Statement of Ownership (sc 13g)
February 13 2020 - 5:03PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities
Exchange Act of 1934
(Amendment No. )*
Leo Holdings Corp.
(Name of Issuer)
Class A ordinary shares, $0.0001 par value per share
(Title of Class of Securities)
G5463L105
(CUSIP Number)
December
31, 2019
(Date of Event Which Requires Filing of
this Statement)
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed:
* The remainder of this cover page shall
be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for
any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder
of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of
1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other
provisions of the Act (however, see the Notes).
CUSIP
No. G5463L105
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1.
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Names
of Reporting Persons.
UBS
O’Connor LLC
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2.
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Check
the Appropriate Box if a Member of a Group (See Instructions)
(a)
(b)
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3.
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SEC Use Only
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4.
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Citizenship
or Place of Organization
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Delaware
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Number of
Shares
Beneficially
Owned by Each
Reporting
Person With:
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5.
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Sole Voting Power
1,280,322
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6.
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Shared Voting Power
0
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7.
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Sole Dispositive Power
1,280,322
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8.
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Shared Dispositive Power
0
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
1,280,322 (see Item 4)
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10.
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
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11.
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Percent of Class Represented by Amount in Row (9)
6.4% (see Item 4)
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12.
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Type of Reporting Person (See Instructions)
OO; IA
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Item 1.
(a) Name of Issuer
Leo Holdings Corp. (the “Issuer”)
(b) Address of Issuer’s Principal
Executive Offices
21 Grosvenor Place
London, SW1X 7HF, United
Kingdom
Item 2.
(a) Name of Person Filing
(b) Address of Principal Business Office or, if none,
Residence
(c) Citizenship
This Schedule 13G is being filed
on behalf of UBS O’Connor LLC, a Delaware limited liability company (the “Reporting Person”).
The Reporting Person serves as
the investment manager to (i) Nineteen77 Global Multi-Strategy Alpha Master Limited (“GLEA”) and (ii) Nineteen77
Global Merger Arbitrage Master Limited (“OGMA”). In such capacity, the Reporting Person exercises voting and
investment power over the shares of Common Stock held for the account of GLEA and OGMA. The Reporting Person is a registered investment
adviser under Section 203 of the Investment Advisers Act of 1940, as amended. As a result, the Reporting Person may be deemed to
have beneficial ownership (as determined under Section 13(d) of the Securities Exchange Act of 1934, as amended) of the shares
of Common Stock held for the account of GLEA and OGMA.
The principal business office of
the Reporting Person is One North Wacker Drive, 32nd Floor, Chicago, Illinois 60606.
(d) Title of Class of Securities
Class A
ordinary shares, $0.0001 par value per share (the “Common Stock”).
(e) CUSIP Number
G5463L105
Item 3. If this statement is filed pursuant
to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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Broker or dealer registered under section 15 of the Act (15
U.S.C. 78o);
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(b)
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
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(c)
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
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(d)
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Investment company registered under section 8 of the Investment Company Act of 1940 (15
U.S.C 80a-8);
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(e)
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An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
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(f)
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An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
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(g)
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A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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(h)
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance
Act (12 U.S.C. 1813);
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(i)
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A church plan that is excluded from the definition of an investment company under
section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
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(k)
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Group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S.
institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____
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Item 4. Ownership.
(a) and (b):
As of the
close of business on December 31, 2019, the Reporting Person may have been deemed to have beneficial ownership of 1,280,322 shares
of Common Stock, which consisted of (i) 640,161 shares of Common Stock held by GLEA and (ii) 640,161 shares of Common Stock held
by OGMA, and all such shares of Common Stock in the aggregate represented beneficial ownership of approximately 6.4% of the Common
Stock, based on 20,000,000 shares of Common Stock outstanding as of November 12,
2019 as reported by the Issuer.
(c)
Number of shares as
to which each Reporting Person has:
(1) Sole power to vote or to direct the vote: 1,280,322
.
(2) Shared power to vote or to direct the vote:
0 .
(3) Sole power to dispose or to direct the disposition
of 1,280,322 .
(4) Shared power to dispose or to direct the disposition
of 0 .
Item 5. Ownership of Five Percent or Less of a Class
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
The information set forth in Item 2
is hereby incorporated herein by reference.
Item 8. Identification and Classification of Members of the Group
Not applicable.
Item 9. Notice of Dissolution of Group
Not applicable.
Item 10. Certification
By signing below I certify that, to the best of my knowledge
and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired
and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and
were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other
than activities solely in connection with a nomination under § 240.14a-11.
SIGNATURE
After reasonable inquiry
and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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Date:
February 13, 2020
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UBS O’Connor LLC
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By:
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/s/
Michael Esposito
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Name:
Michael Esposito
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Title:
Chief Compliance Officer
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By:
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/s/
Christopher Smock
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Name:
Christopher Smock
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Title:
Senior Compliance Officer
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Page 5 of 5
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