UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-22626

SALIENT MIDSTREAM & MLP FUND

(Exact name of registrant as specified in charter)

4265 San Felipe, 8th Floor

Houston, TX 77027

(Address of principal executive offices) (Zip code)

 

Gregory A. Reid, Principal Executive Officer

Salient Midstream & MLP fund

4265 San Felipe, 8th Floor

Houston, TX 77027

(Name and address of agent for service)

  

With a Copy To:

George J. Zornada

K&L Gates LLP

State Street Financial Center

One Lincoln St.

Boston, MA 02111-2950

(617) 261-3231

Registrant’s Telephone Number, including Area Code: (713) 993-4001

Date of fiscal year end: November 30

Date of reporting period: July 1, 2020 – June 30, 2021

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

Item 1 – Proxy Voting Record.

Salient Midstream & MLP Fund

 

Company

 

Ticker

 

CUSIP

  Meeting
Date 		 

A brief identification of the matter voted on

  Proposed by
issuer or
Security
Holder 		 

Voted

  Vote Cast    With or Against
Management
NEXTERA ENERGY PARTNERS, LP   NEP   65341B106   20-Apr-2021   Ratification of appointment of Deloitte & Touche LLP as NextEra Energy Partners’ independent registered public accounting firm for 2021.   Management   Yes   F    F
NEXTERA ENERGY PARTNERS, LP   NEP   65341B106   20-Apr-2021   Election of Director: Susan D. Austin   Management   Yes   F    F
NEXTERA ENERGY PARTNERS, LP   NEP   65341B106   20-Apr-2021   Election of Director: Robert J. Byrne   Management   Yes   F    F
NEXTERA ENERGY PARTNERS, LP   NEP   65341B106   20-Apr-2021   Election of Director: Peter H. Kind   Management   Yes   F    F
NEXTERA ENERGY PARTNERS, LP   NEP   65341B106   20-Apr-2021   Election of Director: James L. Robo   Management   Yes   F    F
NEXTERA ENERGY PARTNERS, LP   NEP   65341B106   20-Apr-2021   Approval, by non-binding advisory vote, of the compensation of NextEra Energy Partners’ named executive officers as disclosed in the proxy statement.   Management   Yes   F    F
MAGELLAN MIDSTREAM PARTNERS,L.P.   MMP   559080106   22-Apr-2021   DIRECTOR   Management   Yes   F    F
MAGELLAN MIDSTREAM PARTNERS,L.P.   MMP   559080106   22-Apr-2021   DIRECTOR   Management   Yes   F    F
MAGELLAN MIDSTREAM PARTNERS,L.P.   MMP   559080106   22-Apr-2021   DIRECTOR   Management   Yes   F    F
MAGELLAN MIDSTREAM PARTNERS,L.P.   MMP   559080106   22-Apr-2021   Ratification of Appointment of Independent Registered Public Accounting Firm for 2021.   Management   Yes   F    F
MAGELLAN MIDSTREAM PARTNERS,L.P.   MMP   559080106   22-Apr-2021   Amendment of Long-Term Incentive Plan.   Management   Yes   F    F
MAGELLAN MIDSTREAM PARTNERS,L.P.   MMP   559080106   22-Apr-2021   Advisory Resolution to Approve Executive Compensation.   Management   Yes   F    F
THE WILLIAMS COMPANIES, INC.   WMB   969457100   27-Apr-2021   Ratification of Ernst & Young LLP as independent auditors for 2021.   Management   Yes   F    F
THE WILLIAMS COMPANIES, INC.   WMB   969457100   27-Apr-2021   Election of Director: Alan S. Armstrong   Management   Yes   F    F
THE WILLIAMS COMPANIES, INC.   WMB   969457100   27-Apr-2021   Election of Director: Stephen W. Bergstrom   Management   Yes   F    F
THE WILLIAMS COMPANIES, INC.   WMB   969457100   27-Apr-2021   Election of Director: Nancy K. Buese   Management   Yes   F    F
THE WILLIAMS COMPANIES, INC.   WMB   969457100   27-Apr-2021   Election of Director: Stephen I. Chazen   Management   Yes   F    F
THE WILLIAMS COMPANIES, INC.   WMB   969457100   27-Apr-2021   Election of Director: Charles I. Cogut   Management   Yes   F    F
THE WILLIAMS COMPANIES, INC.   WMB   969457100   27-Apr-2021   Election of Director: Michael A. Creel   Management   Yes   F    F
THE WILLIAMS COMPANIES, INC.   WMB   969457100   27-Apr-2021   Election of Director: Stacey H. Doré   Management   Yes   F    F
THE WILLIAMS COMPANIES, INC.   WMB   969457100   27-Apr-2021   Election of Director: Vicki L. Fuller   Management   Yes   F    F
THE WILLIAMS COMPANIES, INC.   WMB   969457100   27-Apr-2021   Election of Director: Peter A. Ragauss   Management   Yes   F    F
THE WILLIAMS COMPANIES, INC.   WMB   969457100   27-Apr-2021   Election of Director: Rose M. Robeson   Management   Yes   F    F
THE WILLIAMS COMPANIES, INC.   WMB   969457100   27-Apr-2021   Election of Director: Scott D. Sheffield   Management   Yes   F    F
THE WILLIAMS COMPANIES, INC.   WMB   969457100   27-Apr-2021   Election of Director: Murray D. Smith   Management   Yes   F    F
THE WILLIAMS COMPANIES, INC.   WMB   969457100   27-Apr-2021   Election of Director: William H. Spence   Management   Yes   F    F
THE WILLIAMS COMPANIES, INC.   WMB   969457100   27-Apr-2021   Approval, by nonbinding advisory vote, of the Company’s executive compensation.   Management   Yes   F    F
EQUITRANS MIDSTREAM CORPORATION   ETRN   294600101   27-Apr-2021   Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2021.   Management   Yes   F    F
EQUITRANS MIDSTREAM CORPORATION   ETRN   294600101   27-Apr-2021   Approval of Amendments to the Company’s Articles of Incorporation and Bylaws to remove the supermajority voting requirements.   Management   Yes   F    F
EQUITRANS MIDSTREAM CORPORATION   ETRN   294600101   27-Apr-2021   Election of Director to serve until the next annual meeting of shareholders: Vicky A. Bailey   Management   Yes   F    F
EQUITRANS MIDSTREAM CORPORATION   ETRN   294600101   27-Apr-2021   Election of Director to serve until the next annual meeting of shareholders: Sarah M. Barpoulis   Management   Yes   F    F
EQUITRANS MIDSTREAM CORPORATION   ETRN   294600101   27-Apr-2021   Election of Director to serve until the next annual meeting of shareholders: Kenneth M. Burke   Management   Yes   F    F
EQUITRANS MIDSTREAM CORPORATION   ETRN   294600101   27-Apr-2021   Election of Director to serve until the next annual meeting of shareholders: Patricia K. Collawn   Management   Yes   F    F
EQUITRANS MIDSTREAM CORPORATION   ETRN   294600101   27-Apr-2021   Election of Director to serve until the next annual meeting of shareholders: Margaret K. Dorman   Management   Yes   F    F
EQUITRANS MIDSTREAM CORPORATION   ETRN   294600101   27-Apr-2021   Election of Director to serve until the next annual meeting of shareholders: Thomas F. Karam   Management   Yes   F    F
EQUITRANS MIDSTREAM CORPORATION   ETRN   294600101   27-Apr-2021   Election of Director to serve until the next annual meeting of shareholders: D. Mark Leland   Management   Yes   F    F
EQUITRANS MIDSTREAM CORPORATION   ETRN   294600101   27-Apr-2021   Election of Director to serve until the next annual meeting of shareholders: Norman J. Szydlowski   Management   Yes   F    F
EQUITRANS MIDSTREAM CORPORATION   ETRN   294600101   27-Apr-2021   Election of Director to serve until the next annual meeting of shareholders: Robert F. Vagt   Management   Yes   F    F
EQUITRANS MIDSTREAM CORPORATION   ETRN   294600101   27-Apr-2021   Approval, on an advisory basis, of the compensation of the Company’s named executive officers for 2020 (Say-on-Pay).   Management   Yes   F    F
THE WILLIAMS COMPANIES, INC.   WMB   969457100   27-Apr-2021   Ratification of Ernst & Young LLP as independent auditors for 2021.   Management   Yes   F    F
THE WILLIAMS COMPANIES, INC.   WMB   969457100   27-Apr-2021   Election of Director: Alan S. Armstrong   Management   Yes   F    F
THE WILLIAMS COMPANIES, INC.   WMB   969457100   27-Apr-2021   Election of Director: Stephen W. Bergstrom   Management   Yes   F    F
THE WILLIAMS COMPANIES, INC.   WMB   969457100   27-Apr-2021   Election of Director: Nancy K. Buese   Management   Yes   F    F
THE WILLIAMS COMPANIES, INC.   WMB   969457100   27-Apr-2021   Election of Director: Stephen I. Chazen   Management   Yes   F    F
THE WILLIAMS COMPANIES, INC.   WMB   969457100   27-Apr-2021   Election of Director: Charles I. Cogut   Management   Yes   F    F
THE WILLIAMS COMPANIES, INC.   WMB   969457100   27-Apr-2021   Election of Director: Michael A. Creel   Management   Yes   F    F
THE WILLIAMS COMPANIES, INC.   WMB   969457100   27-Apr-2021   Election of Director: Stacey H. Doré   Management   Yes   F    F
THE WILLIAMS COMPANIES, INC.   WMB   969457100   27-Apr-2021   Election of Director: Vicki L. Fuller   Management   Yes   F    F
THE WILLIAMS COMPANIES, INC.   WMB   969457100   27-Apr-2021   Election of Director: Peter A. Ragauss   Management   Yes   F    F
THE WILLIAMS COMPANIES, INC.   WMB   969457100   27-Apr-2021   Election of Director: Rose M. Robeson   Management   Yes   F    F
THE WILLIAMS COMPANIES, INC.   WMB   969457100   27-Apr-2021   Election of Director: Scott D. Sheffield   Management   Yes   F    F
THE WILLIAMS COMPANIES, INC.   WMB   969457100   27-Apr-2021   Election of Director: Murray D. Smith   Management   Yes   F    F
THE WILLIAMS COMPANIES, INC.   WMB   969457100   27-Apr-2021   Election of Director: William H. Spence   Management   Yes   F    F
THE WILLIAMS COMPANIES, INC.   WMB   969457100   27-Apr-2021   Approval, by nonbinding advisory vote, of the Company’s executive compensation.   Management   Yes   F    F
EQUITRANS MIDSTREAM CORPORATION   ETRN   294600101   27-Apr-2021   Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2021.   Management   Yes   F    F
EQUITRANS MIDSTREAM CORPORATION   ETRN   294600101   27-Apr-2021   Approval of Amendments to the Company’s Articles of Incorporation and Bylaws to remove the supermajority voting requirements.   Management   Yes   F    F
EQUITRANS MIDSTREAM CORPORATION   ETRN   294600101   27-Apr-2021   Election of Director to serve until the next annual meeting of shareholders: Vicky A. Bailey   Management   Yes   F    F
EQUITRANS MIDSTREAM CORPORATION   ETRN   294600101   27-Apr-2021   Election of Director to serve until the next annual meeting of shareholders: Sarah M. Barpoulis   Management   Yes   F    F
EQUITRANS MIDSTREAM CORPORATION   ETRN   294600101   27-Apr-2021   Election of Director to serve until the next annual meeting of shareholders: Kenneth M. Burke   Management   Yes   F    F
EQUITRANS MIDSTREAM CORPORATION   ETRN   294600101   27-Apr-2021   Election of Director to serve until the next annual meeting of shareholders: Patricia K. Collawn   Management   Yes   F    F
EQUITRANS MIDSTREAM CORPORATION   ETRN   294600101   27-Apr-2021   Election of Director to serve until the next annual meeting of shareholders: Margaret K. Dorman   Management   Yes   F    F
EQUITRANS MIDSTREAM CORPORATION   ETRN   294600101   27-Apr-2021   Election of Director to serve until the next annual meeting of shareholders: Thomas F. Karam   Management   Yes   F    F
EQUITRANS MIDSTREAM CORPORATION   ETRN   294600101   27-Apr-2021   Election of Director to serve until the next annual meeting of shareholders: D. Mark Leland   Management   Yes   F    F
