
6
|
Amend Certificate of Incorporation to Become a Public Benefit Corporation
|
Shareholder
|
Against
|
Against
|
7
|
Report on Lobbying Payments and Policy
|
Shareholder
|
Against
|
Against
|
8
|
Require Independent Board Chair
|
Shareholder
|
Against
|
Against
|
9
|
Reduce Ownership Threshold for Shareholders to Call Special Meeting
|
Shareholder
|
Against
|
Against
|
|
CHUBB LIMITED
Meeting Date: MAY 20, 2021
Record Date: MAR 26, 2021
Meeting Type: ANNUAL
|
Ticker: CB
Security ID: H1467J104
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Accept Financial Statements and Statutory Reports
|
Management
|
For
|
For
|
2.1
|
Allocate Disposable Profit
|
Management
|
For
|
For
|
2.2
|
Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount
|
Management
|
For
|
For
|
3
|
Approve Discharge of Board of Directors
|
Management
|
For
|
For
|
4.1
|
Ratify PricewaterhouseCoopers AG (Zurich) as Statutory Auditor
|
Management
|
For
|
For
|
4.2
|
Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm
|
Management
|
For
|
For
|
4.3
|
Ratify BDO AG (Zurich) as Special Audit Firm
|
Management
|
For
|
For
|
5.1
|
Elect Director Evan G. Greenberg
|
Management
|
For
|
For
|
5.2
|
Elect Director Michael P. Connors
|
Management
|
For
|
For
|
5.3
|
Elect Director Michael G. Atieh
|
Management
|
For
|
For
|
5.4
|
Elect Director Sheila P. Burke
|
Management
|
For
|
For
|
5.5
|
Elect Director Mary Cirillo
|
Management
|
For
|
For
|
5.6
|
Elect Director Robert J. Hugin
|
Management
|
For
|
For
|
5.7
|
Elect Director Robert W. Scully
|
Management
|
For
|
For
|
5.8
|
Elect Director Eugene B. Shanks, Jr.
|
Management
|
For
|
For
|
5.9
|
Elect Director Theodore E. Shasta
|
Management
|
For
|
For
|
5.10
|
Elect Director David H. Sidwell
|
Management
|
For
|
For
|
5.11
|
Elect Director Olivier Steimer
|
Management
|
For
|
For
|
5.12
|
Elect Director Luis Tellez
|
Management
|
For
|
For
|
5.13
|
Elect Director Frances F. Townsend
|
Management
|
For
|
For
|
6
|
Elect Evan G. Greenberg as Board Chairman
|
Management
|
For
|
Against
|
7.1
|
Elect Michael P. Connors as Member of the Compensation Committee
|
Management
|
For
|
For
|
7.2
|
Elect Mary Cirillo as Member of the Compensation Committee
|
Management
|
For
|
For
|
7.3
|
Elect Frances F. Townsend as Member of the Compensation Committee
|
Management
|
For
|
For
|
8
|
Designate Homburger AG as Independent Proxy
|
Management
|
For
|
For
|
9
|
Amend Omnibus Stock Plan
|
Management
|
For
|
For
|
10
|
Approve CHF 86,557,222.50 Reduction in Share Capital via Cancellation in Nominal Value of CHF 24.15 each
|
Management
|
For
|
For
|
11.1
|
Approve the Maximum Aggregate Remuneration of Directors
|
Management
|
For
|
For
|
11.2
|
Approve Remuneration of Executive Management in the Amount of USD 48 Million for Fiscal 2022
|
Management
|
For
|
For
|
12
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
13
|
Transact Other Business (Voting)
|
Management
|
For
|
Against
|
|
CISCO SYSTEMS, INC.
Meeting Date: DEC 10, 2020
Record Date: OCT 12, 2020
Meeting Type: ANNUAL
|
Ticker: CSCO
Security ID: 17275R102
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director M. Michele Burns
|
Management
|
For
|
For
|
1b
|
Elect Director Wesley G. Bush
|
Management
|
For
|
For
|
1c
|
Elect Director Michael D. Capellas
|
Management
|
For
|
For
|
1d
|
Elect Director Mark Garrett
|
Management
|
For
|
For
|
1e
|
Elect Director Kristina M. Johnson
|
Management
|
For
|
For
|
1f
|
Elect Director Roderick C. McGeary
|
Management
|
For
|
For
|
1g
|
Elect Director Charles H. Robbins
|
Management
|
For
|
For
|
1h
|
Elect Director Arun Sarin - Withdrawn
|
Management
|
None
|
None
|
1i
|
Elect Director Brenton L. Saunders
|
Management
|
For
|
For
|
1j
|
Elect Director Lisa T. Su
|
Management
|
For
|
For
|
2
|
Change State of Incorporation from California to Delaware
|
Management
|
For
|
For
|
3
|
Amend Omnibus Stock Plan
|
Management
|
For
|
For
|
4
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
5
|
Ratify PricewaterhouseCoopers LLP as Auditors
|
Management
|
For
|
For
|
6
|
Require Independent Board Chair
|
Shareholder
|
Against
|
Against
|
|
CME GROUP INC.
Meeting Date: MAY 05, 2021
Record Date: MAR 08, 2021
Meeting Type: ANNUAL
|
Ticker: CME
Security ID: 12572Q105
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Terrence A. Duffy
|
Management
|
For
|
For
|
1b
|
Elect Director Timothy S. Bitsberger
|
Management
|
For
|
For
|
1c
|
Elect Director Charles P. Carey
|
Management
|
For
|
For
|
1d
|
Elect Director Dennis H. Chookaszian
|
Management
|
For
|
For
|
1e
|
Elect Director Bryan T. Durkin
|
Management
|
For
|
For
|
1f
|
Elect Director Ana Dutra
|
Management
|
For
|
For
|
1g
|
Elect Director Martin J. Gepsman
|
Management
|
For
|
For
|
1h
|
Elect Director Larry G. Gerdes
|
Management
|
For
|
For
|
1i
|
Elect Director Daniel R. Glickman
|
Management
|
For
|
For
|
1j
|
Elect Director Daniel G. Kaye
|
Management
|
For
|
For
|
1k
|
Elect Director Phyllis M. Lockett
|
Management
|
For
|
For
|
1l
|
Elect Director Deborah J. Lucas
|
Management
|
For
|
For
|
1m
|
Elect Director Terry L. Savage
|
Management
|
For
|
For
|
1n
|
Elect Director Rahael Seifu
|
Management
|
For
|
For
|
1o
|
Elect Director William R. Shepard
|
Management
|
For
|
For
|
1p
|
Elect Director Howard J. Siegel
|
Management
|
For
|
For
|
1q
|
Elect Director Dennis A. Suskind
|
Management
|
For
|
For
|
2
|
Ratify Ernst & Young LLP as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
|
COLGATE-PALMOLIVE COMPANY
Meeting Date: MAY 07, 2021
Record Date: MAR 08, 2021
Meeting Type: ANNUAL
|
Ticker: CL
Security ID: 194162103
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director John P. Bilbrey
|
Management
|
For
|
For
|
1b
|
Elect Director John T. Cahill
|
Management
|
For
|
For
|
1c
|
Elect Director Lisa M. Edwards
|
Management
|
For
|
For
|
1d
|
Elect Director C. Martin Harris
|
Management
|
For
|
For
|
1e
|
Elect Director Martina Hund-Mejean
|
Management
|
For
|
For
|
1f
|
Elect Director Kimberly A. Nelson
|
Management
|
For
|
For
|
1g
|
Elect Director Lorrie M. Norrington
|
Management
|
For
|
For
|
1h
|
Elect Director Michael B. Polk
|
Management
|
For
|
For
|
1i
|
Elect Director Stephen I. Sadove
|
Management
|
For
|
For
|
1j
|
Elect Director Noel R. Wallace
|
Management
|
For
|
For
|
2
|
Ratify PricewaterhouseCoopers LLP as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Require Independent Board Chair
|
Shareholder
|
Against
|
For
|
5
|
Reduce Ownership Threshold for Shareholders to Call Special Meeting
|
Shareholder
|
Against
|
For
|
|
COMCAST CORPORATION
Meeting Date: JUN 02, 2021
Record Date: APR 05, 2021
Meeting Type: ANNUAL
|
Ticker: CMCSA
Security ID: 20030N101
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Kenneth J. Bacon
|
Management
|
For
|
For
|
1.2
|
Elect Director Madeline S. Bell
|
Management
|
For
|
For
|
1.3
|
Elect Director Naomi M. Bergman
|
Management
|
For
|
For
|
1.4
|
Elect Director Edward D. Breen
|
Management
|
For
|
For
|
1.5
|
Elect Director Gerald L. Hassell
|
Management
|
For
|
For
|
1.6
|
Elect Director Jeffrey A. Honickman
|
Management
|
For
|
For
|
1.7
|
Elect Director Maritza G. Montiel
|
Management
|
For
|
For
|
1.8
|
Elect Director Asuka Nakahara
|
Management
|
For
|
For
|
1.9
|
Elect Director David C. Novak
|
Management
|
For
|
For
|
1.10
|
Elect Director Brian L. Roberts
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Ratify Deloitte & Touche LLP as Auditors
|
Management
|
For
|
For
|
4
|
Report on Risks Posed by the Failing to Prevent Workplace Sexual Harassment
|
Shareholder
|
Against
|
Against
|
|
ENBRIDGE INC.
