- Written communication relating to an issuer or third party (SC TO-C)
August 23 2011 - 6:02AM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on August 23, 2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE TO
TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1)
OF THE SECURITIES EXCHANGE ACT OF 1934
LMP Capital and Income Fund Inc.
(Name of Subject Company (issuer))
LMP Capital and Income Fund Inc.
(Name of Filing Person (offeror))
Common Stock $0.001 Par Value Per Share
(Title of Class of Securities)
50208A102
(CUSIP Number of Class of Securities)
ROBERT I.
FRENKEL
SECRETARY
LMP CAPITAL AND INCOME FUND INC.
100 FIRST STAMFORD PLACE, 7TH FLOOR
STAMFORD, CONNECTICUT 06902
(203) 703-7046
(Name, Address and Telephone Number of Person Authorized
to Receive Notices
and Communications on Behalf of the Person(s) Filing Statement)
Copy to:
Sarah E. Cogan, Esq.
Simpson Thacher & Bartlett LLP
425 Lexington Avenue
New York, New York, 10017
(212) 455-2000
CALCULATION OF
FILING FEE
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Transaction Valuation
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Amount of Filing Fee
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Not Applicable
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Not Applicable
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¨
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Check box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the
previous filing by registration statement number, or the form or schedule and the date of its filing.
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Amount Previously Paid:
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Not applicable
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Form or Registration No.:
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Not applicable
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Filing Party:
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Not applicable
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Date Filed:
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Not applicable
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Check box the filing relates solely to preliminary communications made before the commencement of a tender offer.
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Check
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the appropriate boxes to designate any transactions to which this statement relates:
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third party tender offer subject to Rule 14d-1
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x
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issuer tender offer subject to Rule 13e-4
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going-private transaction subject to Rule 13e-3
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¨
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amendment to Schedule 13D under Rule 13d-2
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Check the following box if the filing is a final amendment reporting the results of the tender
offer.
¨
ITEMS 1-11.
Not Applicable.
ITEM 12. EXHIBITS
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EXHIBIT NO.
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DESCRIPTION
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99.1
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Press release issued on August 22, 2011.
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ITEM 13. INFORMATION REQUIRED BY SCHEDULE 13E-3
Not Applicable.
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