|
|
|
|
|
|
|
|
Portfolio of Investments (Unaudited)
|
|
|
|
|
|
Nuveen New York Quality Income Municipal Fund, Inc. (NUN)
|
|
|
|
|
|
December 31, 2012
|
|
|
|
|
|
Principal
|
|
|
Optional Call
|
|
|
Amount (000)
|
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
|
|
Consumer Staples – 2.5% (1.6% of Total Investments)
|
|
|
|
$ 10,785
|
|
TSASC Inc., New York, Tobacco Asset-Backed Bonds, Series 2006, 5.125%, 6/01/42
|
6/16 at 100.00
|
B+
|
$ 9,250,510
|
|
|
|
Education and Civic Organizations – 22.8% (14.9% of Total Investments)
|
|
|
|
1,000
|
|
Dormitory Authority of the State of New York, General Revenue Bonds, New York University,
|
No Opt. Call
|
AA–
|
1,317,100
|
|
|
Series 2001-1, 5.500%, 7/01/40 – AMBAC Insured
|
|
|
|
1,265
|
|
Dormitory Authority of the State of New York, Housing Revenue Bonds, Fashion Institute of
|
No Opt. Call
|
BBB
|
1,470,563
|
|
|
Technology, Series 2007, 5.250%, 7/01/34 – FGIC Insured
|
|
|
|
2,000
|
|
Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory
|
No Opt. Call
|
Aa2
|
2,048,560
|
|
|
Facilities, Series 2003B, 5.250%, 7/01/32 (Mandatory put 7/01/13) – SYNCORA GTY Insured
|
|
|
|
2,320
|
|
Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory
|
7/15 at 100.00
|
Aa2
|
2,496,854
|
|
|
Facilities, Series 2004A, 5.000%, 7/01/29 – NPFG Insured
|
|
|
|
2,830
|
|
Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory
|
7/16 at 100.00
|
Aa2
|
3,101,539
|
|
|
Facilities, Series 2006A, 5.000%, 7/01/31 – NPFG Insured
|
|
|
|
5,000
|
|
Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory
|
7/21 at 100.00
|
Aa2
|
5,675,100
|
|
|
Facilities, Series 2011A, 5.000%, 7/01/41
|
|
|
|
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Barnard College, Series 2007A:
|
|
|
|
1,000
|
|
5.000%, 7/01/25 – FGIC Insured
|
7/17 at 100.00
|
BBB
|
1,165,600
|
745
|
|
5.000%, 7/01/37 – FGIC Insured
|
7/17 at 100.00
|
BBB
|
811,245
|
10,000
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Columbia University, Series
|
4/21 at 100.00
|
AAA
|
11,678,400
|
|
|
2011A, 5.000%, 10/01/41
|
|
|
|
1,800
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Convent of the Sacred Heart,
|
5/21 at 100.00
|
AA–
|
2,136,960
|
|
|
Series 2011, 5.750%, 11/01/40 – AGM Insured
|
|
|
|
3,000
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Fordham University, Series 2008B,
|
7/18 at 100.00
|
Aa3
|
3,357,300
|
|
|
5.000%, 7/01/38 – AGC Insured
|
|
|
|
875
|
|
Dormitory Authority of the State of New York, Revenue Bonds, New School University, Series
|
7/20 at 100.00
|
A–
|
995,330
|
|
|
2010, 5.250%, 7/01/30
|
|
|
|
1,005
|
|
Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series 2007,
|
7/17 at 100.00
|
AA–
|
1,112,435
|
|
|
5.000%, 7/01/32 – AMBAC Insured
|
|
|
|
3,300
|
|
Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series
|
7/19 at 100.00
|
AA–
|
3,939,144
|
|
|
2009A, 5.250%, 7/01/34
|
|
|
|
3,750
|
|
Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series
|
7/19 at 100.00
|
AA–
|
4,345,050
|
|
|
2009B, 5.000%, 7/01/39
|
|
|
|
2,100
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Non State Supported Debt, Cornell
|
7/20 at 100.00
|
Aa1
|
2,414,412
|
|
|
University, Series 2010A, 5.000%, 7/01/40
|
|
|
|
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Rochester Institute of
|
|
|
|
|
|
Technology, Series 2006A:
|
|
|
|
800
|
|
5.250%, 7/01/20 – AMBAC Insured
|
No Opt. Call
|
A1
|
988,088
|
640
|
|
5.250%, 7/01/21 – AMBAC Insured
|
No Opt. Call
|
A1
|
796,755
|
705
|
|
Madison County Industrial Development Agency, New York, Civic Facility Revenue Bonds, Colgate
|
No Opt. Call
|
AA+
|
798,356
|
|
|
University, Tender Option Bond Trust 3127, 13.023%, 1/01/14 – AMBAC Insured (IF)