Meeting Date: MAY 05, 2021
Record Date: MAR 09, 2021
Meeting Type: ANNUAL
|
Ticker: ENB
Security ID: 29250N105
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Pamela L. Carter
|
Management
|
For
|
For
|
1.2
|
Elect Director Marcel R. Coutu
|
Management
|
For
|
For
|
1.3
|
Elect Director Susan M. Cunningham
|
Management
|
For
|
For
|
1.4
|
Elect Director Gregory L. Ebel
|
Management
|
For
|
For
|
1.5
|
Elect Director J. Herb England
|
Management
|
For
|
For
|
1.6
|
Elect Director Gregory J. Goff
|
Management
|
For
|
For
|
1.7
|
Elect Director V. Maureen Kempston Darkes
|
Management
|
For
|
For
|
1.8
|
Elect Director Teresa S. Madden
|
Management
|
For
|
For
|
1.9
|
Elect Director Al Monaco
|
Management
|
For
|
For
|
1.10
|
Elect Director Stephen S. Poloz
|
Management
|
For
|
For
|
1.11
|
Elect Director Dan C. Tutcher
|
Management
|
For
|
For
|
2
|
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
3
|
Advisory Vote on Executive Compensation Approach
|
Management
|
For
|
For
|
|
FIDELITY NATIONAL INFORMATION SERVICES, INC.
Meeting Date: MAY 19, 2021
Record Date: MAR 25, 2021
Meeting Type: ANNUAL
|
Ticker: FIS
Security ID: 31620M106
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Ellen R. Alemany
|
Management
|
For
|
For
|
1b
|
Elect Director Jeffrey A. Goldstein
|
Management
|
For
|
For
|
1c
|
Elect Director Lisa A. Hook
|
Management
|
For
|
For
|
1d
|
Elect Director Keith W. Hughes
|
Management
|
For
|
For
|
1e
|
Elect Director Gary L. Lauer
|
Management
|
For
|
For
|
1f
|
Elect Director Gary A. Norcross
|
Management
|
For
|
For
|
1g
|
Elect Director Louise M. Parent
|
Management
|
For
|
For
|
1h
|
Elect Director Brian T. Shea
|
Management
|
For
|
For
|
1i
|
Elect Director James B. Stallings, Jr.
|
Management
|
For
|
For
|
1j
|
Elect Director Jeffrey E. Stiefler
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Ratify KPMG LLP as Auditors
|
Management
|
For
|
For
|
|
HONEYWELL INTERNATIONAL INC.
Meeting Date: MAY 21, 2021
Record Date: MAR 26, 2021
Meeting Type: ANNUAL
|
Ticker: HON
Security ID: 438516106
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1A
|
Elect Director Darius Adamczyk
|
Management
|
For
|
For
|
1B
|
Elect Director Duncan B. Angove
|
Management
|
For
|
For
|
1C
|
Elect Director William S. Ayer
|
Management
|
For
|
For
|
1D
|
Elect Director Kevin Burke
|
Management
|
For
|
For
|
1E
|
Elect Director D. Scott Davis
|
Management
|
For
|
For
|
1F
|
Elect Director Deborah Flint
|
Management
|
For
|
For
|
1G
|
Elect Director Judd Gregg
|
Management
|
For
|
For
|
1H
|
Elect Director Grace D. Lieblein
|
Management
|
For
|
For
|
1I
|
Elect Director Raymond T. Odierno
|
Management
|
For
|
For
|
1J
|
Elect Director George Paz
|
Management
|
For
|
For
|
1K
|
Elect Director Robin L. Washington
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Ratify Deloitte & Touche LLP as Auditor
|
Management
|
For
|
For
|
4
|
Provide Right to Act by Written Consent
|
Shareholder
|
Against
|
For
|
|
INTERNATIONAL FLAVORS & FRAGRANCES INC.
Meeting Date: AUG 27, 2020
Record Date: JUL 13, 2020
Meeting Type: SPECIAL
|
Ticker: IFF
Security ID: 459506101
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Issue Shares in Connection with Merger
|
Management
|
For
|
For
|
2
|
Adjourn Meeting
|
Management
|
For
|
For
|
|
INTERNATIONAL FLAVORS & FRAGRANCES INC.
Meeting Date: MAY 05, 2021
Record Date: MAR 08, 2021
Meeting Type: ANNUAL
|
Ticker: IFF
Security ID: 459506101
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Kathryn J. Boor
|
Management
|
For
|
For
|
1b
|
Elect Director Edward D. Breen
|
Management
|
For
|
Against
|
1c
|
Elect Director Carol Anthony Davidson
|
Management
|
For
|
For
|
1d
|
Elect Director Michael L. Ducker
|
Management
|
For
|
For
|
1e
|
Elect Director Roger W. Ferguson, Jr.
|
Management
|
For
|
For
|
1f
|
Elect Director John F. Ferraro
|
Management
|
For
|
For
|
1g
|
Elect Director Andreas Fibig
|
Management
|
For
|
For
|
1h
|
Elect Director Christina Gold
|
Management
|
For
|
For
|
1i
|
Elect Director Ilene Gordon
|
Management
|
For
|
For
|
1j
|
Elect Director Matthias J. Heinzel
|
Management
|
For
|
For
|
1k
|
Elect Director Dale F. Morrison
|
Management
|
For
|
For
|
1l
|
Elect Director Kare Schultz
|
Management
|
For
|
For
|
1m
|
Elect Director Stephen Williamson
|
Management
|
For
|
For
|
2
|
Ratify PricewaterhouseCoopers LLP as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Approve Omnibus Stock Plan
|
Management
|
For
|
For
|
|
JOHNSON & JOHNSON
Meeting Date: APR 22, 2021
Record Date: FEB 23, 2021
Meeting Type: ANNUAL
|
Ticker: JNJ
Security ID: 478160104
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Mary C. Beckerle
|
Management
|
For
|
For
|
1b
|
Elect Director D. Scott Davis
|
Management
|
For
|
For
|
1c
|
Elect Director Ian E. L. Davis
|
Management
|
For
|
For
|
1d
|
Elect Director Jennifer A. Doudna
|
Management
|
For
|
For
|
1e
|
Elect Director Alex Gorsky
|
Management
|
For
|
For
|
1f
|
Elect Director Marillyn A. Hewson
|
Management
|
For
|
For
|
1g
|
Elect Director Hubert Joly
|
Management
|
For
|
For
|
1h
|
Elect Director Mark B. McClellan
|
Management
|
For
|
For
|
1i
|
Elect Director Anne M. Mulcahy
|
Management
|
For
|
For
|
1j
|
Elect Director Charles Prince
|
Management
|
For
|
For
|
1k
|
Elect Director A. Eugene Washington
|
Management
|
For
|
For
|
1l
|
Elect Director Mark A. Weinberger
|
Management
|
For
|
For
|
1m
|
Elect Director Nadja Y. West
|
Management
|
For
|
For
|
1n
|
Elect Director Ronald A. Williams
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
Against
|
3
|
Ratify PricewaterhouseCoopers LLP as Auditors
|
Management
|
For
|
For
|
4
|
Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics
|
Shareholder
|
Against
|
For
|
5
|
Require Independent Board Chair
|
Shareholder
|
Against
|
For
|
6
|
Report on Civil Rights Audit
|
Shareholder
|
Against
|
Against
|
7
|
Adopt Policy on Bonus Banking
|
Shareholder
|
Against
|
Against
|
|
JPMORGAN CHASE & CO.
