Annual Statement of Changes in Beneficial Ownership (5)
February 14 2022 - 5:25PM
Edgar (US Regulatory)
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Form 3 Holdings Reported
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Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0362
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
GOTTWALD BRUCE C | 2. Issuer Name and Ticker or Trading SymbolNEWMARKET CORP [NEU] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
330 SOUTH FOURTH STREET | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 12/31/2021 |
(Street)
RICHMOND, VA 23219
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Common Stock | 3/23/2021 | | G | 2695 | D | $0.00 | 48863 | D | |
Common Stock | 10/12/2021 | | G | 161 | D | $0.00 | 48702 | D | |
Common Stock | 11/1/2021 | | G | 1183 | D | $0.00 | 6830 (1)(2)(3)(4) | D | |
Common Stock | | | | | | | 0 (1) | I | 2018 GRAT |
Common Stock | | | | | | | 580660 (2) | I | 2020 GRAT |
Common Stock | | | | | | | 185000 (3) | I | 2021 GRAT #1 |
Common Stock | | | | | | | 420000 (4) | I | 2021 GRAT #2 |
Common Stock | | | | | | | 18731 | I | Shares held by wife |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | On April 27, 2021, 144,971 shares of the Company's common stock were transferred out of the 2018 GRAT as an annuity payment to the reporting person's directly held account. Following such payment, the trust was terminated. |
(2) | On November 2, 2021, 419,340 shares of the Company's common stock were transferred out of the 2020 GRAT as an annuity payment to the reporting person's directly held account. |
(3) | On June 3, 2021, the reporting person contributed 185,000 shares of the Company's stock to a grantor retained annuity trust for the benefit of himself and his adult children. The reporting person is trustee and sole annuitant of the 2021 GRAT #1. |
(4) | On Nov 19, 2021, the reporting person contributed 420,000 shares of the Company's common stock to a grantor retained annuity trust for the benefit of himself and his adult children. The reporting person is trustee and sole annuitant of the 2021 GRAT #2. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
GOTTWALD BRUCE C 330 SOUTH FOURTH STREET RICHMOND, VA 23219 | X | X |
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Signatures
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/s/ Anne-Marie Anderson (By Power of Attorney for Bruce C. Gottwald) | | 2/14/2022 |
**Signature of Reporting Person | Date |
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