|
|
|
|
4,775
|
|
New York City Industrial Development Agency, New York, Civic Facility Revenue Bonds, Trinity
|
3/13 at 100.00
|
BBB
|
4,789,182
|
|
|
Episcopal School, Series 1997, 5.250%, 6/15/27 – NPFG Insured
|
|
|
|
|
|
New York City Industrial Development Agency, New York, PILOT Revenue Bonds, Queens Baseball
|
|
|
|
|
|
Stadium Project, Series 2006:
|
|
|
|
2,000
|
|
5.000%, 1/01/36 – AMBAC Insured
|
1/17 at 100.00
|
Ba1
|
2,008,620
|
3,240
|
|
5.000%, 1/01/46 – AMBAC Insured
|
1/17 at 100.00
|
Ba1
|
3,242,333
|
|
|
New York City Industrial Development Authority, New York, PILOT Revenue Bonds, Yankee Stadium
|
|
|
|
|
|
Project, Series 2006:
|
|
|
|
1,215
|
|
5.000%, 3/01/31 – FGIC Insured
|
9/16 at 100.00
|
BBB
|
1,279,504
|
9,840
|
|
5.000%, 3/01/36 – NPFG Insured
|
9/16 at 100.00
|
BBB
|
10,265,777
|
5,910
|
|
4.500%, 3/01/39 – FGIC Insured
|
9/16 at 100.00
|
BBB
|
6,002,078
|
1,000
|
|
Niagara Area Development Corporation, New York, Niagara University Project, Series 2012A,
|
5/22 at 100.00
|
BBB+
|
1,100,520
|
|
|
5.000%, 5/01/42
|
|
|
|
4,000
|
|
Tompkins County Development Corporation, New York, Revenue Bonds, Ithaca College, Series 2011,
|
1/21 at 100.00
|
Aa3
|
4,577,920
|
|
|
5.375%, 7/01/41 – AGM Insured
|
|
|
|
1,100
|
|
Troy Capital Resource Corporation, New York, Revenue Bonds, Rensselaer Polytechnic Institute,
|
9/20 at 100.00
|
A–
|
1,221,187
|
|
|
Series 2010A, 5.125%, 9/01/40
|
|
|
|
77,215
|
|
Total Education and Civic Organizations
|
|
|
85,135,912
|
|
|
Financials – 1.5% (1.0% of Total Investments)
|
|
|
|
4,955
|
|
Liberty Development Corporation, New York, Goldman Sachs Headquarter Revenue Bonds, Series
|
No Opt. Call
|
A
|
5,788,381
|
|
|
2005, 5.250%, 10/01/35
|
|
|
|
|
|
Health Care – 8.9% (5.8% of Total Investments)
|
|
|
|
2,655
|
|
Albany Capital Resource Corporation, New York, St. Peter’s Hospital Project, Series 2011,
|
11/20 at 100.00
|
A3
|
3,211,063
|
|
|
6.125%, 11/15/30
|
|
|
|
820
|
|
Dormitory Authority of the State of New York, FHA-Insured Mortgage Hospital Revenue Bonds,
|
8/19 at 100.00
|
AA+
|
1,014,758
|
|
|
Hospital for Special Surgery, Series 2009, 6.250%, 8/15/34
|
|
|
|
2,325
|
|
Dormitory Authority of the State of New York, FHA-Insured Mortgage Revenue Bonds, Hudson
|
8/17 at 100.00
|
AA–
|
2,629,668
|
|
|
Valley Hospital Center, Series 2007, 5.000%, 8/15/27 – AGM Insured
|
|
|
|
2,695
|
|
Dormitory Authority of the State of New York, FHA-Insured Mortgage Revenue Bonds, Montefiore
|
2/15 at 100.00
|
BBB
|
2,857,131
|
|
|
Hospital, Series 2004, 5.000%, 8/01/29 – FGIC Insured
|
|
|
|
1,000
|
|
Dormitory Authority of the State of New York, FHA-Insured Revenue Bonds, Montefiore Medical
|
2/15 at 100.00
|
BBB
|
1,075,170
|
|
|
Center, Series 2005, 5.000%, 2/01/22 – FGIC Insured
|
|
|
|
2,250
|
|
Dormitory Authority of the State of New York, FHA-Insured Revenue Bonds, St. Lukes Roosevelt
|
8/15 at 100.00
|
N/R
|
2,408,738
|
|
|
Hospital, Series 2005, 4.900%, 8/15/31
|
|
|
|
2,000
|
|
Dormitory Authority of the State of New York, North Shore Long Island Jewish Obligated Group
|
5/21 at 100.00
|
A–
|
2,222,000
|
|
|
Revenue Bonds, Series 2011A, 5.000%, 5/01/41
|
|
|
|
1,800
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Health Quest System Inc., Series
|
7/17 at 100.00
|
AA–
|
2,006,820
|
|
|
2007B, 5.125%, 7/01/37 – AGC Insured
|
|
|
|
2,400
|
|
Dormitory Authority of the State of New York, Revenue Bonds, New York and Presbyterian
|
8/14 at 100.00
|
AA–
|
2,590,128
|
|
|
Hospital, Series 2004A, 5.250%, 8/15/15 – AGM Insured
|
|
|
|
900
|
|
Dutchess County Local Development Corporation, New York, Revenue Bonds, Health Quest System
|