Meeting Date: MAY 18, 2021
Record Date: MAR 19, 2021
Meeting Type: ANNUAL
|
Ticker: JPM
Security ID: 46625H100
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Linda B. Bammann
|
Management
|
For
|
For
|
1b
|
Elect Director Stephen B. Burke
|
Management
|
For
|
For
|
1c
|
Elect Director Todd A. Combs
|
Management
|
For
|
For
|
1d
|
Elect Director James S. Crown
|
Management
|
For
|
For
|
1e
|
Elect Director James Dimon
|
Management
|
For
|
For
|
1f
|
Elect Director Timothy P. Flynn
|
Management
|
For
|
For
|
1g
|
Elect Director Mellody Hobson
|
Management
|
For
|
For
|
1h
|
Elect Director Michael A. Neal
|
Management
|
For
|
For
|
1i
|
Elect Director Phebe N. Novakovic
|
Management
|
For
|
For
|
1j
|
Elect Director Virginia M. Rometty
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Amend Omnibus Stock Plan
|
Management
|
For
|
For
|
4
|
Ratify PricewaterhouseCoopers LLP as Auditors
|
Management
|
For
|
For
|
5
|
Reduce Ownership Threshold for Shareholders to Request Action by Written Consent
|
Shareholder
|
Against
|
For
|
6
|
Report on Racial Equity Audit
|
Shareholder
|
Against
|
Against
|
7
|
Require Independent Board Chair
|
Shareholder
|
Against
|
For
|
8
|
Report on Congruency Political Analysis and Electioneering Expenditures
|
Shareholder
|
Against
|
For
|
|
LINDE PLC
Meeting Date: JUL 27, 2020
Record Date: JUL 25, 2020
Meeting Type: ANNUAL
|
Ticker: LIN
Security ID: G5494J103
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Wolfgang H. Reitzle
|
Management
|
For
|
For
|
1b
|
Elect Director Stephen F. Angel
|
Management
|
For
|
For
|
1c
|
Elect Director Ann-Kristin Achleitner
|
Management
|
For
|
For
|
1d
|
Elect Director Clemens A. H. Borsig
|
Management
|
For
|
For
|
1e
|
Elect Director Nance K. Dicciani
|
Management
|
For
|
For
|
1f
|
Elect Director Thomas Enders
|
Management
|
For
|
For
|
1g
|
Elect Director Franz Fehrenbach
|
Management
|
For
|
For
|
1h
|
Elect Director Edward G. Galante
|
Management
|
For
|
For
|
1i
|
Elect Director Larry D. McVay
|
Management
|
For
|
For
|
1j
|
Elect Director Victoria E. Ossadnik
|
Management
|
For
|
For
|
1k
|
Elect Director Martin H. Richenhagen
|
Management
|
For
|
For
|
1l
|
Elect Director Robert L. Wood
|
Management
|
For
|
For
|
2a
|
Ratify PricewaterhouseCoopers as Auditors
|
Management
|
For
|
For
|
2b
|
Authorize Board to Fix Remuneration of Auditors
|
Management
|
For
|
For
|
3
|
Determine Price Range for Reissuance of Treasury Shares
|
Management
|
For
|
For
|
4
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
|
LOCKHEED MARTIN CORPORATION
Meeting Date: APR 22, 2021
Record Date: FEB 26, 2021
Meeting Type: ANNUAL
|
Ticker: LMT
Security ID: 539830109
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Daniel F. Akerson
|
Management
|
For
|
For
|
1.2
|
Elect Director David B. Burritt
|
Management
|
For
|
For
|
1.3
|
Elect Director Bruce A. Carlson
|
Management
|
For
|
For
|
1.4
|
Elect Director Joseph F. Dunford, Jr.
|
Management
|
For
|
For
|
1.5
|
Elect Director James O. Ellis, Jr.
|
Management
|
For
|
For
|
1.6
|
Elect Director Thomas J. Falk
|
Management
|
For
|
For
|
1.7
|
Elect Director Ilene S. Gordon
|
Management
|
For
|
For
|
1.8
|
Elect Director Vicki A. Hollub
|
Management
|
For
|
For
|
1.9
|
Elect Director Jeh C. Johnson
|
Management
|
For
|
For
|
1.10
|
Elect Director Debra L. Reed-Klages
|
Management
|
For
|
For
|
1.11
|
Elect Director James D. Taiclet
|
Management
|
For
|
For
|
2
|
Ratify Ernst & Young LLP as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Provide Right to Act by Written Consent
|
Shareholder
|
Against
|
For
|
5
|
Report on Human Rights Due Diligence
|
Shareholder
|
Against
|
For
|
|
LOWE'S COMPANIES, INC.
Meeting Date: MAY 28, 2021
Record Date: MAR 22, 2021
Meeting Type: ANNUAL
|
Ticker: LOW
Security ID: 548661107
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Raul Alvarez
|
Management
|
For
|
For
|
1.2
|
Elect Director David H. Batchelder
|
Management
|
For
|
For
|
1.3
|
Elect Director Angela F. Braly
|
Management
|
For
|
For
|
1.4
|
Elect Director Sandra B. Cochran
|
Management
|
For
|
For
|
1.5
|
Elect Director Laurie Z. Douglas
|
Management
|
For
|
For
|
1.6
|
Elect Director Richard W. Dreiling
|
Management
|
For
|
For
|
1.7
|
Elect Director Marvin R. Ellison
|
Management
|
For
|
For
|
1.8
|
Elect Director Daniel J. Heinrich
|
Management
|
For
|
For
|
1.9
|
Elect Director Brian C. Rogers
|
Management
|
For
|
For
|
1.10
|
Elect Director Bertram L. Scott
|
Management
|
For
|
For
|
1.11
|
Elect Director Mary Beth West
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Ratify Deloitte & Touche LLP as Auditor
|
Management
|
For
|
For
|
4
|
Amend Proxy Access Right
|
Shareholder
|
Against
|
For
|
|
MARSH & MCLENNAN COMPANIES, INC.
Meeting Date: MAY 20, 2021
Record Date: MAR 22, 2021
Meeting Type: ANNUAL
|
Ticker: MMC
Security ID: 571748102
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Anthony K. Anderson
|
Management
|
For
|
For
|
1b
|
Elect Director Oscar Fanjul
|
Management
|
For
|
For
|
1c
|
Elect Director Daniel S. Glaser
|
Management
|
For
|
For
|
1d
|
Elect Director H. Edward Hanway
|
Management
|
For
|
For
|
1e
|
Elect Director Deborah C. Hopkins
|
Management
|
For
|
For
|
1f
|
Elect Director Tamara Ingram
|
Management
|
For
|
For
|
1g
|
Elect Director Jane H. Lute
|
Management
|
For
|
For
|
1h
|
Elect Director Steven A. Mills
|
Management
|
For
|
For
|
1i
|
Elect Director Bruce P. Nolop
|
Management
|
For
|
For
|
1j
|
Elect Director Marc D. Oken
|
Management
|
For
|
For
|
1k
|
Elect Director Morton O. Schapiro
|
Management
|
For
|
For
|
1l
|
Elect Director Lloyd M. Yates
|
Management
|
For
|
For
|
1m
|
Elect Director R. David Yost
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Ratify Deloitte & Touche LLP as Auditor
|
Management
|
For
|
For
|
|
MCDONALD'S CORPORATION
Meeting Date: MAY 20, 2021
Record Date: MAR 22, 2021
Meeting Type: ANNUAL
|
Ticker: MCD
Security ID: 580135101
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Lloyd Dean
|
Management
|
For
|
For
|
1b
|
Elect Director Robert Eckert
|
Management
|
For
|
For
|
1c
|
Elect Director Catherine Engelbert
|
Management
|
For
|
For
|
1d
|
Elect Director Margaret Georgiadis
|
Management
|
For
|
For
|
1e
|
Elect Director Enrique Hernandez, Jr.
|
Management
|
For
|
For
|
1f
|
Elect Director Christopher Kempczinski
|
Management
|
For
|
For
|
1g
|
Elect Director Richard Lenny
|
Management
|
For
|
For
|
1h
|
Elect Director John Mulligan
|
Management
|
For
|
For
|
1i
|
Elect Director Sheila Penrose
|
Management
|
For
|
For
|
1j
|
Elect Director John Rogers, Jr.