EQUITRANS MIDSTREAM CORPORATION   ETRN   294600101   27-Apr-2021   Election of Director to serve until the next annual meeting of shareholders: Norman J. Szydlowski   Management   Yes   F    F
EQUITRANS MIDSTREAM CORPORATION   ETRN   294600101   27-Apr-2021   Election of Director to serve until the next annual meeting of shareholders: Robert F. Vagt   Management   Yes   F    F
EQUITRANS MIDSTREAM CORPORATION   ETRN   294600101   27-Apr-2021   Approval, on an advisory basis, of the compensation of the Company’s named executive officers for 2020 (Say-on-Pay).   Management   Yes   F    F
NUSTAR ENERGY L.P.   NS   67058H102   29-Apr-2021   DIRECTOR   Management   Yes   F    F
NUSTAR ENERGY L.P.   NS   67058H102   29-Apr-2021   DIRECTOR   Management   Yes   F    F
NUSTAR ENERGY L.P.   NS   67058H102   29-Apr-2021   DIRECTOR   Management   Yes   F    F
NUSTAR ENERGY L.P.   NS   67058H102   29-Apr-2021   To ratify the appointment of KPMG LLP as NuStar Energy L.P.’s independent registered public accounting firm for 2021.   Management   Yes   F    F
NUSTAR ENERGY L.P.   NS   67058H102   29-Apr-2021   To approve the Amended and Restated NuStar Energy L.P. 2019 Long-Term Incentive Plan.   Management   Yes   F    F
NUSTAR ENERGY L.P.   NS   67058H102   29-Apr-2021   DIRECTOR   Management   Yes   F    F
NUSTAR ENERGY L.P.   NS   67058H102   29-Apr-2021   DIRECTOR   Management   Yes   F    F
NUSTAR ENERGY L.P.   NS   67058H102   29-Apr-2021   DIRECTOR   Management   Yes   F    F
NUSTAR ENERGY L.P.   NS   67058H102   29-Apr-2021   To ratify the appointment of KPMG LLP as NuStar Energy L.P.’s independent registered public accounting firm for 2021.   Management   Yes   F    F
NUSTAR ENERGY L.P.   NS   67058H102   29-Apr-2021   To approve the Amended and Restated NuStar Energy L.P. 2019 Long-Term Incentive Plan.   Management   Yes   F    F
GIBSON ENERGY INC   GEI   374825206   04-May-2021   ELECTION OF DIRECTOR: JAMES M. ESTEY   Management   Yes   F    F
GIBSON ENERGY INC   GEI   374825206   04-May-2021   ELECTION OF DIRECTOR: DOUGLAS P. BLOOM   Management   Yes   F    F
GIBSON ENERGY INC   GEI   374825206   04-May-2021   ELECTION OF DIRECTOR: JAMES J. CLEARY   Management   Yes   F    F
GIBSON ENERGY INC   GEI   374825206   04-May-2021   ELECTION OF DIRECTOR: JUDY E. COTTE   Management   Yes   F    F
GIBSON ENERGY INC   GEI   374825206   04-May-2021   ELECTION OF DIRECTOR: JOHN L. FESTIVAL   Management   Yes   F    F
GIBSON ENERGY INC   GEI   374825206   04-May-2021   ELECTION OF DIRECTOR: MARSHALL L. MCRAE   Management   Yes   F    F
GIBSON ENERGY INC   GEI   374825206   04-May-2021   ELECTION OF DIRECTOR: MARGARET C. MONTANA   Management   Yes   F    F
GIBSON ENERGY INC   GEI   374825206   04-May-2021   ELECTION OF DIRECTOR: MARY ELLEN PETERS   Management   Yes   F    F
GIBSON ENERGY INC   GEI   374825206   04-May-2021   ELECTION OF DIRECTOR: STEVEN R. SPAULDING   Management   Yes   F    F
GIBSON ENERGY INC   GEI   374825206   04-May-2021   TO PASS A RESOLUTION APPOINTING PRICEWATERHOUSECOOPERS LLP AS OUR AUDITORS, TO SERVE AS OUR AUDITORS UNTIL THE NEXT ANNUAL MEETING OF SHAREHOLDERS AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION   Management   Yes   F    F
GIBSON ENERGY INC   GEI   374825206   04-May-2021   TO CONSIDER AND, IF THOUGHT ADVISABLE, TO PASS AN ADVISORY RESOLUTION TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION AS DISCLOSED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR   Management   Yes   F    F
GIBSON ENERGY INC   GEI   374825206   04-May-2021   TO CONSIDER AND, IF THOUGHT ADVISABLE, APPROVE, BY WAY OF ORDINARY RESOLUTION CONFIRMING, AMENDMENTS TO BY-LAW NO. 1 OF THE CORPORATION AS DISCLOSED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR   Management   Yes   F    F
GIBSON ENERGY INC   GEI   374825206   04-May-2021   TO CONSIDER AND, IF THOUGHT ADVISABLE, APPROVE, BY WAY OF SPECIAL RESOLUTION, AN AMENDMENT TO THE ARTICLES OF THE CORPORATION TO LIMIT THE NUMBER OF PREFERRED SHARES THAT MAY BE ISSUED BY THE CORPORATION TO A MAXIMUM OF 20% OF THE ISSUED AND OUTSTANDING COMMON SHARES OF THE CORPORATION AS DISCLOSED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR   Management   Yes   F    F
GIBSON ENERGY INC   GEI   374825206   04-May-2021   PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTIONS 3 TO 5 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.9 AND 2. THANK YOU   Non-Voting   Yes   M    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   To re-appoint Ernst & Young LLP and Ernst & Young S.L. as auditors of the Company to hold office until December 31, 2022.   Management   Yes   F    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   Disapplication of pre-emptive rights.   Management   Yes   F    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   Disapplication of pre-emptive rights.   Management   Yes   F    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   Authorization to issue shares.   Management   Yes   F    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   Redemption of the share premium account.   Management   Yes   F    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   Re-election of Santiago Seage as director of the Company.   Management   Yes   F    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   Election of Michael Woollcombe as director of the Company.   Management   Yes   F    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   Election of Michael Forsayeth as director of the Company.   Management   Yes   F    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   Election of William Aziz as director of the Company.   Management   Yes   F    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   Election of Brenda Eprile as director of the Company.   Management   Yes   F    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   Election of Debora Del Favero as director of the Company.   Management   Yes   F    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   Election of Arun Banskota as director of the Company.   Management   Yes   F    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   Election of George Trisic as director of the Company.   Management   Yes   F    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   To approve the directors’ remuneration report, excluding the directors’ remuneration policy, for the year ended 31 December 2020.   Management   Yes   F    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   To approve the directors’ remuneration policy.   Management   Yes   F    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   To authorize the Company’s audit committee to determine the remuneration of the auditors.   Management   Yes   F    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   To receive the accounts and reports of the directors and the auditors for the year ended 31 December 2020.   Management   Yes   F    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   To re-appoint Ernst & Young LLP and Ernst & Young S.L. as auditors of the Company to hold office until December 31, 2022.   Management   Yes   F    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   Disapplication of pre-emptive rights.   Management   Yes   F    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   Disapplication of pre-emptive rights.   Management   Yes   F    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   Authorization to issue shares.   Management   Yes   F    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   Redemption of the share premium account.   Management   Yes   F    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   Re-election of Santiago Seage as director of the Company.   Management   Yes   F    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   Election of Michael Woollcombe as director of the Company.   Management   Yes   F    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   Election of Michael Forsayeth as director of the Company.   Management   Yes   F    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   Election of William Aziz as director of the Company.   Management   Yes   F    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   Election of Brenda Eprile as director of the Company.   Management   Yes   F    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   Election of Debora Del Favero as director of the Company.   Management   Yes   F    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   Election of Arun Banskota as director of the Company.   Management   Yes   F    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   Election of George Trisic as director of the Company.   Management   Yes   F    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   To approve the directors’ remuneration report, excluding the directors’ remuneration policy, for the year ended 31 December 2020.   Management   Yes   F    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   To approve the directors’ remuneration policy.   Management   Yes   F    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   To authorize the Company’s audit committee to determine the remuneration of the auditors.   Management   Yes   F    F
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC   AY   G0751N103   04-May-2021   To receive the accounts and reports of the directors and the auditors for the year ended 31 December 2020.   Management   Yes   F    F
ENBRIDGE INC.   ENB   29250N105   05-May-2021   Appoint the auditors Appoint PricewaterhouseCoopers LLP as auditors of Enbridge and authorize the directors to set their remuneration   Management   Yes   F    F
ENBRIDGE INC.   ENB   29250N105   05-May-2021   DIRECTOR   Management   Yes   F    F
ENBRIDGE INC.   ENB   29250N105   05-May-2021   DIRECTOR   Management   Yes   F    F
ENBRIDGE INC.   ENB   29250N105   05-May-2021   DIRECTOR   Management   Yes   F    F
ENBRIDGE INC.   ENB   29250N105   05-May-2021   DIRECTOR   Management   Yes   F    F
ENBRIDGE INC.   ENB   29250N105   05-May-2021   DIRECTOR   Management   Yes   F    F
ENBRIDGE INC.   ENB   29250N105   05-May-2021   DIRECTOR   Management   Yes   F    F
ENBRIDGE INC.   ENB   29250N105   05-May-2021   DIRECTOR   Management   Yes   F    F
ENBRIDGE INC.   ENB   29250N105   05-May-2021   DIRECTOR   Management   Yes   F    F
ENBRIDGE INC.   ENB   29250N105   05-May-2021   DIRECTOR   Management   Yes   F    F
ENBRIDGE INC.   ENB   29250N105   05-May-2021   DIRECTOR   Management   Yes   F    F
ENBRIDGE INC.   ENB   29250N105   05-May-2021   DIRECTOR   Management   Yes   F    F
ENBRIDGE INC.   ENB   29250N105   05-May-2021   Advisory vote on executive compensation Accept Enbridge’s approach to executive compensation, as disclosed in the Management Information Circular   Management   Yes   F    F