7/20 at 100.00
|
A–
|
1,051,632
|
|
|
Inc, Series 2010A, 5.750%, 7/01/40 – AGM Insured
|
|
|
|
1,875
|
|
Monroe County Industrial Development Corporation, New York, FHA Insured Mortgage Revenue
|
2/21 at 100.00
|
Aa2
|
2,288,756
|
|
|
Bonds, Unity Hospital of Rochestor Project, Series 2010, 5.750%, 8/15/35
|
|
|
|
|
|
New York City Health and Hospitals Corporation, New York, Health System Revenue Bonds,
|
|
|
|
|
|
Series 2003A:
|
|
|
|
2,800
|
|
5.250%, 2/15/21 – AMBAC Insured
|
2/13 at 100.00
|
Aa3
|
2,814,392
|
3,065
|
|
5.250%, 2/15/22 – AMBAC Insured
|
2/13 at 100.00
|
Aa3
|
3,082,838
|
2,105
|
|
Suffolk County Economic Development Corp / Nassau County Local Economic Assistance & Financing
|
7/21 at 100.00
|
A–
|
2,404,394
|
|
|
Corp., New York, Revenue Bonds, Catholic Health Services of Long Island Obligated Group
|
|
|
|
|
|
Project, Series 2011, 5.000%, 7/01/28
|
|
|
|
1,320
|
|
Westchester County Health Care Corporation, New York, Senior Lien Revenue Bonds, Series
|
11/20 at 100.00
|
A3
|
1,563,976
|
|
|
2010-C2, 6.125%, 11/01/37
|
|
|
|
30,010
|
|
Total Health Care
|
|
|
33,221,464
|
|
|
Housing/Multifamily – 2.7% (1.8% of Total Investments)
|
|
|
|
|
|
New York City Housing Development Corporation, New York, Capital Fund Program Revenue Bonds,
|
|
|
|
|
|
Series 2005A:
|
|
|
|
1,500
|
|
5.000%, 7/01/14 – FGIC Insured
|
No Opt. Call
|
AA–
|
1,593,630
|
1,500
|
|
5.000%, 7/01/16 – FGIC Insured
|
7/15 at 100.00
|
AA–
|
1,658,775
|
5,515
|
|
New York City Housing Development Corporation, New York, Capital Fund Program Revenue Bonds,
|
7/15 at 100.00
|
AA–
|
5,982,617
|
|
|
Series 2005A, 5.000%, 7/01/25 – NPFG Insured (UB) (4)
|
|
|
|
675
|
|
New York City Housing Development Corporation, New York, Multifamily Housing Revenue Bonds,
|
5/20 at 100.00
|
AA
|
731,329
|
|
|
Series 2010D-1A, 5.000%, 11/01/42
|
|
|
|
70
|
|
New York State Housing Finance Agency, Mortgage Revenue Refunding Bonds, Housing Project,
|
3/13 at 100.00
|
AA–
|
70,180
|
|
|
Series 1996A, 6.125%, 11/01/20 – AGM Insured
|
|
|
|
9,260
|
|
Total Housing/Multifamily
|
|
|
10,036,531
|
|
|
Tax Obligation/General – 9.6% (6.3% of Total Investments)
|
|
|
|
1,500
|
|
Erie County, New York, General Obligation Bonds, Series 2003A, 5.250%, 3/15/16 – NPFG Insured
|
3/13 at 100.00
|
A2
|
1,514,565
|
805
|
|
Erie County, New York, General Obligation Bonds, Series 2004B, 5.250%, 4/01/13 – NPFG Insured
|
No Opt. Call
|
A2
|
813,726
|
4,000
|
|
New York City, New York, General Obligation Bonds, Fiscal 2012 Series F, 5.000%, 8/01/31
|
2/22 at 100.00
|
AA
|
4,710,160
|
1,000
|
|
New York City, New York, General Obligation Bonds, Fiscal 2012 Series I, 5.000%, 8/01/31
|
8/22 at 100.00
|
AA
|
1,186,080
|
2,000
|
|
New York City, New York, General Obligation Bonds, Fiscal 2013 Series A-1, 5.000%, 10/01/32
|
No Opt. Call
|
AA
|
2,368,380
|
|
|
New York City, New York, General Obligation Bonds, Fiscal Series 2001D:
|
|
|
|
5
|
|
5.250%, 8/01/15 – AGM Insured
|
3/13 at 100.00
|
AA
|
5,021
|
5
|
|
5.000%, 8/01/16 – FGIC Insured
|
3/13 at 100.00
|
AA
|
5,020
|
4,130
|
|
New York City, New York, General Obligation Bonds, Fiscal Series 2005J, 5.000%, 3/01/19 –
|
3/15 at 100.00
|
AA
|
4,513,718
|
|
|
FGIC Insured
|
|
|
|
7,500
|
|
New York City, New York, General Obligation Bonds, Series 2011D-I, 5.000%, 10/01/29
|
10/21 at 100.00
|
AA
|
8,845,650
|
3,335
|
|
New York City, New York, General Obligation Bonds, Subseries G-1 Fiscal Series 2012,
|
4/22 at 100.00
|
AA
|
3,957,511
|
|
|
5.000%, 4/01/29
|
|
|
|
|
|
New York City, New York, General Obligation Bonds, Series 2004E:
|
|
|
|
3,350
|
|
5.000%, 11/01/19 – AGM Insured (UB)
|
11/14 at 100.00
|
AA
|
3,623,896
|