|
Management
|
For
|
For
|
1k
|
Elect Director Paul Walsh
|
Management
|
For
|
For
|
1l
|
Elect Director Miles White
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Ratify Ernst & Young LLP as Auditors
|
Management
|
For
|
For
|
4
|
Report on Sugar and Public Health
|
Shareholder
|
Against
|
Against
|
5
|
Report on Antibiotics and Public Health Costs
|
Shareholder
|
Against
|
Against
|
6
|
Provide Right to Act by Written Consent
|
Shareholder
|
Against
|
For
|
|
MEDTRONIC PLC
Meeting Date: DEC 11, 2020
Record Date: OCT 15, 2020
Meeting Type: ANNUAL
|
Ticker: MDT
Security ID: G5960L103
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Richard H. Anderson
|
Management
|
For
|
For
|
1b
|
Elect Director Craig Arnold
|
Management
|
For
|
For
|
1c
|
Elect Director Scott C. Donnelly
|
Management
|
For
|
For
|
1d
|
Elect Director Andrea J. Goldsmith
|
Management
|
For
|
For
|
1e
|
Elect Director Randall J. Hogan, III
|
Management
|
For
|
For
|
1f
|
Elect Director Michael O. Leavitt
|
Management
|
For
|
For
|
1g
|
Elect Director James T. Lenehan
|
Management
|
For
|
For
|
1h
|
Elect Director Kevin E. Lofton
|
Management
|
For
|
For
|
1i
|
Elect Director Geoffrey S. Martha
|
Management
|
For
|
For
|
1j
|
Elect Director Elizabeth G. Nabel
|
Management
|
For
|
For
|
1k
|
Elect Director Denise M. O'Leary
|
Management
|
For
|
For
|
1l
|
Elect Director Kendall J. Powell
|
Management
|
For
|
For
|
2
|
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Renew the Board's Authority to Issue Shares Under Irish Law
|
Management
|
For
|
For
|
5
|
Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law
|
Management
|
For
|
For
|
6
|
Authorize Overseas Market Purchases of Ordinary Shares
|
Management
|
For
|
For
|
|
MERCK & CO., INC.
Meeting Date: MAY 25, 2021
Record Date: MAR 26, 2021
Meeting Type: ANNUAL
|
Ticker: MRK
Security ID: 58933Y105
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Leslie A. Brun
|
Management
|
For
|
For
|
1b
|
Elect Director Mary Ellen Coe
|
Management
|
For
|
For
|
1c
|
Elect Director Pamela J. Craig
|
Management
|
For
|
For
|
1d
|
Elect Director Kenneth C. Frazier
|
Management
|
For
|
For
|
1e
|
Elect Director Thomas H. Glocer
|
Management
|
For
|
For
|
1f
|
Elect Director Risa J. Lavizzo-Mourey
|
Management
|
For
|
For
|
1g
|
Elect Director Stephen L. Mayo
|
Management
|
For
|
For
|
1h
|
Elect Director Paul B. Rothman
|
Management
|
For
|
For
|
1i
|
Elect Director Patricia F. Russo
|
Management
|
For
|
For
|
1j
|
Elect Director Christine E. Seidman
|
Management
|
For
|
For
|
1k
|
Elect Director Inge G. Thulin
|
Management
|
For
|
For
|
1l
|
Elect Director Kathy J. Warden
|
Management
|
For
|
For
|
1m
|
Elect Director Peter C. Wendell
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Ratify PricewaterhouseCoopers LLP as Auditors
|
Management
|
For
|
For
|
4
|
Provide Right to Act by Written Consent
|
Shareholder
|
Against
|
For
|
5
|
Report on Access to COVID-19 Products
|
Shareholder
|
Against
|
Against
|
|
MICROSOFT CORPORATION
Meeting Date: DEC 02, 2020
Record Date: OCT 08, 2020
Meeting Type: ANNUAL
|
Ticker: MSFT
Security ID: 594918104
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Reid G. Hoffman
|
Management
|
For
|
For
|
1.2
|
Elect Director Hugh F. Johnston
|
Management
|
For
|
For
|
1.3
|
Elect Director Teri L. List-Stoll
|
Management
|
For
|
For
|
1.4
|
Elect Director Satya Nadella
|
Management
|
For
|
For
|
1.5
|
Elect Director Sandra E. Peterson
|
Management
|
For
|
For
|
1.6
|
Elect Director Penny S. Pritzker
|
Management
|
For
|
For
|
1.7
|
Elect Director Charles W. Scharf
|
Management
|
For
|
For
|
1.8
|
Elect Director Arne M. Sorenson
|
Management
|
For
|
For
|
1.9
|
Elect Director John W. Stanton
|
Management
|
For
|
For
|
1.10
|
Elect Director John W. Thompson
|
Management
|
For
|
For
|
1.11
|
Elect Director Emma N. Walmsley
|
Management
|
For
|
For
|
1.12
|
Elect Director Padmasree Warrior
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Ratify Deloitte & Touche LLP as Auditors
|
Management
|
For
|
For
|
4
|
Report on Employee Representation on the Board of Directors
|
Shareholder
|
Against
|
Against
|
|
MONDELEZ INTERNATIONAL, INC.
Meeting Date: MAY 19, 2021
Record Date: MAR 12, 2021
Meeting Type: ANNUAL
|
Ticker: MDLZ
Security ID: 609207105
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Lewis W.K. Booth
|
Management
|
For
|
For
|
1b
|
Elect Director Charles E. Bunch
|
Management
|
For
|
For
|
1c
|
Elect Director Lois D. Juliber
|
Management
|
For
|
For
|
1d
|
Elect Director Peter W. May
|
Management
|
For
|
For
|
1e
|
Elect Director Jorge S. Mesquita
|
Management
|
For
|
For
|
1f
|
Elect Director Jane Hamilton Nielsen
|
Management
|
For
|
For
|
1g
|
Elect Director Fredric G. Reynolds
|
Management
|
For
|
For
|
1h
|
Elect Director Christiana S. Shi
|
Management
|
For
|
For
|
1i
|
Elect Director Patrick T. Siewert
|
Management
|
For
|
For
|
1j
|
Elect Director Michael A. Todman
|
Management
|
For
|
For
|
1k
|
Elect Director Jean-Francois M. L. van Boxmeer
|
Management
|
For
|
For
|
1l
|
Elect Director Dirk Van de Put
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Ratify PricewaterhouseCoopers LLP as Auditors
|
Management
|
For
|
For
|
4
|
Consider Pay Disparity Between Executives and Other Employees
|
Shareholder
|
Against
|
Against
|
|
MOTOROLA SOLUTIONS, INC.
