Current Report Filing (8-k)
November 08 2013 - 2:32PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): November 1, 2013
Lehman ABS Corporation, on behalf of:
CORPORATE BACKED TRUST CERTIFICATES, KRAFT FOODS
NOTE-BACKED SERIES 2003-11 TRUST
(Exact Name of Registrant as Specified in Its Charter)
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Delaware |
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001-31755 |
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13-3447441 |
(State or Other Jurisdiction
of Incorporation) |
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(Commission
File Number) |
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(I.R.S. Employer
Identification No.) |
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Lehman ABS Corporation
1271 Avenue of the Americas
New York, New York |
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10020 |
(Address of Principal Executive Offices) |
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(Zip Code) |
Registrants telephone number, including area code: (646) 285-9000
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any following
provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR 240.14a-12(b)) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
The Corporate Backed Trust Certificates, Kraft Foods Note-Backed Series 2003-11 Trust, which we refer to herein
as the Trust, was formed pursuant to the Standard Terms for Trust Agreements, dated as of January 16, 2001, between Lehman ABS Corporation, as depositor, and U.S. Bank Trust National Association, as trustee, as supplemented by the
Series Supplement in respect of the Trust dated as of July 24, 2003.
As previously disclosed, the Registrant is a wholly-owned, indirect subsidiary
of Lehman Brothers Holdings Inc. (LBHI). On September 15, 2008 and periodically thereafter, LBHI and certain of its subsidiaries (collectively, the Debtors) commenced voluntary cases under chapter 11 of title 11 of the
United States Code with the United States Bankruptcy Court for the Southern District of New York (the Bankruptcy Court) (jointly administered proceedings, In re Lehman Brothers Holdings Inc. et al., Case Number 08-13555). LBHI and
its wholly-owned broker-dealer, Lehman Brothers Inc., have sold since September 15, 2008 significant businesses, including the sale on September 21, 2008 of the investment banking business to Barclays Capital Inc., which business included
the employees who historically conducted the Registrants business.
On December 6, 2011, the Bankruptcy Court entered an order (the
Confirmation Order) confirming the Modified Third Amended Joint Chapter 11 Plan of Lehman Brothers Holdings Inc. and its Affiliated Debtors (the Plan). The Plan and the Confirmation Order were attached as Exhibit 2.1 and
Exhibit 2.2, respectively, to LBHIs Current Report on Form 8-K filed with the Securities and Exchange Commission on December 14, 2011. LBHIs Current Report on Form 8-K filed with the Securities and Exchange Commission on
December 14, 2011 contains a summary of the Plan.
On March 6, 2012 (the Effective Date), the Plan became effective and a notice of
the Effective Date of the Plan (the Notice of Effective Date) was filed with the Bankruptcy Court.
Item 8.01. OTHER EVENTS
On November 1, 2013, distribution was made to the holders of the certificates issued by the Trust. Specific information with respect to the distribution
is filed as Exhibit 99.1 hereto.
No other reportable transactions or matters have occurred during the current reporting period.
Kraft Foods Inc., the issuer of the underlying securities, is subject to the information reporting requirements of the Securities Exchange Act of 1934, as
amended (the Exchange Act). For information on Kraft Foods Inc. please see its periodic and current reports filed with the Securities and Exchange Commission (the Commission) under Kraft Foods Inc.s Exchange Act file
number, 001-16483. The Commission maintains a site on the World Wide Web at http://www.sec.gov at which users can view and download copies of reports, proxy and information statements and other information filed electronically through
the Electronic Data Gathering, Analysis and Retrieval system, or EDGAR. Periodic and current reports and other information required to be filed pursuant to the Exchange Act by Kraft Foods Inc. may be accessed on this site. Neither Lehman
ABS Corporation nor the Trustee has participated in the preparation of such reporting documents, or made any due diligence investigation with respect to the information provided therein. Neither Lehman ABS Corporation nor the Trustee has verified
the accuracy or completeness of such documents or reports. There can be no assurance that events affecting the issuer of the underlying securities or the underlying securities themselves have not occurred or have not yet been publicly disclosed
which would affect the accuracy or completeness of the publicly available documents described above.
Item 9.01. FINANCIAL STATEMENTS AND EXHIBITS
(d) |
The following exhibit is filed as part of this report: |
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99.1 |
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Trustees Distribution Statement to the Corporate Backed Trust Certificates, Kraft Foods Note-Backed Series 2003-11 Trust Certificate Holders for the period ending November 1, 2013. |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by
the undersigned thereunto duly authorized. In preparing this report the Registrant has relied on information provided to it by the Trustee.
Date:
November 8, 2013
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Lehman ABS Corporation |
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By: |
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/s/ Michael S. Leto |
Name: |
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Michael S. Leto |
Title: |
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Chief Financial Officer, and Executive Vice President |
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EXHIBIT INDEX
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Exhibit
Number |
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Description |
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99.1 |
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Trustees Distribution Statement to the Corporate Backed Trust Certificates, Kraft Foods Note-Backed Series 2003-11 Trust Certificate Holders for the period ending November 1, 2013. |
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