Termination of Registration of a Class of Security Under Section 12(b) (15-12b)
July 01 2016 - 4:20PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION
OF REGISTRATION
UNDER SECTION 12(g) OF THE SECURITIES
EXCHANGE ACT OF 1934
OR SUSPENSION OF DUTY TO FILE REPORTS
UNDER SECTIONS 13 AND 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number 001-16517
The Phoenix Companies, Inc.
(Exact name of registrant as specified
in its charter)
One American Row, Hartford, CT, 06102-5056
(860) 403-5000
(Address, including zip code, and telephone
number, including area code, of registrant’s principal executive offices)
Common Stock, par value $0.01 per share
(Title of each class
of securities covered by this Form)
None
(Titles of all other classes of securities
for which a duty to file reports under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate
rule provision(s) relied upon to terminate or suspend the duty to file reports:
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Rule 12g-4(a)(1)
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x
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Rule 12g-4(a)(2)
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¨
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Rule 12h-3(b)(1)(i)
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x
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Rule 12h-3(b)(1)(ii)
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¨
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Rule 15d-6
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¨
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Approximate number of holders of record as of the certification
or notice date:
Common Stock = one*
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*
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The Phoenix Companies, Inc. became a wholly-owned subsidiary of Nassau Reinsurance Group Holdings, L.P., a Delaware limited partnership, on June 20, 2016.
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Pursuant to the requirements of the Securities Exchange Act
of 1934, The Phoenix Companies, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized
person.
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THE PHOENIX COMPANIES, INC.
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Dated: July 1, 2016
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/s/ Naomi Baline Kleinman
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Naomi Baline Kleinman
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Vice President
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Instruction: This form is required by Rules 12g-4, 12h-3 and
15d-6 of the General Rules and Regulations under the Securities Exchange Act of 1934. The registrant shall file with the Commission
three copies of Form 15, one of which shall be manually signed. It may be signed by an officer of the registrant, by counsel or
by any other duly authorized person. The name and title of the person signing the form shall be typed or printed under the signature.
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