Statement of Changes in Beneficial Ownership (4)
February 08 2023 - 11:42AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Scannell John |
2. Issuer Name and Ticker or Trading Symbol
MOOG INC.
[
MOGA/MOGB
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
SENECA ST & JAMISON RD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/7/2023 |
(Street)
EAST AURORA, NY 14052
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class B Common | 2/7/2023 | | A | | 1105 (1) | A | $0 | 19335 (2) | D | |
Class A Common | | | | | | | | 26057 | I | Spouse |
Class A Common | | | | | | | | 56235 | D | |
Class B Common (3) | | | | | | | | 3576 | I | 401 (k) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
SAR (4) | $61.69 | | | | | | | (5) | 11/11/2023 | Class A Common | 15000.0 | | 15000 | D | |
SAR (4) | $74.38 | | | | | | | (5) | 11/11/2024 | Class A Common | 15000.0 | | 15000 | D | |
SAR (6) | $63.04 | | | | | | | (5) | 11/17/2025 | Class A Common | 5000.0 | | 5000 | D | |
SAR (6) | $65.9 | | | | | | | (5) | 11/17/2025 | Class B Common | 10000.0 | | 10000 | D | |
SAR (6) | $71.648 | | | | | | | (5) | 11/15/2026 | Class B Common | 20000.0 | | 20000 | D | |
SAR (6) | $82.31 | | | | | | | (5) | 11/14/2027 | Class B Common | 18543.0 | | 18543 | D | |
SAR (6) | $80.19 | | | | | | | (5) | 11/13/2028 | Class B Common | 27949.0 | | 27949 | D | |
SAR (6) | $85.95 | | | | | | | (5) | 11/12/2029 | Class B Common | 33969.0 | | 33969 | D | |
SAR (6) | $73.39 | | | | | | | (5) | 11/17/2030 | Class B Common | 25130.0 | | 25130 | D | |
SAR (6) | $83.0 | | | | | | | (5) | 11/16/2031 | Class B Common | 23352.0 | | 23352 | D | |
Explanation of Responses: |
(1) | Stock bonus of Class B common stock granted under the Moog Inc. 2014 Long Term Incentive Plan. |
(2) | Includes 155 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on December 30, 2022. |
(3) | Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants. |
(4) | Stock Appreciation Rights (SAR) granted under the 2008 Stock Appreciation Rights Plan. |
(5) | SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant. |
(6) | Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Scannell John SENECA ST & JAMISON RD EAST AURORA, NY 14052 | X |
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Signatures
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/s/ Christopher P. Donnini, as Power of Attorney for John R. Scannell | | 2/8/2023 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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