Company

 

Ticker

 

CUSIP

  Meeting
Date 		 

A brief identification of the matter voted on

  Proposed by
issuer or
Security
Holder 		 

Voted

  Vote Cast    With or Against
Management
ENBRIDGE INC.   ENB   29250N105   05-May-2021   Appoint the auditors Appoint PricewaterhouseCoopers LLP as auditors of Enbridge and authorize the directors to set their remuneration   Management   Yes   F    F
ENBRIDGE INC.   ENB   29250N105   05-May-2021   DIRECTOR   Management   Yes   F    F
ENBRIDGE INC.   ENB   29250N105   05-May-2021   DIRECTOR   Management   Yes   F    F
ENBRIDGE INC.   ENB   29250N105   05-May-2021   DIRECTOR   Management   Yes   F    F
ENBRIDGE INC.   ENB   29250N105   05-May-2021   DIRECTOR   Management   Yes   F    F
ENBRIDGE INC.   ENB   29250N105   05-May-2021   DIRECTOR   Management   Yes   F    F
ENBRIDGE INC.   ENB   29250N105   05-May-2021   DIRECTOR   Management   Yes   F    F
ENBRIDGE INC.   ENB   29250N105   05-May-2021   DIRECTOR   Management   Yes   F    F
ENBRIDGE INC.   ENB   29250N105   05-May-2021   DIRECTOR   Management   Yes   F    F
ENBRIDGE INC.   ENB   29250N105   05-May-2021   DIRECTOR   Management   Yes   F    F
ENBRIDGE INC.   ENB   29250N105   05-May-2021   DIRECTOR   Management   Yes   F    F
ENBRIDGE INC.   ENB   29250N105   05-May-2021   DIRECTOR   Management   Yes   F    F
ENBRIDGE INC.   ENB   29250N105   05-May-2021   Advisory vote on executive compensation Accept Enbridge’s approach to executive compensation, as disclosed in the Management Information Circular   Management   Yes   F    F
PEMBINA PIPELINE CORP   PBA   706327103   07-May-2021   ELECTION OF DIRECTOR: RANDALL J. FINDLAY (CHAIR)   Management   Yes   F    F
PEMBINA PIPELINE CORP   PBA   706327103   07-May-2021   ELECTION OF DIRECTOR: ANNE-MARIE N. AINSWORTH   Management   Yes   F    F
PEMBINA PIPELINE CORP   PBA   706327103   07-May-2021   ELECTION OF DIRECTOR: CYNTHIA CARROLL   Management   Yes   F    F
PEMBINA PIPELINE CORP   PBA   706327103   07-May-2021   ELECTION OF DIRECTOR: MICHAEL H. DILGER   Management   Yes   F    F
PEMBINA PIPELINE CORP   PBA   706327103   07-May-2021   ELECTION OF DIRECTOR: ROBERT G. GWIN   Management   Yes   F    F
PEMBINA PIPELINE CORP   PBA   706327103   07-May-2021   ELECTION OF DIRECTOR: MAUREEN E. HOWE   Management   Yes   F    F
PEMBINA PIPELINE CORP   PBA   706327103   07-May-2021   ELECTION OF DIRECTOR: GORDON J. KERR   Management   Yes   F    F
PEMBINA PIPELINE CORP   PBA   706327103   07-May-2021   ELECTION OF DIRECTOR: DAVID M.B. LEGRESLEY   Management   Yes   F    F
PEMBINA PIPELINE CORP   PBA   706327103   07-May-2021   ELECTION OF DIRECTOR: LESLIE A. O’DONOGHUE   Management   Yes   F    F
PEMBINA PIPELINE CORP   PBA   706327103   07-May-2021   ELECTION OF DIRECTOR: BRUCE D. RUBIN   Management   Yes   F    F
PEMBINA PIPELINE CORP   PBA   706327103   07-May-2021   ELECTION OF DIRECTOR: HENRY W. SYKES   Management   Yes   F    F
PEMBINA PIPELINE CORP   PBA   706327103   07-May-2021   TO APPOINT KPMG LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, AS THE AUDITORS OF THE CORPORATION FOR THE ENSUING FINANCIAL YEAR AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS   Management   Yes   F    F
PEMBINA PIPELINE CORP   PBA   706327103   07-May-2021   TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION AS DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR   Management   Yes   F    F
PEMBINA PIPELINE CORP   PBA   706327103   07-May-2021   PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTION 3 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.11 AND 2. THANK YOU   Non-Voting   Yes   M    F
TC ENERGY CORPORATION   TRP   87807B107   07-May-2021   Resolution to appoint KPMG LLP, Chartered Professional Accountants as auditors and authorize the directors to fix their remuneration.   Management   Yes   F    F
TC ENERGY CORPORATION   TRP   87807B107   07-May-2021   Resolution to approve amendments to TC Energy’s By-law Number 1, as described in the Management information circular.   Management   Yes   F    F
TC ENERGY CORPORATION   TRP   87807B107   07-May-2021   DIRECTOR   Management   Yes   F    F
TC ENERGY CORPORATION   TRP   87807B107   07-May-2021   DIRECTOR   Management   Yes   F    F
TC ENERGY CORPORATION   TRP   87807B107   07-May-2021   DIRECTOR   Management   Yes   F    F
TC ENERGY CORPORATION   TRP   87807B107   07-May-2021   DIRECTOR   Management   Yes   F    F
TC ENERGY CORPORATION   TRP   87807B107   07-May-2021   DIRECTOR   Management   Yes   F    F
TC ENERGY CORPORATION   TRP   87807B107   07-May-2021   DIRECTOR   Management   Yes   F    F
TC ENERGY CORPORATION   TRP   87807B107   07-May-2021   DIRECTOR   Management   Yes   F    F
TC ENERGY CORPORATION   TRP   87807B107   07-May-2021   DIRECTOR   Management   Yes   F    F
TC ENERGY CORPORATION   TRP   87807B107   07-May-2021   DIRECTOR   Management   Yes   F    F
TC ENERGY CORPORATION   TRP   87807B107   07-May-2021   DIRECTOR   Management   Yes   F    F
TC ENERGY CORPORATION   TRP   87807B107   07-May-2021   DIRECTOR   Management   Yes   F    F
TC ENERGY CORPORATION   TRP   87807B107   07-May-2021   DIRECTOR   Management   Yes   F    F
TC ENERGY CORPORATION   TRP   87807B107   07-May-2021   DIRECTOR   Management   Yes   F    F
TC ENERGY CORPORATION   TRP   87807B107   07-May-2021   Resolution to accept TC Energy’s approach to executive compensation, as described in the Management information circular.   Management   Yes   F    F
PEMBINA PIPELINE CORPORATION   PBA   706327103   07-May-2021   To appoint KPMG LLP, Chartered Professional Accountants, as the auditors of the Corporation for the ensuing financial year at a remuneration to be fixed by the Board of Directors.   Management   Yes   F    F
PEMBINA PIPELINE CORPORATION   PBA   706327103   07-May-2021   DIRECTOR   Management   Yes   F    F
PEMBINA PIPELINE CORPORATION   PBA   706327103   07-May-2021   DIRECTOR   Management   Yes   F    F
PEMBINA PIPELINE CORPORATION   PBA   706327103   07-May-2021   DIRECTOR   Management   Yes   F    F
PEMBINA PIPELINE CORPORATION   PBA   706327103   07-May-2021   DIRECTOR   Management   Yes   F    F
PEMBINA PIPELINE CORPORATION   PBA   706327103   07-May-2021   DIRECTOR   Management   Yes   F    F
PEMBINA PIPELINE CORPORATION   PBA   706327103   07-May-2021   DIRECTOR   Management   Yes   F    F
PEMBINA PIPELINE CORPORATION   PBA   706327103   07-May-2021   DIRECTOR   Management   Yes   F    F
PEMBINA PIPELINE CORPORATION   PBA   706327103   07-May-2021   DIRECTOR   Management   Yes   F    F
PEMBINA PIPELINE CORPORATION   PBA   706327103   07-May-2021   DIRECTOR   Management   Yes   F    F
PEMBINA PIPELINE CORPORATION   PBA   706327103   07-May-2021   DIRECTOR   Management   Yes   F    F
PEMBINA PIPELINE CORPORATION   PBA   706327103   07-May-2021   DIRECTOR   Management   Yes   F    F
PEMBINA PIPELINE CORPORATION   PBA   706327103   07-May-2021   To accept the approach to executive compensation as disclosed in the accompanying management proxy circular.   Management   Yes   F    F
TC ENERGY CORPORATION   TRP   87807B107   07-May-2021   Resolution to appoint KPMG LLP, Chartered Professional Accountants as auditors and authorize the directors to fix their remuneration.   Management   Yes   F    F
TC ENERGY CORPORATION   TRP   87807B107   07-May-2021   Resolution to approve amendments to TC Energy’s By-law Number 1, as described in the Management information circular.   Management   Yes   F    F
TC ENERGY CORPORATION   TRP   87807B107   07-May-2021   DIRECTOR   Management   Yes   F    F
TC ENERGY CORPORATION   TRP   87807B107   07-May-2021   DIRECTOR   Management   Yes   F    F
TC ENERGY CORPORATION   TRP   87807B107   07-May-2021   DIRECTOR   Management   Yes   F    F
TC ENERGY CORPORATION   TRP   87807B107   07-May-2021   DIRECTOR   Management   Yes   F    F
TC ENERGY CORPORATION   TRP   87807B107   07-May-2021   DIRECTOR   Management   Yes   F    F
TC ENERGY CORPORATION   TRP   87807B107   07-May-2021   DIRECTOR   Management   Yes   F    F
TC ENERGY CORPORATION   TRP   87807B107   07-May-2021   DIRECTOR   Management   Yes   F    F
TC ENERGY CORPORATION   TRP   87807B107   07-May-2021   DIRECTOR   Management   Yes   F    F
TC ENERGY CORPORATION   TRP   87807B107   07-May-2021   DIRECTOR   Management   Yes   F    F
TC ENERGY CORPORATION   TRP   87807B107   07-May-2021   DIRECTOR   Management   Yes   F    F
TC ENERGY CORPORATION   TRP   87807B107   07-May-2021   DIRECTOR   Management   Yes   F    F
TC ENERGY CORPORATION   TRP   87807B107   07-May-2021   DIRECTOR   Management   Yes   F    F
TC ENERGY CORPORATION   TRP   87807B107   07-May-2021   DIRECTOR   Management   Yes   F    F
TC ENERGY CORPORATION   TRP   87807B107   07-May-2021   Resolution to accept TC Energy’s approach to executive compensation, as described in the Management information circular.   Management   Yes   F    F
PEMBINA PIPELINE CORPORATION   PBA   706327103   07-May-2021   To appoint KPMG LLP, Chartered Professional Accountants, as the auditors of the Corporation for the ensuing financial year at a remuneration to be fixed by the Board of Directors.   Management   Yes   F    F