1,700
|
|
5.000%, 11/01/20 – AGM Insured (UB)
|
11/14 at 100.00
|
AA
|
1,838,992
|
2,305
|
|
Yonkers, New York, General Obligation Bonds, Series 2005B, 5.000%, 8/01/20 – NPFG Insured
|
8/15 at 100.00
|
BBB+
|
2,456,761
|
31,635
|
|
Total Tax Obligation/General
|
|
|
35,839,480
|
|
|
Tax Obligation/Limited – 60.6% (39.7% of Total Investments)
|
|
|
|
2,330
|
|
Dormitory Authority of the State of New York, 853 Schools Program Insured Revenue Bonds,
|
3/13 at 100.00
|
N/R
|
2,338,598
|
|
|
Harmony Heights School, Issue 1, Series 1999C, 5.500%, 7/01/18 – AMBAC Insured
|
|
|
|
1,645
|
|
Dormitory Authority of the State of New York, Consolidated Revenue Bonds, City University
|
No Opt. Call
|
Aa3
|
1,689,037
|
|
|
System, Series 1993A, 5.750%, 7/01/13 – NPFG Insured
|
|
|
|
|
|
Dormitory Authority of the State of New York, Lease Revenue Bonds, Madison-Oneida Board of
|
|
|
|
|
|
Cooperative Educational Services, Series 2002:
|
|
|
|
1,045
|
|
5.250%, 8/15/20 – AGM Insured
|
3/13 at 100.00
|
AA–
|
1,049,034
|
1,100
|
|
5.250%, 8/15/21 – AGM Insured
|
3/13 at 100.00
|
AA–
|
1,104,180
|
365
|
|
5.250%, 8/15/22 – AGM Insured
|
3/13 at 100.00
|
AA–
|
366,361
|
3,610
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Department of Health, Series
|
7/14 at 100.00
|
AA–
|
3,853,025
|
|
|
2004-2, 5.000%, 7/01/20 – FGIC Insured
|
|
|
|
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Mental Health Services Facilities
|
|
|
|
|
|
Improvements, Series 2005D-1:
|
|
|
|
2,300
|
|
5.000%, 2/15/15 – FGIC Insured
|
No Opt. Call
|
AA–
|
2,512,819
|
1,200
|
|
5.000%, 8/15/23 – FGIC Insured
|
2/15 at 100.00
|
AA–
|
1,300,236
|
15
|
|
Dormitory Authority of the State of New York, Revenue Bonds, School Districts Financing
|
10/23 at 100.00
|
A+
|
15,058
|
|
|
Program, Series 2002D, 5.250%, 10/01/23 – NPFG Insured
|
|
|
|
4,000
|
|
Dormitory Authority of the State of New York, Revenue Bonds, State University Educational
|
No Opt. Call
|
AA–
|
4,657,160
|
|
|
Facilities, 1989 Resolution, Series 2000C, 5.750%, 5/15/16 – AGM Insured
|
|
|
|
1,915
|
|
Dormitory Authority of the State of New York, Second General Resolution Consolidated Revenue
|
No Opt. Call
|
AA–
|
2,219,408
|
|
|
Bonds, City University System, Series 1993A, 5.750%, 7/01/18 – AGM Insured
|
|
|
|
6,670
|
|
Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, General
|
3/21 at 100.00
|
AAA
|
7,625,811
|
|
|
Purpose Series 2011C, 5.000%, 3/15/41
|
|
|
|
12,385
|
|
Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, General
|
2/22 at 100.00
|
AAA
|
14,668,794
|
|
|
Purpose Series 2012D, 5.000%, 2/15/31
|
|
|
|
50
|
|
Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, Series
|
3/15 at 100.00
|
AAA
|
54,772
|
|
|
2005F, 5.000%, 3/15/21 – AGM Insured
|
|
|
|
3,300
|
|
Erie County Industrial Development Agency, New York, School Facility Revenue Bonds, Buffalo
|
5/19 at 100.00
|
AA–
|
3,777,246
|
|
|
City School District Project, Series 2009A, 5.000%, 5/01/31
|
|
|
|
|
|
Erie County Industrial Development Agency, New York, School Facility Revenue Bonds, Buffalo
|
|
|
|
|
|
City School District, Series 2007A:
|
|
|
|
5,980
|
|
5.750%, 5/01/27 – AGM Insured (UB)
|
5/17 at 100.00
|
AA–
|
6,924,780
|
1,670
|
|
5.750%, 5/01/28 – AGM Insured (UB)
|
5/17 at 100.00
|
AA–
|
1,933,843
|
2,420
|
|
Erie County Industrial Development Agency, New York, School Facility Revenue Bonds, Buffalo
|
5/18 at 100.00
|
AA–
|
2,864,070
|
|
|
City School District Project, Series 2008A, 5.750%, 5/01/28 – AGM Insured (UB)
|
|
|
|
6,530
|
|
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Senior Fiscal 2012 Series
|
2/21 at 100.00
|
A
|
7,759,730
|
|
|
2011A, 5.750%, 2/15/47
|
|
|
|
|
|
