Statement of Changes in Beneficial Ownership (4)
August 04 2021 - 4:44PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Bluedorn Todd M |
2. Issuer Name and Ticker or Trading Symbol
LENNOX INTERNATIONAL INC
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LII
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chairman and CEO |
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(Last)
(First)
(Middle)
2140 LAKE PARK BLVD. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/2/2021 |
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(Street)
RICHARDSON, TX 75080
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock, Par Value $0.01 Per Share | 8/2/2021 | | M | | 10974 | A | $0 | 75300 | D | |
| Common Stock, Par Value $0.01 Per Share | 8/2/2021 | | F | | 4318 | D | $331.85 | 70982 | D | |
| Common Stock, Par Value $0.01 Per Share | 8/3/2021 | | S(1) | | 660 | D | $329.141 (2) | 70322 | D | |
| Common Stock, Par Value $0.01 Per Share | 8/3/2021 | | S(1) | | 500 | D | $329.869 (3) | 69822 | D | |
| Common Stock, Par Value $0.01 Per Share | 8/3/2021 | | S(1) | | 4057 | D | $331.54 (4) | 65765 | D | |
| Common Stock, Par Value $0.01 Per Share | 8/3/2021 | | S(1) | | 1439 | D | $332.219 (5) | 64326 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Non-qualified Stock Appreciation Right | $156.94 | 8/2/2021 | | M (6) | | | 20824 | 12/9/2017 | 12/9/2023 | Common Stock, Par Value $0.01 Per Share | 20824 | $0 | 0 | D | |
| Explanation of Responses: |
| (1) | This sale was effected pursuant to a Rule 10b5-1 plan. |
| (2) | Reflects a weighted average sale price of $329.141 at prices ranging from $328.39 to $329.28 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| (3) | Reflects a weighted average sale price of $329.869 at prices ranging from $329.64 to $330.48 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| (4) | Reflects a weighted average sale price of $331.54 at pricing ranging from $330.89 to $331.87 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| (5) | Reflects a weighted average sale price of $332.219 at prices ranging from 331.93 to $332.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| (6) | This exercise was affected pursuant to a Rule 10b5-1 trading plan. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Bluedorn Todd M
2140 LAKE PARK BLVD.
RICHARDSON, TX 75080 | X |
| Chairman and CEO |
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Signatures
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| /s/ John D. Torres, attorney-in-fact for Mr. Todd M. Bluedorn | | 8/4/2021 |
| **Signature of Reporting Person | Date |
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