- Current report filing (8-K)
December 29 2008 - 12:03PM
Edgar (US Regulatory)
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON, D.
C. 20549
__________________________
FORM 8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of
The Securities
Exchange Act of 1934
_________________________
Date of
Report (Date of earliest event reported): December 15, 2008
MERRILL
LYNCH DEPOSITOR, INC.
(on behalf
of PREFERREDPLUS TRUST SERIES UPC-1)
(Exact name
of registrant as specified in its charter)
Delaware
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001-31484
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13-3891329
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(State
or other
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(Commission
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(I.
R. S. Employer
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jurisdiction
of
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File
Number)
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Identification
No.)
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incorporation)
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World
Financial Center,
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10080
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New
York, New York
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(Zip
Code)
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(Address
of principal
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executive
offices)
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__________________________
Registrants
telephone number, including area code: (212) 449-1000
INFORMATION
TO BE INCLUDED IN REPORT
Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions
(see General Instruction A.2.):
[
]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
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[
]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[
]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
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[
]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
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Section
1.
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Registrants
Business and Operations
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Not applicable.
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Section
2.
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Financial Information
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Not applicable.
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Section
3.
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Securities and
Trading Markets
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Not applicable.
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Section
4.
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Matters Related
to Accountants and Financial Statements
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Not applicable.
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Section
5.
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Corporate Governance
and Management
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Not applicable.
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Section
6.
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Asset-Backed
Securities
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Not Applicable.
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Section
7.
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Regulation FD
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Not applicable.
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Section
8.
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Other Events
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99.1
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Distribution
to holders of the PreferredPLUS Trust Certificates Series UPC-1 on December
15, 2008.
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For
information with respect to the underlying securities held by PreferredPLUS
Trust Series UPC-1, please refer to UnumProvident Corporations (Commission
file number 001-11294) periodic reports, including annual reports on Form
10-K, quarterly reports on Form 10-Q and current reports on Form 8-K,
and other information on file with the Securities and Exchange Commission
(the SEC). You can read and copy these reports and other information
at the public reference facilities maintained by the SEC at Room 1580,
100 F Street, NE, Washington, D.C. 20549. You may obtain copies of this
material for a fee by writing to the SECs Public Reference Section of
the SEC at 100 F Street, NE, Washington, D.C. 20549. You may obtain information
about the operation of the Public Reference Room by calling the SEC at
1-800-SEC-0330. You can also access some of this information electronically
by means of the SECs website on the Internet at http://www.sec.gov, which
contains reports, proxy and information statements and other information
that the underlying securities issuer has filed electronically with the
SEC.
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Although
we have no reason to believe the information concerning the underlying
securities or the underlying securities issuer contained in the underlying
securities issuers Exchange Act reports is not reliable, neither the
depositor nor the trustee participated in the preparation of such documents
or made any due diligence inquiry with respect to the information provided
therein. No investigation with respect to the underlying securities issuer
(including, without limitation,
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no investigation
as to its financial condition or creditworthiness) or of the underlying
securities has been made. You should obtain and evaluate the same information
concerning the underlying securities issuer as you would obtain and evaluate
if you were investing directly in the underlying securities or in other
securities issued by the underlying securities issuer. There can be no
assurance that events affecting the underlying securities or the underlying
securities issuer have not occurred or have not yet been publicly disclosed
which would affect the accuracy or completeness of the publicly available
documents described above.
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Section
9.
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Financial
Statements and Exhibits
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Item
9.01
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Financial
Statements and Exhibits
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(a)
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Financial
statements of business acquired.
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Not
Applicable.
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(b)
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Pro
forma financial information.
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Not
Applicable.
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(c)
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Shell
company transactions.
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Not
applicable.
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(d)
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Exhibits.
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99.1
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Trustees
report in respect of the December 15, 2008 distribution to holders of
the PreferredPLUS Trust Certificates Series UPC-1.
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SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this
report to be signed on its behalf by the undersigned, hereunto duly authorized.
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MERRILL
LYNCH DEPOSITOR, INC.
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Date:
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By:
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/s/
Steven
ONeill
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Name:
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Steven
ONeill
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Title:
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Director
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EXHIBIT
INDEX
99.1
|
Trustees
report in respect of the December 15, 2008 distribution to holders of
the PreferredPLUS Trust Certificates Series UPC-1.
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