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Series 2006A:
|
|
|
|
14,635
|
|
5.000%, 2/15/47 – FGIC Insured
|
2/17 at 100.00
|
A
|
15,482,952
|
2,100
|
|
5.000%, 2/15/47 – AGM Insured
|
2/17 at 100.00
|
AA–
|
2,233,308
|
1,000
|
|
Metropolitan Transportation Authority, New York, State Service Contract Refunding Bonds,
|
No Opt. Call
|
AA–
|
1,230,090
|
|
|
Series 2002A, 5.750%, 7/01/18 – AGM Insured
|
|
|
|
1,000
|
|
Metropolitan Transportation Authority, New York, State Service Contract Refunding Bond, Series
|
No Opt. Call
|
AA–
|
1,230,090
|
|
|
2002A, 5.750%, 7/01/18 – AGM Insured (UB)
|
|
|
|
9,000
|
|
New York City Sales Tax Asset Receivable Corporation, New York, Dedicated Revenue Bonds, Local
|
10/14 at 100.00
|
AAA
|
9,609,300
|
|
|
Government Assistance Corporation, Series 2004A, 5.000%, 10/15/32 – AGM Insured
|
|
|
|
|
|
New York City Sales Tax Asset Receivable Corporation, New York, Dedicated Revenue Bonds, Local
|
|
|
|
|
|
Government Assistance Corporation, Series 2004A:
|
|
|
|
2,720
|
|
5.000%, 10/15/25 – NPFG Insured (UB) (4)
|
10/14 at 100.00
|
AAA
|
2,928,053
|
1,990
|
|
5.000%, 10/15/26 – NPFG Insured (UB) (4)
|
10/14 at 100.00
|
AAA
|
2,130,594
|
4,960
|
|
5.000%, 10/15/29 – AMBAC Insured (UB) (4)
|
10/14 at 100.00
|
AAA
|
5,300,355
|
1,500
|
|
5.000%, 10/15/32 – AMBAC Insured (UB) (4)
|
10/14 at 100.00
|
AAA
|
1,601,550
|
1,600
|
|
New York City Transitional Finance Authority, New York, Building Aid Revenue Bonds, Fiscal
|
1/17 at 100.00
|
AA–
|
1,793,472
|
|
|
Series 2007S-2, 5.000%, 1/15/28 – FGIC Insured
|
|
|
|
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal 2012
|
|
|
|
|
|
Series E-1:
|
|
|
|
2,730
|
|
5.000%, 2/01/35
|
2/22 at 100.00
|
AAA
|
3,186,047
|
3,335
|
|
5.000%, 2/01/37
|
2/22 at 100.00
|
AAA
|
3,854,626
|
3,420
|
|
5.000%, 2/01/42
|
2/22 at 100.00
|
AAA
|
3,944,081
|
6,000
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal 2012
|
5/22 at 100.00
|
AAA
|
6,935,940
|
|
|
Series F-1, 5.000%, 5/01/39
|
|
|
|
40
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal
|
2/13 at 100.00
|
AAA
|
40,161
|
|
|
Series 2003E, 5.250%, 2/01/22 – NPFG Insured
|
|
|
|
2,000
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Series
|
5/19 at 100.00
|
AAA
|
2,258,000
|
|
|
2009A-1, 5.000%, 5/01/36
|
|
|
|
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Revenue Bonds,
|
|
|
|
|
|
Subordinate Lien Series 2011C:
|
|
|
|
4,000
|
|
5.500%, 11/01/35
|
11/20 at 100.00
|
AAA
|
4,806,200
|
5,000
|
|
5.000%, 11/01/39
|
11/20 at 100.00
|
AAA
|
5,702,650
|
1,660
|
|
New York City, New York, Educational Construction Fund, Revenue Bonds, Series 2011A, 5.750%,
|
4/21 at 100.00
|
AA+
|
2,010,941
|
|
|
4/01/33 – AGM Insured
|
|
|
|
|
|
New York Convention Center Development Corporation, Hotel Fee Revenue Bonds, Tender Option
|
|
|
|
|
|
Bonds Trust 3095:
|
|
|
|
845
|
|
13.599%, 11/15/30 – AMBAC Insured (IF) (4)
|
11/15 at 100.00
|
AA+
|
1,012,065
|
4,005
|
|
13.585%, 11/15/44 – AMBAC Insured (IF) (4)
|
11/15 at 100.00
|
AA+
|
4,608,674
|
3,750
|
|
New York State Local Government Assistance Corporation, Revenue Bonds, Series 1993E, 5.250%,
|
No Opt. Call
|
AAA
|
4,210,350
|
|
|
4/01/16 – AGM Insured (UB)
|
|
|
|
1,000
|
|
New York State Thruway Authority, Highway and Bridge Trust Fund Bonds, Second General, Series
|
4/14 at 100.00
|
AA
|
1,056,880
|
|
|
2004A, 5.000%, 4/01/22 – NPFG Insured
|
|
|
|
|
|
New York State Thruway Authority, Highway and Bridge Trust Fund Bonds, Second General,
|
|
|
|
|
|
Series 2005B:
|
|
|
|
8,455
|
|
5.500%, 4/01/20 – AMBAC Insured
|
No Opt. Call
|
AA
|
10,766,597
|
2,600
|
|
5.000%, 4/01/21 – AMBAC Insured
|
10/15 at 100.00
|
AA
|
2,892,474
|
1,000