Meeting Date: MAY 18, 2021
Record Date: MAR 19, 2021
Meeting Type: ANNUAL
|
Ticker: MSI
Security ID: 620076307
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Gregory Q. Brown
|
Management
|
For
|
For
|
1b
|
Elect Director Kenneth D. Denman
|
Management
|
For
|
For
|
1c
|
Elect Director Egon P. Durban
|
Management
|
For
|
For
|
1d
|
Elect Director Clayton M. Jones
|
Management
|
For
|
For
|
1e
|
Elect Director Judy C. Lewent
|
Management
|
For
|
For
|
1f
|
Elect Director Gregory K. Mondre
|
Management
|
For
|
For
|
1g
|
Elect Director Joseph M. Tucci
|
Management
|
For
|
For
|
2
|
Ratify PricewaterhouseCoopers LLP as Auditor
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
|
NESTLE SA
Meeting Date: APR 15, 2021
Record Date: MAR 09, 2021
Meeting Type: ANNUAL
|
Ticker: NESN
Security ID: 641069406
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Accept Financial Statements and Statutory Reports
|
Management
|
For
|
For
|
1.2
|
Approve Remuneration Report
|
Management
|
For
|
For
|
2
|
Approve Discharge of Board and Senior Management
|
Management
|
For
|
For
|
3
|
Approve Allocation of Income and Dividends of CHF 2.75 per Share
|
Management
|
For
|
For
|
4.1.a
|
Reelect Paul Bulcke as Director and Board Chairman
|
Management
|
For
|
For
|
4.1.b
|
Reelect Ulf Schneider as Director
|
Management
|
For
|
For
|
4.1.c
|
Reelect Henri de Castries as Director
|
Management
|
For
|
For
|
4.1.d
|
Reelect Renato Fassbind as Director
|
Management
|
For
|
For
|
4.1.e
|
Reelect Pablo Isla as Director
|
Management
|
For
|
For
|
4.1.f
|
Reelect Ann Veneman as Director
|
Management
|
For
|
For
|
4.1.g
|
Reelect Eva Cheng as Director
|
Management
|
For
|
For
|
4.1.h
|
Reelect Patrick Aebischer as Director
|
Management
|
For
|
For
|
4.1.i
|
Reelect Kasper Rorsted as Director
|
Management
|
For
|
For
|
4.1.j
|
Reelect Kimberly Ross as Director
|
Management
|
For
|
For
|
4.1.k
|
Reelect Dick Boer as Director
|
Management
|
For
|
For
|
4.1.l
|
Reelect Dinesh Paliwal as Director
|
Management
|
For
|
For
|
4.1.m
|
Reelect Hanne Jimenez de Mora as Director
|
Management
|
For
|
For
|
4.2
|
Elect Lindiwe Sibanda as Director
|
Management
|
For
|
For
|
4.3.1
|
Appoint Pablo Isla as Member of the Compensation Committee
|
Management
|
For
|
For
|
4.3.2
|
Appoint Patrick Aebischer as Member of the Compensation Committee
|
Management
|
For
|
For
|
4.3.3
|
Appoint Dick Boer as Member of the Compensation Committee
|
Management
|
For
|
For
|
4.3.4
|
Appoint Kasper Rorsted as Member of the Compensation Committee
|
Management
|
For
|
For
|
4.4
|
Ratify Ernst & Young AG as Auditors
|
Management
|
For
|
For
|
4.5
|
Designate Hartmann Dreyer as Independent Proxy
|
Management
|
For
|
For
|
5.1
|
Approve Remuneration of Directors in the Amount of CHF 10 Million
|
Management
|
For
|
For
|
5.2
|
Approve Remuneration of Executive Committee in the Amount of CHF 57.5 Million
|
Management
|
For
|
For
|
6
|
Approve CHF 6.6 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares
|
Management
|
For
|
For
|
7
|
Approve Climate Action Plan
|
Management
|
For
|
For
|
8
|
Transact Other Business (Voting)
|
Management
|
Against
|
Against
|
|
NEXTERA ENERGY, INC.
Meeting Date: MAY 20, 2021
Record Date: MAR 23, 2021
Meeting Type: ANNUAL
|
Ticker: NEE
Security ID: 65339F101
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Sherry S. Barrat
|
Management
|
For
|
For
|
1b
|
Elect Director James L. Camaren
|
Management
|
For
|
For
|
1c
|
Elect Director Kenneth B. Dunn
|
Management
|
For
|
For
|
1d
|
Elect Director Naren K. Gursahaney
|
Management
|
For
|
For
|
1e
|
Elect Director Kirk S. Hachigian
|
Management
|
For
|
For
|
1f
|
Elect Director Amy B. Lane
|
Management
|
For
|
For
|
1g
|
Elect Director David L. Porges
|
Management
|
For
|
For
|
1h
|
Elect Director James L. Robo
|
Management
|
For
|
For
|
1i
|
Elect Director Rudy E. Schupp
|
Management
|
For
|
For
|
1j
|
Elect Director John L. Skolds
|
Management
|
For
|
For
|
1k
|
Elect Director Lynn M. Utter
|
Management
|
For
|
For
|
1l
|
Elect Director Darryl L. Wilson
|
Management
|
For
|
For
|
2
|
Ratify Deloitte & Touche LLP as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Approve Omnibus Stock Plan
|
Management
|
For
|
For
|
5
|
Provide Right to Act by Written Consent
|
Shareholder
|
Against
|
Against
|
|
ORIX CORP.
Meeting Date: JUN 25, 2021
Record Date: MAR 30, 2021
Meeting Type: ANNUAL
|
Ticker: 8591
Security ID: 686330101
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Amend Articles to Amend Business Lines
|
Management
|
For
|
For
|
2.1
|
Elect Director Inoue, Makoto
|
Management
|
For
|
For
|
2.2
|
Elect Director Irie, Shuji
|
Management
|
For
|
For
|
2.3
|
Elect Director Taniguchi, Shoji
|
Management
|
For
|
For
|
2.4
|
Elect Director Matsuzaki, Satoru
|
Management
|
For
|
For
|
2.5
|
Elect Director Suzuki, Yoshiteru
|
Management
|
For
|
For
|
2.6
|
Elect Director Stan Koyanagi
|
Management
|
For
|
For
|
2.7
|
Elect Director Takenaka, Heizo
|
Management
|
For
|
For
|
2.8
|
Elect Director Michael Cusumano
|
Management
|
For
|
For
|
2.9
|
Elect Director Akiyama, Sakie
|
Management
|
For
|
For
|
2.10
|
Elect Director Watanabe, Hiroshi
|
Management
|
For
|
For
|
2.11
|
Elect Director Sekine, Aiko
|
Management
|
For
|
For
|
2.12
|
Elect Director Hodo, Chikatomo
|
Management
|
For
|
For
|
|
PACKAGING CORPORATION OF AMERICA
Meeting Date: MAY 04, 2021
Record Date: MAR 15, 2021
Meeting Type: ANNUAL
|
Ticker: PKG
Security ID: 695156109
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Cheryl K. Beebe
|
Management
|
For
|
For
|
1.2
|
Elect Director Duane C. Farrington
|
Management
|
For
|
For
|
1.3
|
Elect Director Donna A. Harman
|
Management
|
For
|
For
|
1.4
|
Elect Director Mark W. Kowlzan
|
Management
|
For
|
For
|
1.5
|
Elect Director Robert C. Lyons
|
Management
|
For
|
For
|
1.6
|
Elect Director Thomas P. Maurer
|
Management
|
For
|
For
|
1.7
|
Elect Director Samuel M. Mencoff
|
Management
|
For
|
For
|
1.8
|
Elect Director Roger B. Porter
|
Management
|
For
|
For
|
1.9
|
Elect Director Thomas S. Souleles
|
Management
|
For
|
For
|
1.10
|
Elect Director Paul T. Stecko
|
Management
|
For
|
For
|
1.11
|
Elect Director James D. Woodrum
|
Management
|
For
|
For
|
2
|
Ratify KPMG LLP as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
|
PEPSICO, INC.
Meeting Date: MAY 05, 2021
Record Date: MAR 01, 2021
Meeting Type: ANNUAL
|
Ticker: PEP
Security ID: 713448108
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Segun Agbaje
|
Management
|
For
|
For
|
1b
|
Elect Director Shona L. Brown
|
Management
|
For
|
For
|
1c
|
Elect Director Cesar Conde
|
Management
|
For
|
For
|
1d
|
Elect Director Ian Cook
|
Management
|
For
|
For
|
1e
|
Elect Director Dina Dublon
|
Management
|
For
|
For
|
1f
|
Elect Director Michelle Gass
|
Management
|
For
|
For
|
1g
|
Elect Director Ramon L. Laguarta
|
Management
|
For
|
For
|
1h
|
Elect Director Dave Lewis
|
Management
|
For
|
For
|
1i
|
Elect Director David C. Page
|
Management
|
For
|
For
|
1j
|
Elect Director Robert C. Pohlad
|
Management
|
For
|
For
|
1k
|
Elect Director Daniel Vasella
|
Management
|
For
|
For
|
1l
|
Elect Director Darren Walker
|
Management
|
For
|
For
|
1m
|
Elect Director Alberto Weisser
|
Management
|
For
|
For
|
2
|
Ratify KPMG LLP as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Reduce Ownership Threshold for Shareholders to Call Special Meeting
|
Shareholder
|
Against
|
For
|
5
|
Report on Sugar and Public Health
|
Shareholder
|
Against
|
Against
|
6
|
Report on External Public Health Costs
|
Shareholder
|
Against
|
Against
|
|
PHILIP MORRIS INTERNATIONAL INC.