PEMBINA PIPELINE CORPORATION   PBA   706327103   07-May-2021   DIRECTOR   Management   Yes   F    F
PEMBINA PIPELINE CORPORATION   PBA   706327103   07-May-2021   DIRECTOR   Management   Yes   F    F
PEMBINA PIPELINE CORPORATION   PBA   706327103   07-May-2021   DIRECTOR   Management   Yes   F    F
PEMBINA PIPELINE CORPORATION   PBA   706327103   07-May-2021   DIRECTOR   Management   Yes   F    F
PEMBINA PIPELINE CORPORATION   PBA   706327103   07-May-2021   DIRECTOR   Management   Yes   F    F
PEMBINA PIPELINE CORPORATION   PBA   706327103   07-May-2021   DIRECTOR   Management   Yes   F    F
PEMBINA PIPELINE CORPORATION   PBA   706327103   07-May-2021   DIRECTOR   Management   Yes   F    F
PEMBINA PIPELINE CORPORATION   PBA   706327103   07-May-2021   DIRECTOR   Management   Yes   F    F
PEMBINA PIPELINE CORPORATION   PBA   706327103   07-May-2021   DIRECTOR   Management   Yes   F    F
PEMBINA PIPELINE CORPORATION   PBA   706327103   07-May-2021   DIRECTOR   Management   Yes   F    F
PEMBINA PIPELINE CORPORATION   PBA   706327103   07-May-2021   DIRECTOR   Management   Yes   F    F
PEMBINA PIPELINE CORPORATION   PBA   706327103   07-May-2021   To accept the approach to executive compensation as disclosed in the accompanying management proxy circular.   Management   Yes   F    F
KEYERA CORP   KEY   493271100   11-May-2021   ELECTION OF DIRECTOR: JIM BERTRAM   Management   Yes   F    F
KEYERA CORP   KEY   493271100   11-May-2021   ELECTION OF DIRECTOR: DOUG HAUGHEY   Management   Yes   F    F
KEYERA CORP   KEY   493271100   11-May-2021   ELECTION OF DIRECTOR: MICHAEL NORRIS   Management   Yes   F    F
KEYERA CORP   KEY   493271100   11-May-2021   ELECTION OF DIRECTOR: CHARLENE RIPLEY   Management   Yes   F    F
KEYERA CORP   KEY   493271100   11-May-2021   ELECTION OF DIRECTOR: JANET WOODRUFF   Management   Yes   F    F
KEYERA CORP   KEY   493271100   11-May-2021   ELECTION OF DIRECTOR: BLAIR GOERTZEN   Management   Yes   F    F
KEYERA CORP   KEY   493271100   11-May-2021   ELECTION OF DIRECTOR: GIANNA MANES   Management   Yes   F    F
KEYERA CORP   KEY   493271100   11-May-2021   ELECTION OF DIRECTOR: THOMAS O’CONNOR   Management   Yes   F    F
KEYERA CORP   KEY   493271100   11-May-2021   ELECTION OF DIRECTOR: DEAN SETOGUCHI   Management   Yes   F    F
KEYERA CORP   KEY   493271100   11-May-2021   TO APPOINT DELOITTE LLP AS AUDITORS OF KEYERA FOR A TERM EXPIRING AT THE CLOSE OF THE NEXT ANNUAL MEETING OF SHAREHOLDERS   Management   Yes   F    F
KEYERA CORP   KEY   493271100   11-May-2021   ON THE ADVISORY RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN THE CIRCULAR, WITH RESPECT TO KEYERA’S APPROACH TO EXECUTIVE COMPENSATION AS MORE PARTICULARLY DESCRIBED IN THE CIRCULAR UNDER THE HEADINGS “BUSINESS OF THE MEETING” AND “COMPENSATION DISCUSSION AND ANALYSIS”, WHICH ADVISORY RESOLUTION SHALL NOT DIMINISH THE ROLES AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS   Management   Yes   F    F
KEYERA CORP   KEY   493271100   11-May-2021   PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTION 3 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.9 AND 2. THANK YOU   Non-Voting   Yes   M    F
BLOOM ENERGY CORPORATION   BE   093712107   12-May-2021   DIRECTOR   Management   Yes   F    F
BLOOM ENERGY CORPORATION   BE   093712107   12-May-2021   DIRECTOR   Management   Yes   F    F
BLOOM ENERGY CORPORATION   BE   093712107   12-May-2021   DIRECTOR   Management   Yes   F    F
BLOOM ENERGY CORPORATION   BE   093712107   12-May-2021   To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2021.   Management   Yes   F    F
BLOOM ENERGY CORPORATION   BE   093712107   12-May-2021   To approve, on an advisory basis, the frequency of stockholders’ advisory votes on the compensation of our named executive officers.   Management   Yes   1    F
BLOOM ENERGY CORPORATION   BE   093712107   12-May-2021   To approve, on an advisory basis, the compensation of our named executive officers.   Management   Yes   F    F
KINDER MORGAN, INC.   KMI   49456B101   12-May-2021   Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021.   Management   Yes   F    F
KINDER MORGAN, INC.   KMI   49456B101   12-May-2021   Election of Director for a one year term expiring in 2022: Richard D. Kinder   Management   Yes   F    F
KINDER MORGAN, INC.   KMI   49456B101   12-May-2021   Election of Director for a one year term expiring in 2022: Steven J. Kean   Management   Yes   F    F
KINDER MORGAN, INC.   KMI   49456B101   12-May-2021   Election of Director for a one year term expiring in 2022: Kimberly A. Dang   Management   Yes   F    F
KINDER MORGAN, INC.   KMI   49456B101   12-May-2021   Election of Director for a one year term expiring in 2022: Ted A. Gardner   Management   Yes   F    F
KINDER MORGAN, INC.   KMI   49456B101   12-May-2021   Election of Director for a one year term expiring in 2022: Anthony W. Hall, Jr.   Management   Yes   F    F
KINDER MORGAN, INC.   KMI   49456B101   12-May-2021   Election of Director for a one year term expiring in 2022: Gary L. Hultquist   Management   Yes   F    F
KINDER MORGAN, INC.   KMI   49456B101   12-May-2021   Election of Director for a one year term expiring in 2022: Ronald L. Kuehn, Jr.   Management   Yes   F    F
KINDER MORGAN, INC.   KMI   49456B101   12-May-2021   Election of Director for a one year term expiring in 2022: Deborah A. Macdonald   Management   Yes   F    F
KINDER MORGAN, INC.   KMI   49456B101   12-May-2021   Election of Director for a one year term expiring in 2022: Michael C. Morgan   Management   Yes   F    F
KINDER MORGAN, INC.   KMI   49456B101   12-May-2021   Election of Director for a one year term expiring in 2022: Arthur C. Reichstetter   Management   Yes   F    F
KINDER MORGAN, INC.   KMI   49456B101   12-May-2021   Election of Director for a one year term expiring in 2022: C. Park Shaper   Management   Yes   F    F
KINDER MORGAN, INC.   KMI   49456B101   12-May-2021   Election of Director for a one year term expiring in 2022: William A. Smith   Management   Yes   F    F
KINDER MORGAN, INC.   KMI   49456B101   12-May-2021   Election of Director for a one year term expiring in 2022: Joel V. Staff   Management   Yes   F    F
KINDER MORGAN, INC.   KMI   49456B101   12-May-2021   Election of Director for a one year term expiring in 2022: Robert F. Vagt   Management   Yes   F    F
KINDER MORGAN, INC.   KMI   49456B101   12-May-2021   Election of Director for a one year term expiring in 2022: Perry M. Waughtal   Management   Yes   F    F
KINDER MORGAN, INC.   KMI   49456B101   12-May-2021   Approval of the Kinder Morgan, Inc. 2021 Amended and Restated Stock Incentive Plan.   Management   Yes   F    F
KINDER MORGAN, INC.   KMI   49456B101   12-May-2021   Approval, on an advisory basis, of the compensation of our named executive officers.   Management   Yes   F    F
BLOOM ENERGY CORPORATION   BE   093712107   12-May-2021   DIRECTOR   Management   Yes   F    F
BLOOM ENERGY CORPORATION   BE   093712107   12-May-2021   DIRECTOR   Management   Yes   F    F
BLOOM ENERGY CORPORATION   BE   093712107   12-May-2021   DIRECTOR   Management   Yes   F    F
BLOOM ENERGY CORPORATION   BE   093712107   12-May-2021   To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2021.   Management   Yes   F    F
BLOOM ENERGY CORPORATION   BE   093712107   12-May-2021   To approve, on an advisory basis, the frequency of stockholders’ advisory votes on the compensation of our named executive officers.   Management   Yes   1    F
BLOOM ENERGY CORPORATION   BE   093712107   12-May-2021   To approve, on an advisory basis, the compensation of our named executive officers.   Management   Yes   F    F
CHENIERE ENERGY, INC.   LNG   16411R208   13-May-2021   Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for 2021.   Management   Yes   F    F
CHENIERE ENERGY, INC.   LNG   16411R208   13-May-2021   Election of Director: G. Andrea Botta   Management   Yes   F    F
CHENIERE ENERGY, INC.   LNG   16411R208   13-May-2021   Election of Director: Jack A. Fusco   Management   Yes   F    F
CHENIERE ENERGY, INC.   LNG   16411R208   13-May-2021   Election of Director: Vicky A. Bailey   Management   Yes   F    F
CHENIERE ENERGY, INC.   LNG   16411R208   13-May-2021   Election of Director: Nuno Brandolini   Management   Yes   F    F
CHENIERE ENERGY, INC.   LNG   16411R208   13-May-2021   Election of Director: David B. Kilpatrick   Management   Yes   F    F
CHENIERE ENERGY, INC.   LNG   16411R208   13-May-2021   Election of Director: Sean T. Klimczak   Management   Yes   F    F
CHENIERE ENERGY, INC.   LNG   16411R208   13-May-2021   Election of Director: Andrew Langham   Management   Yes   F    F
CHENIERE ENERGY, INC.   LNG   16411R208   13-May-2021   Election of Director: Donald F. Robillard, Jr   Management   Yes   F    F
CHENIERE ENERGY, INC.   LNG   16411R208   13-May-2021   Election of Director: Neal A. Shear   Management   Yes   F    F