|
|
New York State Thruway Authority, State Personal Income Tax Revenue Bonds, Series 2004A,
|
9/14 at 100.00
|
AAA
|
1,073,940
|
|
|
5.000%, 3/15/24 – AMBAC Insured
|
|
|
|
1,195
|
|
New York State Thruway Authority, State Personal Income Tax Revenue Bonds, Series 2010A,
|
9/20 at 100.00
|
AAA
|
1,419,290
|
|
|
5.000%, 3/15/30
|
|
|
|
|
|
New York State Tobacco Settlement Financing Corporation, Tobacco Settlement Asset-Backed and
|
|
|
|
|
|
State Contingency Contract-Backed Bonds, Series 2003A-1:
|
|
|
|
12,400
|
|
5.250%, 6/01/20 – AMBAC Insured
|
6/13 at 100.00
|
AA–
|
12,647,628
|
1,000
|
|
5.250%, 6/01/22 – AMBAC Insured
|
6/13 at 100.00
|
AA–
|
1,019,460
|
3,190
|
|
New York State Urban Development Corporation, Revenue Refunding Bonds, State Facilities,
|
No Opt. Call
|
AA–
|
3,374,988
|
|
|
Series 1995, 5.600%, 4/01/15 – NPFG Insured
|
|
|
|
400
|
|
New York State Urban Development Corporation, State Personal Income Tax Revenue Bonds, Series
|
3/15 at 100.00
|
AAA
|
419,600
|
|
|
2005B, 5.000%, 3/15/30 – AGM Insured
|
|
|
|
1,980
|
|
Niagara Falls City School District, Niagara County, New York, Certificates of Participation,
|
6/15 at 100.00
|
AA–
|
2,083,376
|
|
|
High School Facility, Series 2005, 5.000%, 6/15/28 – AGM Insured
|
|
|
|
|
|
Puerto Rico Highway and Transportation Authority, Highway Revenue Refunding Bonds,
|
|
|
|
|
|
Series 2002E:
|
|
|
|
3,000
|
|
5.500%, 7/01/14 – AGM Insured
|
No Opt. Call
|
AA–
|
3,131,730
|
6,000
|
|
5.500%, 7/01/18 – AGM Insured
|
No Opt. Call
|
AA–
|
6,547,080
|
2,500
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, First Subordinate Series
|
2/20 at 100.00
|
AA–
|
2,598,825
|
|
|
2010A, 5.000%, 8/01/40 – AGM Insured
|
|
|
|
3,235
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, First Subordinate Series
|
8/20 at 100.00
|
AA–
|
3,396,427
|
|
|
2010C, 5.125%, 8/01/42 – AGM Insured
|
|
|
|
16,250
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, Senior Series 2011C,
|
No Opt. Call
|
AA–
|
3,699,638
|
|
|
0.000%, 8/01/39
|
|
|
|
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, Series 2007A:
|
|
|
|
13,520
|
|
0.000%, 8/01/42 – FGIC Insured
|
No Opt. Call
|
AA–
|
2,549,872
|
63,295
|
|
0.000%, 8/01/46 – NPFG Insured
|
No Opt. Call
|
AA–
|
9,107,518
|
44,175
|
|
0.000%, 8/01/47 – AMBAC Insured
|
No Opt. Call
|
AA–
|
5,903,547
|
321,015
|
|
Total Tax Obligation/Limited
|
|
|
226,512,331
|
|
|
Transportation – 10.5% (6.9% of Total Investments)
|
|
|
|
|
|
Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2005A:
|
|
|
|
900
|
|
4.750%, 11/15/27 – NPFG Insured
|
11/15 at 100.00
|
AA–
|
981,513
|
1,000
|
|
4.750%, 11/15/30 – AMBAC Insured
|
11/15 at 100.00
|
A
|
1,072,160
|
7,575
|
|
Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2006B,
|
11/16 at 100.00
|
AA–
|
7,862,396
|
|
|
4.500%, 11/15/36 – AGM Insured
|
|
|
|
2,235
|
|
New York Liberty Development Corporation, Liberty Revenue Bonds, 4 World Trade Center Project,
|
11/21 at 100.00
|
A+
|
2,511,380
|
|
|
Series 2011, 5.000%, 11/15/44
|
|
|
|
970
|
|
New York State Thruway Authority, General Revenue Bonds, Refunding Series 2007H, 5.000%,
|
1/18 at 100.00
|
A+
|
1,114,530
|
|
|
1/01/25 – FGIC Insured
|
|
|
|
|
|
New York State Thruway Authority, General Revenue Bonds, Series 2005F:
|
|
|
|
2,665
|
|
5.000%, 1/01/20 – AMBAC Insured
|
1/15 at 100.00
|
A+
|
2,882,491
|
4,075
|
|
5.000%, 1/01/30 – AMBAC Insured
|
1/15 at 100.00
|
A+
|
4,373,820
|
1,700
|
|
New York State Thruway Authority, General Revenue Bonds, Series 2005G, 5.000%, 1/01/30 –
|
7/15 at 100.00
|
AA–
|
1,848,750
|
|
|
AGM Insured (UB)
|
|
|
|
6,340
|
|
New York State Thruway Authority, General Revenue Bonds, Series2012I, 5.000%, 1/01/42
