As filed with the Securities and Exchange Commission on September 30, 2019
Registration No. 333-210485
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE
AMENDMENT NO. 1
TO
FORM S-8
REGISTRATION STATEMENT
UNDER
THE
SECURITIES ACT OF 1933
Oaktree Capital Group, LLC
(Exact name of registrant as specified in its charter)
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Delaware
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26-0174894
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification No.)
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333 South Grand Avenue, 28th Floor
Los Angeles, CA 90071
(Address of Principal Executive Offices) (Zip Code)
Oaktree
Capital Group, LLC 2011 Equity Incentive Plan
(Full title of the plan)
Todd E. Molz
General
Counsel and Chief Administrative Officer
Oaktree Capital Group, LLC
333 South Grand Avenue, 28th Floor
Los Angeles, California 90071
Telephone: (213) 830-6300
(Name and address and telephone number, including area code, of agent for service)
Copies to:
Elizabeth A. Cooper, Esq.
Benjamin P. Schaye, Esq.
Thomas A. Wuchenich, Esq.
Simpson Thacher & Bartlett LLP
425 Lexington Avenue
New
York, NY 10017
(212) 455-2000
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated
filer, a smaller reporting company or an emerging growth company. See the definitions of large accelerated filer, accelerated filer, smaller reporting company and emerging growth company in Rule 12b-2 of the Exchange Act.
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Large accelerated filer
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☒
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Accelerated filer
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☐
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Non-accelerated filer
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☐
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Smaller reporting company
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☐
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Emerging growth company
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☐
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