Statement of Ownership (sc 13g)
December 31 2020 - 6:04AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Amendment
No. )
Under
the Securities Exchange Act of 1934
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Nuveen
Senior Income Fund
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(Name
of Issuer)
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Preferred
Shares
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(Title
of Class of Securities)
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67067Y
872
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(CUSIP
Number)
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10/5/2020
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(Date
of Event Which Requires Filing of this Statement)
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Check
the appropriate box to designate the rule pursuant to which this
Schedule is filed
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☒
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Rule
13d-1(b)
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☐
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Rule
13d-1(c)
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☐
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Rule
13d-1(d)
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The
remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing
information which would alter the disclosures provided in a prior
cover page.
The
information required in the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the
Securities Exchange Act of 1934 ("Act") or otherwise subject to the
liabilities of that section of the Act but shall be subject to all
other provisions of the Act (however, see the Notes).
CUSIP
No.
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1.
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Names
of Reporting Persons.
I.R.S.
Identification Nos. of above persons (entities only).
The
Toronto Dominion Bank, New York Branch
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2.
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Check
the Appropriate Box if a Member of a Group (See
Instructions)
(a)
☐
(b)
☐
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3.
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SEC Use
Only
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4.
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Citizenship
of Place of Organization
USA
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Number
of Shares
Beneficially
Owned
by Each
Reporting
Person
With
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5.
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Sole
Voting Power
40,000
shares
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6.
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Shared
Voting Power
N/A
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7.
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Sole
Dispositive Power
40,000 shares
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8.
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Shared
Dispositive Power
N/A
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9.
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Aggregate
Amount Beneficially Owned by each Reporting Person
$40,000,000
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10.
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Check
if the Aggregate Amount in Row (9) Excludes Certain Shares
☐
N/A
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11.
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Percent
of Class Represented by Amount in Row 9
100%
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12.
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Type of
Reporting Person (See Instructions)
BK
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1.
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Names
of Reporting Persons.
I.R.S.
Identification Nos. of above persons (entities only).
The
Toronto-Dominion Bank
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2.
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Check
the Appropriate Box if a Member of a Group (See
Instructions)
(a)
☐
(b)
☐
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3.
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SEC Use
Only
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4.
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Citizenship
of Place of Organization
Canada
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Number
of Shares
Beneficially
Owned
by Each
Reporting
Person
With
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5.
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Sole
Voting Power
40,000
shares
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6.
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Shared
Voting Power
N/A
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7.
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Sole
Dispositive Power
40,000
shares
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8.
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Shared
Dispositive Power
N/A
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9.
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Aggregate
Amount Beneficially Owned by each Reporting Person
$40,000,000
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10.
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Check
if the Aggregate Amount in Row (9) Excludes Certain Shares
☐
N/A
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11.
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Percent
of Class Represented by Amount in Row 9
100%
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12.
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Type of
Reporting Person (See Instructions)
BK
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ITEM 1:
(a) Name of Issuer:
Nuveen
Senior Income Fund
(b) Address
of Issuer’s Principal Executive Offices:
333 W.
Wacker, Chicago IL, 60610
ITEM 2:
(a) Name of Person Filing:
The
Toronto-Dominion Bank, New York Branch
(b) Address of Principal Business Office or, if None,
Residence:
31
West 52nd Street, 20th Floor
New
York, NY 10019
(c) Citizenship:
USA
(d) Title of Class of Securities:
Preferred
Shares
(e) CUSIP Number:
67067Y
872
ITEM 3: IF THIS STATEMENT IS FILED PURSUANT TO
§§240.13D-1(B) OR 240.13D-2(B) OR (C), CHECK WHETHER THE
PERSON FILING IS A:
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(a)
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Broker
or dealer registered under section 15 of the Act (15 U.S.C.
78o);
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(b)
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Bank
as defined in section 3(a)(6) of the Act (15 U.S.C.
78c);
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(c)
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Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C.
78c);
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(d)
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Investment
company registered under section 8 of the Investment Company Act of
1940 (15 U.S.C 80a-8);
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(e)
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An
investment adviser in accordance with
§240.13d-1(b)(1)(ii)(E);
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(f)
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An
employee benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F);
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(g)
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A
parent holding company or control person in accordance with §
240.13d-1(b)(1)(ii)(G);
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(h)
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A
savings associations as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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A
church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act of
1940 (15 U.S.C. 80a-3);
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(j)
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A
non-U.S. institution, in accordance with
§240.13d-1(b)(1)(ii)(J);
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(k)
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Group,
in accordance with §240.13d-1(b)(1)(ii)(K).
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If
filing as a non-U.S. institution in accordance with
§240.13d-1(b)(1)(ii)(J), please specify the type of
institution: ___________________________.
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ITEM 4: OWNERSHIP.
(a) Amount beneficially
owned: $40,000,000
(b) Percent of class:
100%
(c) Number of shares as to which the person
has:
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(i)
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Sole
power to vote or to direct the vote
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40,000
shares
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(ii)
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Shared
power to vote or to direct the vote
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N/A
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(iii)
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Sole
power to dispose or to direct the disposition of
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40,000
shares
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(iv)
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Shared power to dispose or to direct the disposition of
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N/A
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ITEM 5: OWNERSHIP OF FIVE PERCENT OR LESS OF A
CLASS.
N/A
ITEM 6: OWNERSHIP OF MORE THAN FIVE PERCENT ON
BEHALF OF ANOTHER PERSON.
N/A
ITEM 7: IDENTIFICATION AND CLASSIFICATION OF THE
SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE
PARENT HOLDING COMPANY.
N/A
ITEM 8: IDENTIFICATION AND CLASSIFICATION OF
MEMBERS OF THE GROUP.
N/A
ITEM 9: NOTICE OF DISSOLUTION OF
GROUP.
N/A
ITEM 10: CERTIFICATIONS.
SIGNATURE
By
signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired and are held
in the ordinary course of business and were not acquired and are
not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect, other
than activities solely in connection with a nomination under §
240.14a-11.
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THE
TORONTO-DOMINION BANK, NEW YORK BRANCH
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By:
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/s/
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Name:
Christina Petrou
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Title:
Vice President
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THE
TORONTO-DOMINION BANK
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By:
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/s/
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Name:
Christina Petrou
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Title:
Vice President
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