Meeting Date: MAY 05, 2021
Record Date: MAR 12, 2021
Meeting Type: ANNUAL
|
Ticker: PM
Security ID: 718172109
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Brant Bonin Bough
|
Management
|
For
|
For
|
1b
|
Elect Director Andre Calantzopoulos
|
Management
|
For
|
For
|
1c
|
Elect Director Michel Combes
|
Management
|
For
|
For
|
1d
|
Elect Director Juan Jose Daboub
|
Management
|
For
|
For
|
1e
|
Elect Director Werner Geissler
|
Management
|
For
|
For
|
1f
|
Elect Director Lisa A. Hook
|
Management
|
For
|
For
|
1g
|
Elect Director Jun Makihara
|
Management
|
For
|
For
|
1h
|
Elect Director Kalpana Morparia
|
Management
|
For
|
For
|
1i
|
Elect Director Lucio A. Noto
|
Management
|
For
|
For
|
1j
|
Elect Director Jacek Olczak
|
Management
|
For
|
For
|
1k
|
Elect Director Frederik Paulsen
|
Management
|
For
|
For
|
1l
|
Elect Director Robert B. Polet
|
Management
|
For
|
For
|
1m
|
Elect Director Shlomo Yanai
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Ratify PricewaterhouseCoopers SA as Auditor
|
Management
|
For
|
For
|
|
PHILLIPS 66
Meeting Date: MAY 12, 2021
Record Date: MAR 17, 2021
Meeting Type: ANNUAL
|
Ticker: PSX
Security ID: 718546104
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Julie L. Bushman
|
Management
|
For
|
For
|
1b
|
Elect Director Lisa A. Davis
|
Management
|
For
|
For
|
2
|
Declassify the Board of Directors
|
Management
|
For
|
For
|
3
|
Ratify Ernst & Young LLP as Auditors
|
Management
|
For
|
For
|
4
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
Against
|
5
|
Adopt GHG Emissions Reduction Targets
|
Shareholder
|
Against
|
For
|
6
|
Report on Climate Lobbying
|
Shareholder
|
Against
|
For
|
|
RESTAURANT BRANDS INTERNATIONAL INC.
Meeting Date: JUN 16, 2021
Record Date: APR 20, 2021
Meeting Type: ANNUAL
|
Ticker: QSR
Security ID: 76131D103
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Alexandre Behring
|
Management
|
For
|
For
|
1.2
|
Elect Director Joao M. Castro-Neves
|
Management
|
For
|
For
|
1.3
|
Elect Director Maximilien de Limburg Stirum
|
Management
|
For
|
For
|
1.4
|
Elect Director Paul J. Fribourg
|
Management
|
For
|
For
|
1.5
|
Elect Director Neil Golden
|
Management
|
For
|
For
|
1.6
|
Elect Director Ali Hedayat
|
Management
|
For
|
For
|
1.7
|
Elect Director Golnar Khosrowshahi
|
Management
|
For
|
For
|
1.8
|
Elect Director Marc Lemann
|
Management
|
For
|
For
|
1.9
|
Elect Director Jason Melbourne
|
Management
|
For
|
For
|
1.10
|
Elect Director Giovanni (John) Prato
|
Management
|
For
|
For
|
1.11
|
Elect Director Daniel S. Schwartz
|
Management
|
For
|
For
|
1.12
|
Elect Director Carlos Alberto Sicupira
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Advisory Vote on Say on Pay Frequency
|
Management
|
One Year
|
One Year
|
4
|
Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
|
SANOFI
Meeting Date: APR 30, 2021
Record Date: MAR 29, 2021
Meeting Type: ANNUAL/SPECIAL
|
Ticker: SAN
Security ID: 80105N105
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Approve Financial Statements and Statutory Reports
|
Management
|
For
|
For
|
2
|
Approve Consolidated Financial Statements and Statutory Reports
|
Management
|
For
|
For
|
3
|
Approve Treatment of Losses and Dividends of EUR 3.20 per Share
|
Management
|
For
|
For
|
4
|
Ratify Appointment of Gilles Schnepp as Director
|
Management
|
For
|
For
|
5
|
Reelect Fabienne Lecorvaisier as Director
|
Management
|
For
|
For
|
6
|
Reelect Melanie Lee as Director
|
Management
|
For
|
For
|
7
|
Elect Barbara Lavernos as Director
|
Management
|
For
|
For
|
8
|
Approve Compensation Report of Corporate Officers
|
Management
|
For
|
For
|
9
|
Approve Compensation of Serge Weinberg, Chairman of the Board
|
Management
|
For
|
For
|
10
|
Approve Compensation of Paul Hudson, CEO
|
Management
|
For
|
For
|
11
|
Approve Remuneration Policy of Directors
|
Management
|
For
|
For
|
12
|
Approve Remuneration Policy of Chairman of the Board
|
Management
|
For
|
For
|
13
|
Approve Remuneration Policy of CEO
|
Management
|
For
|
For
|
14
|
Authorize Repurchase of Up to 10 Percent of Issued Share Capital
|
Management
|
For
|
For
|
15
|
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares
|
Management
|
For
|
For
|
16
|
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 997 Million
|
Management
|
For
|
For
|
17
|
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million
|
Management
|
For
|
For
|
18
|
Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 240 Million
|
Management
|
For
|
For
|
19
|
Approve Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion
|
Management
|
For
|
For
|
20
|
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
|
Management
|
For
|
For
|
21
|
Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
|
Management
|
For
|
For
|
22
|
Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value
|
Management
|
For
|
For
|
23
|
Authorize Capital Issuances for Use in Employee Stock Purchase Plans
|
Management
|
For
|
For
|
24
|
Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans
|
Management
|
For
|
For
|
25
|
Amend Article 13 of Bylaws Re: Written Consultation
|
Management
|
For
|
For
|
26
|
Amend Articles 14 and 17 of Bylaws Re: Board Powers and Censors
|
Management
|
For
|
For
|
27
|
Authorize Filing of Required Documents/Other Formalities
|
Management
|
For
|
For
|
|
SAP SE
Meeting Date: MAY 12, 2021
Record Date: MAR 29, 2021
Meeting Type: ANNUAL
|
Ticker: SAP
Security ID: 803054204
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)
|
Management
|
None
|
None
|
2
|
Approve Allocation of Income and Dividends of EUR 1.85 per Share
|
Management
|
For
|
For
|
3
|
Approve Discharge of Management Board for Fiscal Year 2020
|
Management
|
For
|
For
|
4
|
Approve Discharge of Supervisory Board for Fiscal Year 2020
|
Management
|
For
|
For
|
5
|
Ratify KPMG AG as Auditors for Fiscal Year 2021
|
Management
|
For
|
For
|
6.a
|
Elect Qi Lu to the Supervisory Board
|
Management
|
For
|
For
|
6.b
|
Elect Rouven Westphal to the Supervisory Board
|
Management
|
For
|
For
|
7
|
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 100 Million Pool of Capital to Guarantee
Conversion Rights
|
Management
|
For
|
For
|
8
|
Amend Corporate Purpose
|
Management
|
For
|
For
|
9
|
Amend Articles Re: Proof of Entitlement
|
Management
|
For
|
For
|
|
TEXAS INSTRUMENTS INCORPORATED
Meeting Date: APR 22, 2021
Record Date: FEB 22, 2021
Meeting Type: ANNUAL
|
Ticker: TXN
Security ID: 882508104
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Mark A. Blinn
|
Management
|
For
|
For
|
1b
|
Elect Director Todd M. Bluedorn
|
Management
|
For
|
For
|
1c
|
Elect Director Janet F. Clark
|
Management
|
For
|
For
|
1d
|
Elect Director Carrie S. Cox
|
Management
|
For
|
For
|
1e
|
Elect Director Martin S. Craighead
|
Management
|
For
|
For
|
1f
|
Elect Director Jean M. Hobby
|
Management
|
For
|
For
|
1g
|
Elect Director Michael D. Hsu
|
Management
|
For
|
For
|
1h
|
Elect Director Ronald Kirk
|
Management
|
For
|
For
|
1i
|
Elect Director Pamela H. Patsley
|
Management
|
For
|
For
|
1j
|
Elect Director Robert E. Sanchez
|
Management
|
For
|
For
|
1k
|
Elect Director Richard K. Templeton
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Ratify Ernst & Young LLP as Auditors
|
Management
|
For
|
For
|
4
|
Provide Right to Act by Written Consent
|
Shareholder
|
Against
|
For
|
|
THE CHARLES SCHWAB CORPORATION
Meeting Date: MAY 13, 2021
Record Date: MAR 15, 2021
Meeting Type: ANNUAL
|
Ticker: SCHW
Security ID: 808513105
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Walter W. Bettinger, II
|
Management
|
For
|
For
|
1b
|
Elect Director Joan T. Dea
|
Management
|
For
|
For
|
1c
|
Elect Director Christopher V. Dodds
|
Management
|
For
|
For
|
1d
|
Elect Director Mark A. Goldfarb
|
Management
|
For
|
Against
|
1e
|
Elect Director Bharat B. Masrani
|
Management
|
For
|
For
|
1f
|
Elect Director Charles A. Ruffel
|
Management
|
For
|
For
|
2
|
Ratify Deloitte & Touche LLP as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Report on Lobbying Payments and Policy
|
Shareholder
|
Against
|
For
|
5
|
Declassify the Board of Directors
|
Shareholder
|
Against
|
For
|
|
THE TJX COMPANIES, INC.
