Statement of Changes in Beneficial Ownership (4)
September 09 2021 - 3:38PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Bluedorn Todd M |
2. Issuer Name and Ticker or Trading Symbol
LENNOX INTERNATIONAL INC
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LII
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chairman and CEO |
(Last)
(First)
(Middle)
2140 LAKE PARK BLVD. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/7/2021 |
(Street)
RICHARDSON, TX 75080
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, Par Value $0.01 Per Share | 9/7/2021 | | M | | 5926 | A | $0 | 60252 | D | |
Common Stock, Par Value $0.01 Per Share | 9/7/2021 | | M | | 3132 | A | $0 | 63384 | D | |
Common Stock, Par Value $0.01 Per Share | 9/7/2021 | | M | | 930 | A | $0 | 64314 | D | |
Common Stock, Par Value $0.01 Per Share | 9/7/2021 | | F | | 366 | D | $330.82 | 63948 | D | |
Common Stock, Par Value $0.01 Per Share | 9/7/2021 | | F | | 1232 | D | $330.82 | 62716 | D | |
Common Stock, Par Value $0.01 Per Share | 9/7/2021 | | F | | 2332 | D | $330.82 | 60384 | D | |
Common Stock, Par Value $0.01 Per Share | 9/8/2021 | | S(1) | | 545 | D | $326.498 (2) | 59839 | D | |
Common Stock, Par Value $0.01 Per Share | 9/8/2021 | | S | | 900 | D | $327.698 (3) | 58939 | D | |
Common Stock, Par Value $0.01 Per Share | 9/8/2021 | | S | | 455 | D | $328.522 (4) | 58484 | D | |
Common Stock, Par Value $0.01 Per Share | 9/8/2021 | | S | | 166 | D | $326.373 (5) | 58318 | D | |
Common Stock, Par Value $0.01 Per Share | 9/8/2021 | | S | | 209 | D | $327.609 (6) | 58109 | D | |
Common Stock, Par Value $0.01 Per Share | 9/8/2021 | | S | | 189 | D | $328.457 (7) | 57920 | D | |
Common Stock, Par Value $0.01 Per Share | 9/8/2021 | | S | | 211 | D | $325.503 (8) | 57709 | D | |
Common Stock, Par Value $0.01 Per Share | 9/8/2021 | | S | | 697 | D | $326.431 (9) | 57012 | D | |
Common Stock, Par Value $0.01 Per Share | 9/8/2021 | | S | | 1500 | D | $327.668 (10) | 55512 | D | |
Common Stock, Par Value $0.01 Per Share | 9/8/2021 | | S | | 1186 | D | $328.496 (11) | 54326 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Non-qualified Stock Appreciation Right | $205.53 | 9/7/2021 | | M (12) | | | 15650 | 12/8/2018 (13) | 12/8/2024 | Common Stock, Par Value $0.01 Per Share | 15650 | $0 | 15649 | D | |
Non-qualified Stock Appreciation Right | $214.63 | 9/7/2021 | | M (12) | | | 8921 | 12/7/2019 (14) | 12/7/2025 | Common Stock, Par Value $0.01 Per Share | 8921 | $0 | 17842 | D | |
Non-qualified Stock Appreciation Right | $257.08 | 9/7/2021 | | M (12) | | | 4175 | 12/13/2020 (15) | 12/13/2026 | Common Stock, Par Value $0.01 Per Share | 4175 | $0 | 20873 | D | |
Explanation of Responses: |
(1) | These sales (collectively) were effected pursuant to a Rule 10b5-1 trading plan. |
(2) | Reflects a weighted average sale price of $326.498 at prices ranging from $326.13 to $327 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
(3) | Reflects a weighted average sale price of $327.698 at prices ranging from $327.17 to $328.02 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
(4) | Reflects a weighted average sale price of $328.522 at pricing ranging from $328.39 to $328.72 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
(5) | Reflects a weighted average sale price of $326.373 at prices ranging from 326.13 to $326.68 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
(6) | Reflects a weighted average sale price of $327.609 at prices ranging from $327.17 to $328.10 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
(7) | Reflects a weighted average sale price of $328.457 at prices ranging from $328.18 to $328.71 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
(8) | Reflects a weighted average sale price of $325.503 at prices ranging from $325.13 to $326.10 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(9) | Reflects a weighted average sale price of $326.431 at prices ranging from $326.13 to $326.82 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
(10) | Reflects a weighted average sale price of $327.668 at prices ranging from $327.16 to $328.14 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
(11) | Reflects a weighted average sale price of $328.496 at prices ranging from $328.18 to $328.85 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
(12) | This exercise was affected pursuant to a Rule 10b5-1 trading plan. |
(13) | One third of the Stock Appreciation Rights became exercisable on 12/8/2018 and each year thereafter. The entire grant became fully exercisable on 12/8/2020. |
(14) | One third of the Stock Appreciation Rights became exercisable on 12/7/2019 and each year thereafter. The entire grant will become fully exercisable on 12/7/2021. |
(15) | One third of the Stock Appreciation Rights became exercisable on 12/13/2020 and each year thereafter. The entire grant will become fully exercisable on 12/13/2022. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Bluedorn Todd M 2140 LAKE PARK BLVD. RICHARDSON, TX 75080 | X |
| Chairman and CEO |
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Signatures
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/s/ John D. Torres, attorney-in-fact for Mr. Todd M. Bluedorn | | 9/9/2021 |
**Signature of Reporting Person | Date |
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