Company

 

Ticker

 

CUSIP

  Meeting
Date 		 

A brief identification of the matter voted on

  Proposed by
issuer or
Security
Holder 		 

Voted

  Vote Cast    With or Against
Management
CHENIERE ENERGY, INC.   LNG   16411R208   13-May-2021   Election of Director: Andrew J. Teno   Management   Yes   F    F
CHENIERE ENERGY, INC.   LNG   16411R208   13-May-2021   Approve, on an advisory and non-binding basis, the compensation of the Company’s named executive officers for 2020.   Management   Yes   F    F
CHENIERE ENERGY, INC.   LNG   16411R208   13-May-2021   Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for 2021.   Management   Yes   F    F
CHENIERE ENERGY, INC.   LNG   16411R208   13-May-2021   Election of Director: G. Andrea Botta   Management   Yes   F    F
CHENIERE ENERGY, INC.   LNG   16411R208   13-May-2021   Election of Director: Jack A. Fusco   Management   Yes   F    F
CHENIERE ENERGY, INC.   LNG   16411R208   13-May-2021   Election of Director: Vicky A. Bailey   Management   Yes   F    F
CHENIERE ENERGY, INC.   LNG   16411R208   13-May-2021   Election of Director: Nuno Brandolini   Management   Yes   F    F
CHENIERE ENERGY, INC.   LNG   16411R208   13-May-2021   Election of Director: David B. Kilpatrick   Management   Yes   F    F
CHENIERE ENERGY, INC.   LNG   16411R208   13-May-2021   Election of Director: Sean T. Klimczak   Management   Yes   F    F
CHENIERE ENERGY, INC.   LNG   16411R208   13-May-2021   Election of Director: Andrew Langham   Management   Yes   F    F
CHENIERE ENERGY, INC.   LNG   16411R208   13-May-2021   Election of Director: Donald F. Robillard, Jr   Management   Yes   F    F
CHENIERE ENERGY, INC.   LNG   16411R208   13-May-2021   Election of Director: Neal A. Shear   Management   Yes   F    F
CHENIERE ENERGY, INC.   LNG   16411R208   13-May-2021   Election of Director: Andrew J. Teno   Management   Yes   F    F
CHENIERE ENERGY, INC.   LNG   16411R208   13-May-2021   Approve, on an advisory and non-binding basis, the compensation of the Company’s named executive officers for 2020.   Management   Yes   F    F
TPI COMPOSITES, INC.   TPIC   87266J104   18-May-2021   DIRECTOR   Management   Yes   F    F
TPI COMPOSITES, INC.   TPIC   87266J104   18-May-2021   DIRECTOR   Management   Yes   F    F
TPI COMPOSITES, INC.   TPIC   87266J104   18-May-2021   DIRECTOR   Management   Yes   F    F
TPI COMPOSITES, INC.   TPIC   87266J104   18-May-2021   DIRECTOR   Management   Yes   F    F
TPI COMPOSITES, INC.   TPIC   87266J104   18-May-2021   To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021.   Management   Yes   F    F
TPI COMPOSITES, INC.   TPIC   87266J104   18-May-2021   To consider and act upon a non-binding advisory vote on the compensation of our named executive officers.   Management   Yes   F    F
ENPHASE ENERGY, INC.   ENPH   29355A107   19-May-2021   DIRECTOR   Management   Yes   F    F
ENPHASE ENERGY, INC.   ENPH   29355A107   19-May-2021   DIRECTOR   Management   Yes   F    F
ENPHASE ENERGY, INC.   ENPH   29355A107   19-May-2021   To ratify the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021.   Management   Yes   F    F
ENPHASE ENERGY, INC.   ENPH   29355A107   19-May-2021   To approve an amendment to the Company’s Amended and Restated Certificate of Incorporation to increase the number of authorized shares of Common Stock from 200,000,000 to 300,000,000.   Management   Yes   F    F
ENPHASE ENERGY, INC.   ENPH   29355A107   19-May-2021   To approve the Enphase Energy, Inc. 2021 Equity Incentive Plan.   Management   Yes   F    F
ENPHASE ENERGY, INC.   ENPH   29355A107   19-May-2021   To approve, on advisory basis, the compensation of the Company’s named executive officers, as disclosed in this proxy statement.   Management   Yes   F    F
PLAINS GP HOLDINGS, L.P.   PAGP   72651A207   19-May-2021   DIRECTOR   Management   Yes   F    F
PLAINS GP HOLDINGS, L.P.   PAGP   72651A207   19-May-2021   DIRECTOR   Management   Yes   F    F
PLAINS GP HOLDINGS, L.P.   PAGP   72651A207   19-May-2021   DIRECTOR   Management   Yes   F    F
PLAINS GP HOLDINGS, L.P.   PAGP   72651A207   19-May-2021   DIRECTOR   Management   Yes   F    F
PLAINS GP HOLDINGS, L.P.   PAGP   72651A207   19-May-2021   Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021.   Management   Yes   F    F
PLAINS GP HOLDINGS, L.P.   PAGP   72651A207   19-May-2021   The approval of the Plains All American 2021 Long-Term Incentive Plan.   Management   Yes   F    F
PLAINS GP HOLDINGS, L.P.   PAGP   72651A207   19-May-2021   The approval, on a non-binding advisory basis, of our named executive officer compensation.   Management   Yes   F    F
ENPHASE ENERGY, INC.   ENPH   29355A107   19-May-2021   DIRECTOR   Management   Yes   F    F
ENPHASE ENERGY, INC.   ENPH   29355A107   19-May-2021   DIRECTOR   Management   Yes   F    F
ENPHASE ENERGY, INC.   ENPH   29355A107   19-May-2021   To ratify the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021.   Management   Yes   F    F
ENPHASE ENERGY, INC.   ENPH   29355A107   19-May-2021   To approve an amendment to the Company’s Amended and Restated Certificate of Incorporation to increase the number of authorized shares of Common Stock from 200,000,000 to 300,000,000.   Management   Yes   F    F
ENPHASE ENERGY, INC.   ENPH   29355A107   19-May-2021   To approve the Enphase Energy, Inc. 2021 Equity Incentive Plan.   Management   Yes   F    F
ENPHASE ENERGY, INC.   ENPH   29355A107   19-May-2021   To approve, on advisory basis, the compensation of the Company’s named executive officers, as disclosed in this proxy statement.   Management   Yes   F    F
ENPHASE ENERGY, INC.   ENPH   29355A107   19-May-2021   DIRECTOR   Management   Yes   F    F
ENPHASE ENERGY, INC.   ENPH   29355A107   19-May-2021   DIRECTOR   Management   Yes   F    F
ENPHASE ENERGY, INC.   ENPH   29355A107   19-May-2021   To ratify the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021.   Management   Yes   F    F
ENPHASE ENERGY, INC.   ENPH   29355A107   19-May-2021   To approve an amendment to the Company’s Amended and Restated Certificate of Incorporation to increase the number of authorized shares of Common Stock from 200,000,000 to 300,000,000.   Management   Yes   F    F
ENPHASE ENERGY, INC.   ENPH   29355A107   19-May-2021   To approve the Enphase Energy, Inc. 2021 Equity Incentive Plan.   Management   Yes   F    F
ENPHASE ENERGY, INC.   ENPH   29355A107   19-May-2021   To approve, on advisory basis, the compensation of the Company’s named executive officers, as disclosed in this proxy statement.   Management   Yes   F    F