Meeting Date: JUN 08, 2021
Record Date: APR 09, 2021
Meeting Type: ANNUAL
|
Ticker: TJX
Security ID: 872540109
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Zein Abdalla
|
Management
|
For
|
For
|
1b
|
Elect Director Jose B. Alvarez
|
Management
|
For
|
For
|
1c
|
Elect Director Alan M. Bennett
|
Management
|
For
|
For
|
1d
|
Elect Director Rosemary T. Berkery
|
Management
|
For
|
For
|
1e
|
Elect Director David T. Ching
|
Management
|
For
|
For
|
1f
|
Elect Director C. Kim Goodwin
|
Management
|
For
|
For
|
1g
|
Elect Director Ernie Herrman
|
Management
|
For
|
For
|
1h
|
Elect Director Michael F. Hines
|
Management
|
For
|
For
|
1i
|
Elect Director Amy B. Lane
|
Management
|
For
|
For
|
1j
|
Elect Director Carol Meyrowitz
|
Management
|
For
|
For
|
1k
|
Elect Director Jackwyn L. Nemerov
|
Management
|
For
|
For
|
1l
|
Elect Director John F. O'Brien
|
Management
|
For
|
For
|
2
|
Ratify PricewaterhouseCoopers as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Report on Animal Welfare
|
Shareholder
|
Against
|
Against
|
5
|
Report on Pay Disparity
|
Shareholder
|
Against
|
Against
|
|
THE TORONTO-DOMINION BANK
Meeting Date: APR 01, 2021
Record Date: FEB 01, 2021
Meeting Type: ANNUAL
|
Ticker: TD
Security ID: 891160509
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Amy W. Brinkley
|
Management
|
For
|
For
|
1.2
|
Elect Director Brian C. Ferguson
|
Management
|
For
|
For
|
1.3
|
Elect Director Colleen A. Goggins
|
Management
|
For
|
For
|
1.4
|
Elect Director Jean-Rene Halde
|
Management
|
For
|
For
|
1.5
|
Elect Director David E. Kepler
|
Management
|
For
|
For
|
1.6
|
Elect Director Brian M. Levitt
|
Management
|
For
|
For
|
1.7
|
Elect Director Alan N. MacGibbon
|
Management
|
For
|
For
|
1.8
|
Elect Director Karen E. Maidment
|
Management
|
For
|
For
|
1.9
|
Elect Director Bharat B. Masrani
|
Management
|
For
|
For
|
1.10
|
Elect Director Irene R. Miller
|
Management
|
For
|
For
|
1.11
|
Elect Director Nadir H. Mohamed
|
Management
|
For
|
For
|
1.12
|
Elect Director Claude Mongeau
|
Management
|
For
|
For
|
1.13
|
Elect Director Joe Natale
|
Management
|
For
|
For
|
1.14
|
Elect Director S. Jane Rowe
|
Management
|
For
|
For
|
2
|
Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
3
|
Advisory Vote on Executive Compensation Approach
|
Management
|
For
|
For
|
4
|
SP 1: Produce a Report on Loans Made by the Bank in Support of the Circular Economy
|
Shareholder
|
Against
|
Against
|
5
|
SP 2: Adopt a Diversity Target Higher than 40% for the Composition of the Board of Directors for the Next Five Years
|
Shareholder
|
Against
|
Against
|
|
TOTAL SE
Meeting Date: MAY 28, 2021
Record Date: APR 16, 2021
Meeting Type: ANNUAL/SPECIAL
|
Ticker: FP
Security ID: 89151E109
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Approve Financial Statements and Statutory Reports
|
Management
|
For
|
For
|
2
|
Approve Consolidated Financial Statements and Statutory Reports
|
Management
|
For
|
For
|
3
|
Approve Allocation of Income and Dividends of EUR 2.64 per Share
|
Management
|
For
|
For
|
4
|
Authorize Repurchase of Up to 10 Percent of Issued Share Capital
|
Management
|
For
|
For
|
5
|
Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions
|
Management
|
For
|
For
|
6
|
Reelect Patrick Pouyanne as Director
|
Management
|
For
|
Against
|
7
|
Reelect Anne-Marie Idrac as Director
|
Management
|
For
|
For
|
8
|
Elect Jacques Aschenbroich as Director
|
Management
|
For
|
For
|
9
|
Elect Glenn Hubbard as Director
|
Management
|
For
|
For
|
10
|
Approve Compensation Report of Corporate Officers
|
Management
|
For
|
For
|
11
|
Approve Remuneration Policy of Directors
|
Management
|
For
|
For
|
12
|
Approve Compensation of Patrick Pouyanne, Chairman and CEO
|
Management
|
For
|
For
|
13
|
Approve Remuneration Policy of Chairman and CEO
|
Management
|
For
|
Against
|
14
|
Approve the Company's Sustainable Development and Energy Transition
|
Management
|
For
|
For
|
15
|
Change Company Name to TotalEnergies SE and Amend Article 2 of Bylaws Accordingly
|
Management
|
For
|
For
|
16
|
Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans
|
Management
|
For
|
For
|
17
|
Authorize Capital Issuances for Use in Employee Stock Purchase Plans
|
Management
|
For
|
For
|
|
TRANE TECHNOLOGIES PLC
Meeting Date: JUN 03, 2021
Record Date: APR 08, 2021
Meeting Type: ANNUAL
|
Ticker: TT
Security ID: G8994E103
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Kirk E. Arnold
|
Management
|
For
|
For
|
1b
|
Elect Director Ann C. Berzin
|
Management
|
For
|
For
|
1c
|
Elect Director John Bruton
|
Management
|
For
|
For
|
1d
|
Elect Director Jared L. Cohon
|
Management
|
For
|
For
|
1e
|
Elect Director Gary D. Forsee
|
Management
|
For
|
For
|
1f
|
Elect Director Linda P. Hudson
|
Management
|
For
|
For
|
1g
|
Elect Director Michael W. Lamach
|
Management
|
For
|
For
|
1h
|
Elect Director Myles P. Lee
|
Management
|
For
|
For
|
1i
|
Elect Director April Miller Boise
|
Management
|
For
|
For
|
1j
|
Elect Director Karen B. Peetz
|
Management
|
For
|
For
|
1k
|
Elect Director John P. Surma
|
Management
|
For
|
For
|
1l
|
Elect Director Tony L. White
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
4
|
Authorize Issue of Equity
|
Management
|
For
|
For
|
5
|
Renew Directors' Authority to Issue Shares for Cash
|
Management
|
For
|
For
|
6
|
Authorize Reissuance of Repurchased Shares
|
Management
|
For
|
For
|
|
UNILEVER PLC
Meeting Date: OCT 12, 2020
Record Date: AUG 20, 2020
Meeting Type: SPECIAL
|
Ticker: ULVR
Security ID: 904767704
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Approve the Cross-Border Merger between Unilever PLC and Unilever N.V.