|
1/22 at 100.00
|
A+
|
7,097,376
|
1,700
|
|
Port Authority of New York and New Jersey, Consolidated Revenue Bonds, One Hundred Fortieth
|
6/15 at 101.00
|
AA–
|
1,841,593
|
|
|
Series 2005, 5.000%, 12/01/31 – SYNCORA GTY Insured
|
|
|
|
1,175
|
|
Port Authority of New York and New Jersey, Consolidated Revenue Bonds, One Hundred Forty
|
8/17 at 100.00
|
AA–
|
1,700,601
|
|
|
Eighth Series 2008, Tender Option Bond Trust 2920, 17.424%, 8/15/32 – AGM Insured (IF)
|
|
|
|
|
|
Triborough Bridge and Tunnel Authority, New York, Subordinate Lien General Purpose Revenue
|
|
|
|
|
|
Refunding Bonds, Series 2002E:
|
|
|
|
1,570
|
|
5.500%, 11/15/20 – NPFG Insured
|
No Opt. Call
|
A+
|
2,004,498
|
3,800
|
|
5.250%, 11/15/22 – NPFG Insured
|
3/13 at 100.00
|
A+
|
3,814,858
|
35,705
|
|
Total Transportation
|
|
|
39,105,966
|
|
|
U.S. Guaranteed – 10.7% (7.0% of Total Investments) (4)
|
|
|
|
1,435
|
|
Dormitory Authority of the State of New York, Judicial Facilities Lease Revenue Bonds, Suffolk
|
No Opt. Call
|
Aaa
|
1,614,719
|
|
|
County Issue, Series 1986, 7.375%, 7/01/16 (ETM)
|
|
|
|
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Memorial Sloan-Kettering Cancer
|
|
|
|
|
|
Center, Series 2003-1:
|
|
|
|
2,500
|
|
5.000%, 7/01/21 (Pre-refunded 7/01/13) – NPFG Insured
|
7/13 at 100.00
|
AA (5)
|
2,558,725
|
3,300
|
|
5.000%, 7/01/22 (Pre-refunded 7/01/13) – NPFG Insured
|
7/13 at 100.00
|
AA (5)
|
3,377,517
|
2,115
|
|
Dormitory Authority of the State of New York, Revenue Bonds, The New York and Presbyterian
|
8/14 at 100.00
|
AA– (5)
|
2,271,256
|
|
|
Hospital Project, Series 2007, 5.000%, 8/15/36 (Pre-refunded 8/15/14) – AGM Insured
|
|
|
|
990
|
|
Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, Series
|
3/15 at 100.00
|
AA– (5)
|
1,089,129
|
|
|
2005F, 5.000%, 3/15/21 (Pre-refunded 3/15/15) – AGM Insured
|
|
|
|
1,710
|
|
Erie County Industrial Development Agency, New York, School Facility Revenue Bonds, Buffalo
|
5/14 at 100.00
|
AA– (5)
|
1,833,616
|
|
|
City School District, Series 2004, 5.750%, 5/01/26 (Pre-refunded 5/01/14) – AGM Insured
|
|
|
|
|
|
Metropolitan Transportation Authority, New York, Dedicated Tax Fund Bonds, Series 1999A:
|
|
|
|
4,000
|
|
5.000%, 4/01/17 (Pre-refunded 10/01/14) – AGM Insured
|
10/14 at 100.00
|
AA+ (5)
|
4,321,640
|
1,000
|
|
5.000%, 4/01/29 (Pre-refunded 10/01/14) – AGM Insured
|
10/14 at 100.00
|
AA+ (5)
|
1,080,410
|
|
|
Metropolitan Transportation Authority, New York, Transit Facilities Revenue Bonds,
|
|
|
|
|
|
Series 1998B:
|
|
|
|
10,000
|
|
4.875%, 7/01/18 – FGIC Insured (ETM)
|
7/13 at 100.00
|
AA+ (5)
|
10,161,400
|
4,500
|
|
4.750%, 7/01/26 – FGIC Insured (ETM)
|
7/13 at 100.00
|
AA+ (5)
|
4,609,845
|
|
|
Nassau County Interim Finance Authority, New York, Sales Tax Secured Revenue Bonds,
|
|
|
|
|
|
Series 2003A:
|
|
|
|
1,555
|
|
4.750%, 11/15/21 (Pre-refunded 11/15/13) – AMBAC Insured
|
11/13 at 100.00
|
AAA
|
1,615,863
|
1,555
|
|
4.750%, 11/15/22 (Pre-refunded 11/15/13) – AMBAC Insured
|
11/13 at 100.00
|
AAA
|
1,615,863
|
205
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewerage System Revenue
|
6/14 at 100.00
|
Aa1 (5)
|
219,002
|
|
|
Bonds, Fiscal Series 2004C, 5.000%, 6/15/35 (Pre-refunded 6/15/14) – AMBAC Insured
|
|
|
|
1,700
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal
|
2/13 at 100.00
|
AAA
|
1,707,174
|
|
|
Series 2003E, 5.250%, 2/01/22 (Pre-refunded 2/01/13) – NPFG Insured
|
|
|
|
1,845
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal
|
2/14 at 100.00
|
AAA
|
1,938,984
|
|
|
Series 2004C, 5.000%, 2/01/19 (Pre-refunded 2/01/14) – SYNCORA GTY Insured
|
|
|
|
100
|
|