SUNNOVA ENERGY INTERNATIONAL INC   NOVA   86745K104   19-May-2021   DIRECTOR   Management   Yes   F    F
SUNNOVA ENERGY INTERNATIONAL INC   NOVA   86745K104   19-May-2021   DIRECTOR   Management   Yes   F    F
SUNNOVA ENERGY INTERNATIONAL INC   NOVA   86745K104   19-May-2021   DIRECTOR   Management   Yes   F    F
SUNNOVA ENERGY INTERNATIONAL INC   NOVA   86745K104   19-May-2021   To ratify the selection of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for the fiscal year 2021.   Management   Yes   F    F
NEXTERA ENERGY, INC.   NEE   65339F101   20-May-2021   Ratification of appointment of Deloitte & Touche LLP as NextEra Energy’s independent registered public accounting firm for 2021.   Management   Yes   F    F
NEXTERA ENERGY, INC.   NEE   65339F101   20-May-2021   A proposal entitled “Right to Act by Written Consent” to request action by written consent of shareholders.   Shareholder   Yes   F    N
NEXTERA ENERGY, INC.   NEE   65339F101   20-May-2021   Election of Director: Sherry S. Barrat   Management   Yes   F    F
NEXTERA ENERGY, INC.   NEE   65339F101   20-May-2021   Election of Director: James L. Camaren   Management   Yes   F    F
NEXTERA ENERGY, INC.   NEE   65339F101   20-May-2021   Election of Director: Kenneth B. Dunn   Management   Yes   F    F
NEXTERA ENERGY, INC.   NEE   65339F101   20-May-2021   Election of Director: Naren K. Gursahaney   Management   Yes   F    F
NEXTERA ENERGY, INC.   NEE   65339F101   20-May-2021   Election of Director: Kirk S. Hachigian   Management   Yes   F    F
NEXTERA ENERGY, INC.   NEE   65339F101   20-May-2021   Election of Director: Amy B. Lane   Management   Yes   F    F
NEXTERA ENERGY, INC.   NEE   65339F101   20-May-2021   Election of Director: David L. Porges   Management   Yes   F    F
NEXTERA ENERGY, INC.   NEE   65339F101   20-May-2021   Election of Director: James L. Robo   Management   Yes   F    F
NEXTERA ENERGY, INC.   NEE   65339F101   20-May-2021   Election of Director: Rudy E. Schupp   Management   Yes   F    F
NEXTERA ENERGY, INC.   NEE   65339F101   20-May-2021   Election of Director: John L. Skolds   Management   Yes   F    F
NEXTERA ENERGY, INC.   NEE   65339F101   20-May-2021   Election of Director: Lynn M. Utter   Management   Yes   F    F
NEXTERA ENERGY, INC.   NEE   65339F101   20-May-2021   Election of Director: Darryl L. Wilson   Management   Yes   F    F
NEXTERA ENERGY, INC.   NEE   65339F101   20-May-2021   Approval of the NextEra Energy, Inc. 2021 Long Term Incentive Plan.   Management   Yes   F    F
NEXTERA ENERGY, INC.   NEE   65339F101   20-May-2021   Approval, by non-binding advisory vote, of NextEra Energy’s compensation of its named executive officers as disclosed in the proxy statement.   Management   Yes   F    F
NEXTERA ENERGY, INC.   NEE   65339F101   20-May-2021   Ratification of appointment of Deloitte & Touche LLP as NextEra Energy’s independent registered public accounting firm for 2021.   Management   Yes   F    F
NEXTERA ENERGY, INC.   NEE   65339F101   20-May-2021   A proposal entitled “Right to Act by Written Consent” to request action by written consent of shareholders.   Shareholder   Yes   F    N
NEXTERA ENERGY, INC.   NEE   65339F101   20-May-2021   Election of Director: Sherry S. Barrat   Management   Yes   F    F
NEXTERA ENERGY, INC.   NEE   65339F101   20-May-2021   Election of Director: James L. Camaren   Management   Yes   F    F
NEXTERA ENERGY, INC.   NEE   65339F101   20-May-2021   Election of Director: Kenneth B. Dunn   Management   Yes   F    F
NEXTERA ENERGY, INC.   NEE   65339F101   20-May-2021   Election of Director: Naren K. Gursahaney   Management   Yes   F    F
NEXTERA ENERGY, INC.   NEE   65339F101   20-May-2021   Election of Director: Kirk S. Hachigian   Management   Yes   F    F
NEXTERA ENERGY, INC.   NEE   65339F101   20-May-2021   Election of Director: Amy B. Lane   Management   Yes   F    F
NEXTERA ENERGY, INC.   NEE   65339F101   20-May-2021   Election of Director: David L. Porges   Management   Yes   F    F
NEXTERA ENERGY, INC.   NEE   65339F101   20-May-2021   Election of Director: James L. Robo   Management   Yes   F    F
NEXTERA ENERGY, INC.   NEE   65339F101   20-May-2021   Election of Director: Rudy E. Schupp   Management   Yes   F    F
NEXTERA ENERGY, INC.   NEE   65339F101   20-May-2021   Election of Director: John L. Skolds   Management   Yes   F    F
NEXTERA ENERGY, INC.   NEE   65339F101   20-May-2021   Election of Director: Lynn M. Utter   Management   Yes   F    F
NEXTERA ENERGY, INC.   NEE   65339F101   20-May-2021   Election of Director: Darryl L. Wilson   Management   Yes   F    F
NEXTERA ENERGY, INC.   NEE   65339F101   20-May-2021   Approval of the NextEra Energy, Inc. 2021 Long Term Incentive Plan.   Management   Yes   F    F
NEXTERA ENERGY, INC.   NEE   65339F101   20-May-2021   Approval, by non-binding advisory vote, of NextEra Energy’s compensation of its named executive officers as disclosed in the proxy statement.   Management   Yes   F    F
TARGA RESOURCES CORP.   TRGP   87612G101   25-May-2021   To ratify the selection of PricewaterhouseCoopers LLP as the Company’s independent auditors for 2021.   Management   Yes   F    F
TARGA RESOURCES CORP.   TRGP   87612G101   25-May-2021   To approve an amendment to the Company’s Amended and Restated Certificate of Incorporation to increase the number of shares of common stock authorized for issuance to 450,000,000 shares.   Management   Yes   F    F
TARGA RESOURCES CORP.   TRGP   87612G101   25-May-2021   Election of Class II Director to serve until the 2024 annual meeting: Beth A. Bowman   Management   Yes   F    F
TARGA RESOURCES CORP.   TRGP   87612G101   25-May-2021   Election of Class II Director to serve until the 2024 annual meeting: Lindsey M. Cooksen   Management   Yes   F    F
TARGA RESOURCES CORP.   TRGP   87612G101   25-May-2021   Election of Class II Director to serve until the 2024 annual meeting: Robert B. Evans   Management   Yes   F    F
TARGA RESOURCES CORP.   TRGP   87612G101   25-May-2021   Election of Class II Director to serve until the 2024 annual meeting: Joe Bob Perkins   Management   Yes   F    F
TARGA RESOURCES CORP.   TRGP   87612G101   25-May-2021   Election of Class II Director to serve until the 2024 annual meeting: Ershel C. Redd Jr.   Management   Yes   F    F
TARGA RESOURCES CORP.   TRGP   87612G101   25-May-2021   To approve, on an advisory basis, the compensation of the Company’s named executive officers for the fiscal year ended December 31, 2020.   Management   Yes   F    F
TARGA RESOURCES CORP.   TRGP   87612G101   25-May-2021   To ratify the selection of PricewaterhouseCoopers LLP as the Company’s independent auditors for 2021.   Management   Yes   F    F