|
Management
|
For
|
For
|
1
|
Approve Matters Relating to the Unification of the Unilever Group under a Single Parent Company
|
Management
|
For
|
For
|
|
UNILEVER PLC
Meeting Date: MAY 05, 2021
Record Date: MAR 10, 2021
Meeting Type: ANNUAL
|
Ticker: ULVR
Security ID: 904767704
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Accept Financial Statements and Statutory Reports
|
Management
|
For
|
For
|
2
|
Approve Remuneration Report
|
Management
|
For
|
For
|
3
|
Approve Remuneration Policy
|
Management
|
For
|
For
|
4
|
Approve Climate Transition Action Plan
|
Management
|
For
|
For
|
5
|
Re-elect Nils Andersen as Director
|
Management
|
For
|
For
|
6
|
Re-elect Laura Cha as Director
|
Management
|
For
|
For
|
7
|
Re-elect Dr Judith Hartmann as Director
|
Management
|
For
|
For
|
8
|
Re-elect Alan Jope as Director
|
Management
|
For
|
For
|
9
|
Re-elect Andrea Jung as Director
|
Management
|
For
|
For
|
10
|
Re-elect Susan Kilsby as Director
|
Management
|
For
|
For
|
11
|
Re-elect Strive Masiyiwa as Director
|
Management
|
For
|
For
|
12
|
Re-elect Youngme Moon as Director
|
Management
|
For
|
For
|
13
|
Re-elect Graeme Pitkethly as Director
|
Management
|
For
|
For
|
14
|
Re-elect John Rishton as Director
|
Management
|
For
|
For
|
15
|
Re-elect Feike Sijbesma as Director
|
Management
|
For
|
For
|
16
|
Reappoint KPMG LLP as Auditors
|
Management
|
For
|
For
|
17
|
Authorise Board to Fix Remuneration of Auditors
|
Management
|
For
|
For
|
18
|
Authorise UK Political Donations and Expenditure
|
Management
|
For
|
For
|
19
|
Approve SHARES Plan
|
Management
|
For
|
For
|
20
|
Authorise Issue of Equity
|
Management
|
For
|
For
|
21
|
Authorise Issue of Equity without Pre-emptive Rights
|
Management
|
For
|
For
|
22
|
Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
|
Management
|
For
|
For
|
23
|
Authorise Market Purchase of Ordinary Shares
|
Management
|
For
|
For
|
24
|
Authorise the Company to Call General Meeting with Two Weeks' Notice
|
Management
|
For
|
For
|
25
|
Adopt New Articles of Association
|
Management
|
For
|
For
|
26
|
Approve Reduction of the Share Premium Account
|
Management
|
For
|
For
|
|
UNION PACIFIC CORPORATION
Meeting Date: MAY 13, 2021
Record Date: MAR 16, 2021
Meeting Type: ANNUAL
|
Ticker: UNP
Security ID: 907818108
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Andrew H. Card, Jr.
|
Management
|
For
|
For
|
1b
|
Elect Director William J. DeLaney
|
Management
|
For
|
For
|
1c
|
Elect Director David B. Dillon
|
Management
|
For
|
For
|
1d
|
Elect Director Lance M. Fritz
|
Management
|
For
|
For
|
1e
|
Elect Director Deborah C. Hopkins
|
Management
|
For
|
For
|
1f
|
Elect Director Jane H. Lute
|
Management
|
For
|
For
|
1g
|
Elect Director Michael R. McCarthy
|
Management
|
For
|
For
|
1h
|
Elect Director Thomas F. McLarty, III
|
Management
|
For
|
For
|
1i
|
Elect Director Jose H. Villarreal
|
Management
|
For
|
For
|
1j
|
Elect Director Christopher J. Williams
|
Management
|
For
|
For
|
2
|
Ratify Deloitte & Touche LLP as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Approve Omnibus Stock Plan
|
Management
|
For
|
For
|
5
|
Approve Nonqualified Employee Stock Purchase Plan
|
Management
|
For
|
For
|
6
|
Report on EEO
|
Shareholder
|
Against
|
For
|
7
|
Publish Annually a Report Assessing Diversity and Inclusion Efforts
|
Shareholder
|
Against
|
For
|
8
|
Annual Vote and Report on Climate Change
|
Shareholder
|
Against
|
Against
|
|
UNITEDHEALTH GROUP INCORPORATED
Meeting Date: JUN 07, 2021
Record Date: APR 09, 2021
Meeting Type: ANNUAL
|
Ticker: UNH
Security ID: 91324P102
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Richard T. Burke
|
Management
|
For
|
For
|
1b
|
Elect Director Timothy P. Flynn
|
Management
|
For
|
For
|
1c
|
Elect Director Stephen J. Hemsley
|
Management
|
For
|
For
|
1d
|
Elect Director Michele J. Hooper
|
Management
|
For
|
For
|
1e
|
Elect Director F. William McNabb, III
|
Management
|
For
|
For
|
1f
|
Elect Director Valerie C. Montgomery Rice
|
Management
|
For
|
For
|
1g
|
Elect Director John H. Noseworthy
|
Management
|
For
|
For
|
1h
|
Elect Director Gail R. Wilensky
|
Management
|
For
|
For
|
1i
|
Elect Director Andrew Witty
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Ratify Deloitte & Touche LLP as Auditors
|
Management
|
For
|
For
|
4
|
Amend Qualified Employee Stock Purchase Plan
|
Management
|
For
|
For
|
5
|
Reduce Ownership Threshold for Shareholders to Call Special Meeting
|
Shareholder
|
Against
|
Against
|
|
VODAFONE GROUP PLC
Meeting Date: JUL 28, 2020
Record Date: MAY 29, 2020
Meeting Type: ANNUAL
|
Ticker: VOD
Security ID: 92857W308
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Accept Financial Statements and Statutory Reports
|
Management
|
For
|
For
|
2
|
Elect Jean-Francois van Boxmeer as Director
|
Management
|
For
|
For
|
3
|
Re-elect Gerard Kleisterlee as Director
|
Management
|
For
|
For
|
4
|
Re-elect Nick Read as Director
|
Management
|
For
|
For
|
5
|
Re-elect Margherita Della Valle as Director
|
Management
|
For
|
For
|
6
|
Re-elect Sir Crispin Davis as Director
|
Management
|
For
|
For
|
7
|
Re-elect Michel Demare as Director
|
Management
|
For
|
For
|
8
|
Re-elect Dame Clara Furse as Director
|
Management
|
For
|
For
|
9
|
Re-elect Valerie Gooding as Director
|
Management
|
For
|
For
|
10
|
Re-elect Renee James as Director
|
Management
|
For
|
For
|
11
|
Re-elect Maria Amparo Moraleda Martinez as Director
|
Management
|
For
|
For
|
12
|
Re-elect Sanjiv Ahuja as Director
|
Management
|
For
|
For
|
13
|
Re-elect David Thodey as Director
|
Management
|
For
|
Against
|
14
|
Re-elect David Nish as Director
|
Management
|
For
|
For
|
15
|
Approve Final Dividend
|
Management
|
For
|
For
|
16
|
Approve Remuneration Policy
|
Management
|
For
|
For
|
17
|
Approve Remuneration Report
|
Management
|
For
|
For
|
18
|
Reappoint Ernst & Young LLP as Auditors
|
Management
|
For
|
For
|
19
|
Authorise the Audit and Risk Committee to Fix Remuneration of Auditors
|
Management
|
For
|
For
|
20
|
Authorise Issue of Equity
|
Management
|
For
|
For
|
21
|
Authorise Issue of Equity without Pre-emptive Rights
|
Management
|
For
|
For
|
22
|
Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
|
Management
|
For
|
For
|
23
|
Authorise Market Purchase of Ordinary Shares
|
Management
|
For
|
For
|
24
|
Authorise EU Political Donations and Expenditure
|
Management
|
For
|
For
|
25
|
Authorise the Company to Call General Meeting with Two Weeks' Notice
|
Management
|
For
|
For
|
26
|
Approve Share Incentive Plan
|
Management
|
For
|
For
|
|
WEC ENERGY GROUP, INC.
Meeting Date: MAY 06, 2021
Record Date: FEB 25, 2021
Meeting Type: ANNUAL
|
Ticker: WEC
Security ID: 92939U106
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Curt S. Culver
|
Management
|
For
|
For
|
1.2
|
Elect Director Danny L. Cunningham
|
Management
|
For
|
For
|
1.3
|
Elect Director William M. Farrow, III
|
Management
|
For
|
For
|
1.4
|
Elect Director J. Kevin Fletcher
|
Management
|
For
|
For
|
1.5
|
Elect Director Cristina A. Garcia-Thomas
|
Management
|
For
|
For
|
1.6
|
Elect Director Maria C. Green
|
Management
|
For
|
For
|
1.7
|
Elect Director Gale E. Klappa
|
Management
|
For
|
For
|
1.8
|
Elect Director Thomas K. Lane
|
Management
|
For
|
For
|
1.9
|
Elect Director Ulice Payne, Jr.
|
Management
|
For
|
For
|
1.10
|
Elect Director Mary Ellen Stanek
|
Management
|
For
|
For
|
2
|
Ratify Deloitte & Touche LLP as Auditors
|
Management
|
For
|
For
|
3
|
Amend Omnibus Stock Plan
|
Management
|
For
|
For
|
4
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
END NPX REPORT
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
Nuveen Tax-Advantaged Dividend Growth Fund
|
|
|
By
|
|
/s/ David J. Lamb
|
|
|
David J. Lamb Chief Administrative Officer
|
|
|
Date
|
|
|
August 16, 2021
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