Initial Statement of Beneficial Ownership (3)
September 09 2021 - 3:46PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Kubera Ronald P |
2. Date of Event Requiring Statement (MM/DD/YYYY)
9/1/2021
|
3. Issuer Name and Ticker or Trading Symbol
E2open Parent Holdings, Inc. [ETWO]
|
|
(Last)
(First)
(Middle)
9600 GREAT HILLS TRAIL #300E |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
Sector President / |
|
(Street)
AUSTIN, TX 78759
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Class A Common Stock | 136037 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Series B-2 common stock | (2) | (2) | Class A common stock | 16410 | (2) | D | |
| Explanation of Responses: |
| (1) | 38,151 of these shares represent time-based restricted stock units ("RSUs") made to the senior leaders of E2open Parent Holdings, Inc. (the "Issuer"). The RSUs shall vest ratably on a specified day in each of 2022, 2023 and 2024, so long as Mr. Kenneson continues to provide services to the Issuer through such date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. The remaining 97,886 shares are owned outright. |
| (2) | These shares of Series B-2 common stock represent unvested, non-voting restricted common stock of the Issuer. Each share of Series B-2 common stock will vest on the first day on which the 20-day volume weighted average price of the Class A common stock is equal to at least $15.00, or upon certain change in control events specified in the LLC Agreement. Upon, vesting, each share of Series B-2 common stock will convert automatically into one share of Class A common stock. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Kubera Ronald P
9600 GREAT HILLS TRAIL #300E
AUSTIN, TX 78759 |
|
| Sector President |
|
Signatures
|
| /s/ Jennifer S. Grafton by Power of Attorney | | 9/9/2021 |
| **Signature of Reporting Person | Date |
CC Neuberger Principal H... (NYSE:PCPL)
Historical Stock Chart
From Jun 2024 to Jul 2024
CC Neuberger Principal H... (NYSE:PCPL)
Historical Stock Chart
From Jul 2023 to Jul 2024