TARGA RESOURCES CORP.   TRGP   87612G101   25-May-2021   To approve an amendment to the Company’s Amended and Restated Certificate of Incorporation to increase the number of shares of common stock authorized for issuance to 450,000,000 shares.   Management   Yes   F    F
TARGA RESOURCES CORP.   TRGP   87612G101   25-May-2021   Election of Class II Director to serve until the 2024 annual meeting: Beth A. Bowman   Management   Yes   F    F
TARGA RESOURCES CORP.   TRGP   87612G101   25-May-2021   Election of Class II Director to serve until the 2024 annual meeting: Lindsey M. Cooksen   Management   Yes   F    F
TARGA RESOURCES CORP.   TRGP   87612G101   25-May-2021   Election of Class II Director to serve until the 2024 annual meeting: Robert B. Evans   Management   Yes   F    F
TARGA RESOURCES CORP.   TRGP   87612G101   25-May-2021   Election of Class II Director to serve until the 2024 annual meeting: Joe Bob Perkins   Management   Yes   F    F
TARGA RESOURCES CORP.   TRGP   87612G101   25-May-2021   Election of Class II Director to serve until the 2024 annual meeting: Ershel C. Redd Jr.   Management   Yes   F    F
TARGA RESOURCES CORP.   TRGP   87612G101   25-May-2021   To approve, on an advisory basis, the compensation of the Company’s named executive officers for the fiscal year ended December 31, 2020.   Management   Yes   F    F
ONEOK, INC.   OKE   682680103   26-May-2021   Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONEOK, Inc. for the year ending December 31, 2021.   Management   Yes   F    F
ONEOK, INC.   OKE   682680103   26-May-2021   Election of Director: Brian L. Derksen   Management   Yes   F    F
ONEOK, INC.   OKE   682680103   26-May-2021   Election of Director: Julie H. Edwards   Management   Yes   F    F
ONEOK, INC.   OKE   682680103   26-May-2021   Election of Director: John W. Gibson   Management   Yes   F    F
ONEOK, INC.   OKE   682680103   26-May-2021   Election of Director: Mark W. Helderman   Management   Yes   F    F
ONEOK, INC.   OKE   682680103   26-May-2021   Election of Director: Randall J. Larson   Management   Yes   F    F
ONEOK, INC.   OKE   682680103   26-May-2021   Election of Director: Steven J. Malcolm   Management   Yes   F    F
ONEOK, INC.   OKE   682680103   26-May-2021   Election of Director: Jim W. Mogg   Management   Yes   F    F
ONEOK, INC.   OKE   682680103   26-May-2021   Election of Director: Pattye L. Moore   Management   Yes   F    F
ONEOK, INC.   OKE   682680103   26-May-2021   Election of Director: Eduardo A. Rodriguez   Management   Yes   F    F
ONEOK, INC.   OKE   682680103   26-May-2021   Election of Director: Gerald B. Smith   Management   Yes   F    F
ONEOK, INC.   OKE   682680103   26-May-2021   Election of Director: Terry K. Spencer   Management   Yes   F    F
ONEOK, INC.   OKE   682680103   26-May-2021   An advisory vote to approve ONEOK, Inc.’s executive compensation.   Management   Yes   F    F
ONEOK, INC.   OKE   682680103   26-May-2021   Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONEOK, Inc. for the year ending December 31, 2021.   Management   Yes   F    F
ONEOK, INC.   OKE   682680103   26-May-2021   Election of Director: Brian L. Derksen   Management   Yes   F    F
ONEOK, INC.   OKE   682680103   26-May-2021   Election of Director: Julie H. Edwards   Management   Yes   F    F
ONEOK, INC.   OKE   682680103   26-May-2021   Election of Director: John W. Gibson   Management   Yes   F    F
ONEOK, INC.   OKE   682680103   26-May-2021   Election of Director: Mark W. Helderman   Management   Yes   F    F
ONEOK, INC.   OKE   682680103   26-May-2021   Election of Director: Randall J. Larson   Management   Yes   F    F
ONEOK, INC.   OKE   682680103   26-May-2021   Election of Director: Steven J. Malcolm   Management   Yes   F    F
ONEOK, INC.   OKE   682680103   26-May-2021   Election of Director: Jim W. Mogg   Management   Yes   F    F
ONEOK, INC.   OKE   682680103   26-May-2021   Election of Director: Pattye L. Moore   Management   Yes   F    F
ONEOK, INC.   OKE   682680103   26-May-2021   Election of Director: Eduardo A. Rodriguez   Management   Yes   F    F
ONEOK, INC.   OKE   682680103   26-May-2021   Election of Director: Gerald B. Smith   Management   Yes   F    F
ONEOK, INC.   OKE   682680103   26-May-2021   Election of Director: Terry K. Spencer   Management   Yes   F    F
ONEOK, INC.   OKE   682680103   26-May-2021   An advisory vote to approve ONEOK, Inc.’s executive compensation.   Management   Yes   F    F
SOLAREDGE TECHNOLOGIES, INC.   SEDG   83417M104   01-Jun-2021   Ratification of appointment of EY as independent registered public accounting firm for the year ending December 31, 2021.   Management   Yes   F    F
SOLAREDGE TECHNOLOGIES, INC.   SEDG   83417M104   01-Jun-2021   Election of Director: Nadav Zafrir   Management   Yes   F    F
SOLAREDGE TECHNOLOGIES, INC.   SEDG   83417M104   01-Jun-2021   Election of Director: Avery More   Management   Yes   F    F
SOLAREDGE TECHNOLOGIES, INC.   SEDG   83417M104   01-Jun-2021   Election of Director: Zvi Lando   Management   Yes   F    F
SOLAREDGE TECHNOLOGIES, INC.   SEDG   83417M104   01-Jun-2021   Approval of, on an advisory and non-binding basis, the compensation of our named executive officers (the “Say-on-Pay Proposal”).   Management   Yes   F    F
ALTUS MIDSTREAM COMPANY   ALTM   02215L209   03-Jun-2021   DIRECTOR   Management   Yes   F    F
ALTUS MIDSTREAM COMPANY   ALTM   02215L209   03-Jun-2021   DIRECTOR   Management   Yes   F    F
ALTUS MIDSTREAM COMPANY   ALTM   02215L209   03-Jun-2021   DIRECTOR   Management   Yes   F    F
ALTUS MIDSTREAM COMPANY   ALTM   02215L209   03-Jun-2021   DIRECTOR   Management   Yes   F    F
ALTUS MIDSTREAM COMPANY   ALTM   02215L209   03-Jun-2021   DIRECTOR   Management   Yes   F    F
ALTUS MIDSTREAM COMPANY   ALTM   02215L209   03-Jun-2021   DIRECTOR   Management   Yes   F    F
ALTUS MIDSTREAM COMPANY   ALTM   02215L209   03-Jun-2021   DIRECTOR   Management   Yes   F    F
ALTUS MIDSTREAM COMPANY   ALTM   02215L209   03-Jun-2021   DIRECTOR   Management   Yes   F    F
ALTUS MIDSTREAM COMPANY   ALTM   02215L209   03-Jun-2021   DIRECTOR   Management   Yes   F    F
ALTUS MIDSTREAM COMPANY   ALTM   02215L209   03-Jun-2021   DIRECTOR   Management   Yes   F    F
ALTUS MIDSTREAM COMPANY   ALTM   02215L209   03-Jun-2021   DIRECTOR   Management   Yes   F    F
ALTUS MIDSTREAM COMPANY   ALTM   02215L209   03-Jun-2021   Ratification of Ernst & Young LLP as the Company’s Independent Auditor.   Management   Yes   F    F
SUNRUN INC.   RUN   86771W105   03-Jun-2021   DIRECTOR   Management   Yes   F    F

