Current Report Filing (8-k)
July 03 2019 - 1:09PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): July 3, 2019 (July 2, 2019)
OCH-ZIFF
CAPITAL MANAGEMENT GROUP INC.
(Exact Name of Registrant as Specified in Its Charter)
|
|
|
|
|
Delaware
|
|
001-33805
|
|
26-0354783
|
(State or Other Jurisdiction
of Incorporation)
|
|
(Commission
File Number)
|
|
(IRS Employer
Identification No.)
|
|
|
9 West 57th Street, New York, New York
|
|
10019
|
(Address of Principal Executive Offices)
|
|
(Zip Code)
|
212-790-0000
(Registrants Telephone Number, Including Area Code)
Not Applicable
(Former
Name or Former Address, if Changed Since Last Report)
Check the appropriate box below
if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐
|
Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17
CFR
240.14a-12)
|
☐
|
Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
|
☐
|
Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or
Rule
12b-2
of the Securities Exchange Act of 1934 (17 CFR
§240.12b-2).
Emerging growth company ☐
If an
emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Securities registered pursuant to Section 12(b) of the Act:
|
|
|
|
|
(Title of each class)
|
|
(Trading
symbol)
|
|
(Name of each exchange
on which registered)
|
Class A Shares
|
|
OZM
|
|
New York Stock Exchange
|
Item 5.07.
|
Submission of Matters to a Vote of Securities Holders.
|
|
(a)
|
The Annual Meeting of Shareholders of the Company was held on July 2, 2019.
|
|
(b)
|
At the Annual Meeting, the Shareholders:
|
(i) elected Richard Ketchum and J. Morgan Rutman as Class III directors to serve for a term of three years and
until their successors are duly elected or appointed and qualified; and
(ii) ratified the selection of
Ernst & Young LLP to serve as the Companys independent registered public accounting firm for the year ending December 31, 2019.
Set forth below, with respect to each matter above are, as applicable, the number of votes cast for or against, the number of abstentions and
the number of broker
non-votes:
|
|
|
|
|
|
|
|
|
|
|
|
|
Nominee
|
|
Votes For
|
|
|
Withheld
|
|
|
Broker Non-Votes
|
|
Richard Ketchum
|
|
|
24,979,008
|
|
|
|
1,247,987
|
|
|
|
8,349,315
|
|
J. Morgan Rutman
|
|
|
25,017,396
|
|
|
|
1,209,599
|
|
|
|
8,349,315
|
|
2.
|
Ratification of Selection of Independent Registered Public Accounting Firm
|
|
|
|
|
|
Votes For
|
|
|
34,435,991
|
|
Votes Against
|
|
|
54,790
|
|
Abstentions
|
|
|
85,529
|
|
SIGNATURES
Pursuant to the requirements of the Securities and Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned thereunto duly authorized.
|
|
|
OCH-ZIFF
CAPITAL MANAGEMENT GROUP INC.
|
|
(Registrant)
|
|
|
By:
|
|
/s/ Thomas M. Sipp
|
|
|
Thomas M. Sipp
|
|
|
Chief Financial Officer and Executive Managing Director
|
July 3, 2019
Och Ziff Capital Managem... (NYSE:OZM)
Historical Stock Chart
From Jul 2024 to Aug 2024
Och Ziff Capital Managem... (NYSE:OZM)
Historical Stock Chart
From Aug 2023 to Aug 2024