New York State Urban Development Corporation, State Personal Income Tax Revenue Bonds, Series
|
3/15 at 100.00
|
AA– (5)
|
110,013
|
|
|
2005B, 5.000%, 3/15/30 (Pre-refunded 3/15/15) – AGM Insured
|
|
|
|
38,510
|
|
Total U.S. Guaranteed
|
|
|
40,125,156
|
|
|
Utilities – 12.1% (8.0% of Total Investments)
|
|
|
|
1,560
|
|
Guam Power Authority, Revenue Bonds, Series 2010A, 5.000%, 10/01/37 – AGM Insured
|
10/20 at 100.00
|
AA–
|
1,662,445
|
300
|
|
Guam Power Authority, Revenue Bonds, Series 2012A, 5.000%, 10/01/34
|
10/22 at 100.00
|
BBB
|
334,629
|
|
|
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2000A:
|
|
|
|
4,000
|
|
0.000%, 6/01/24 – AGM Insured
|
No Opt. Call
|
AA–
|
2,919,560
|
4,000
|
|
0.000%, 6/01/25 – AGM Insured
|
No Opt. Call
|
AA–
|
2,798,720
|
5,000
|
|
0.000%, 6/01/26 – AGM Insured
|
No Opt. Call
|
AA–
|
3,337,750
|
7,000
|
|
0.000%, 6/01/27 – AGM Insured
|
No Opt. Call
|
AA–
|
4,470,270
|
10,500
|
|
0.000%, 6/01/28 – AGM Insured
|
No Opt. Call
|
AA–
|
6,392,505
|
7,000
|
|
0.000%, 6/01/29 – AGM Insured
|
No Opt. Call
|
AA–
|
4,040,890
|
|
|
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2006A:
|
|
|
|
6,180
|
|
5.000%, 12/01/23 – FGIC Insured
|
6/16 at 100.00
|
A
|
6,863,632
|
8,020
|
|
5.000%, 12/01/25 – FGIC Insured
|
6/16 at 100.00
|
A
|
8,876,215
|
750
|
|
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2006B,
|
6/16 at 100.00
|
A
|
817,733
|
|
|
5.000%, 12/01/35 – CIFG Insured
|
|
|
|
1,830
|
|
Niagara Area Development Corporation, New York, Solid Waste Disposal Facility Revenue
|
No Opt. Call
|
BB+
|
1,860,506
|
|
|
Refunding Bonds, Covanta Energy Project, Series 2012B, 4.000%, 11/01/24
|
|
|
|
865
|
|
Power Authority of the State of New York, General Revenue Bonds, Series 2006A, 5.000%,
|
11/15 at 100.00
|
Aa2
|
971,395
|
|
|
11/15/19 – FGIC Insured
|
|
|
|
57,005
|
|
Total Utilities
|
|
|
45,346,250
|
|
|
Water and Sewer – 10.7% (7.0% of Total Investments)
|
|
|
|
8,870
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewer System Revenue
|
12/21 at 100.00
|
AA+
|
10,086,077
|
|
|
Bonds, Second Generation Resolution, Fiscal 2012 Series BB, 5.000%, 6/15/44
|
|
|
|
3,000
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewer System Revenue
|
6/17 at 100.00
|
AA+
|
3,341,130
|
|
|
Bonds, Second Generation Resolution, Series 2007AA, 5.000%, 6/15/37
|
|
|
|
3,500
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewer System Revenue
|
6/16 at 100.00
|
AAA
|
3,876,810
|
|
|
Bonds, Series 2006B, 5.000%, 6/15/36 – NPFG Insured (UB)
|
|
|
|
6,525
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewerage System Revenue
|
6/15 at 100.00
|
AAA
|
7,128,952
|
|
|
Bonds, Fiscal Series 2005C, 5.000%, 6/15/27 – NPFG Insured (UB)
|
|
|
|
2,795
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewerage System Revenue
|
6/14 at 100.00
|
AAA
|
2,937,457
|
|
|
Bonds, Fiscal Series 2004C, 5.000%, 6/15/35 – AMBAC Insured
|
|
|
|
5,000
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewerage System Revenue
|
6/13 at 100.00
|
AAA
|
5,088,250
|
|
|
Refunding Bonds, Fiscal Series 2003E, 5.000%, 6/15/34
|
|
|
|
7,000
|
|
Suffolk County Water Authority, New York, Waterworks Revenue Bonds, Series 2005C, 5.000%,
|
6/15 at 100.00
|
AAA
|
7,408,590
|
|
|
6/01/28 – NPFG Insured (UB)
|
|
|
|
36,690
|
|
Total Water and Sewer
|
|
|
39,867,266
|
$ 652,785
|
|
Total Investments (cost $528,024,479) – 152.6%
|
|
|
570,229,247
|
|
|
Floating Rate Obligations – (10.5)%
|
|
|
(39,390,000)
|
|
|
Variable Rate Demand Preferred Shares, at Liquidation Value – (43.3)% (6)
|
|
|
(161,700,000)
|
|
|
Other Assets Less Liabilities – 1.2%%
|
|
|
4,416,649
|
|
|
Net Assets Applicable to Common Shares – 100%
|
|
|
$ 373,555,896
|