Company

 

Ticker

 

CUSIP

  Meeting
Date 		 

A brief identification of the matter voted on

  Proposed by
issuer or
Security
Holder 		 

Voted

  Vote Cast    With or Against
Management
SUNRUN INC.   RUN   86771W105   03-Jun-2021   DIRECTOR   Management   Yes   F    F
SUNRUN INC.   RUN   86771W105   03-Jun-2021   DIRECTOR   Management   Yes   F    F
SUNRUN INC.   RUN   86771W105   03-Jun-2021   Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021.   Management   Yes   F    F
SUNRUN INC.   RUN   86771W105   03-Jun-2021   Stockholder proposal relating to a public report on the use of mandatory arbitration.   Shareholder   Yes   F    N
SUNRUN INC.   RUN   86771W105   03-Jun-2021   The advisory proposal of the compensation of our named executive officers (“Say-on-Pay”).   Management   Yes   F    F
ANTERO MIDSTREAM CORPORATION   AM   03676B102   16-Jun-2021   DIRECTOR   Management   Yes   F    F
ANTERO MIDSTREAM CORPORATION   AM   03676B102   16-Jun-2021   DIRECTOR   Management   Yes   F    F
ANTERO MIDSTREAM CORPORATION   AM   03676B102   16-Jun-2021   DIRECTOR   Management   Yes   F    F
ANTERO MIDSTREAM CORPORATION   AM   03676B102   16-Jun-2021   To ratify the appointment of KPMG LLP as Antero Midstream Corporation’s independent registered public accounting firm for the year ending December 31, 2021.   Management   Yes   F    F
ANTERO MIDSTREAM CORPORATION   AM   03676B102   16-Jun-2021   To approve, on an advisory basis, the compensation of Antero Midstream Corporation’s named executive officers.   Management   Yes   F    F

SIGNATURE

Pursuant to the requirements of the Investment Company Act of 1940, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant)

 

  Salient Midstream & MLP Fund

By:  

  /s/ Gregory A. Reid                    

 

  Gregory A. Reid

 

  Principal Executive Officer

Date:

 

  August 20, 2021

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