CUSIP No. 847235108
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1
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Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
Gabelli Funds, LLC
I.D. No. 13-4044523
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2
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Check the appropriate box if a member of a group (SEE INSTRUCTIONS)
(a)
(b)
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3
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Sec use only
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4
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Source of funds (SEE INSTRUCTIONS)
None
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5
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Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
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6
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Citizenship or place of organization
New York
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Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
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: 7
:
:
:
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Sole voting power
None (Item 5)
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: 8
:
:
:
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Shared voting power
None
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|
: 9
:
:
:
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Sole dispositive power
None (Item 5)
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|
:10
:
:
:
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Shared dispositive power
None
|
|
11
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Aggregate amount beneficially owned by each reporting person
None (Item 5)
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|
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS)
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|
13
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Percent of class represented by amount in row (11)
0.00%
|
|
14
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Type of reporting person (SEE INSTRUCTIONS)
IA, CO
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CUSIP No. 847235108
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1
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Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
GAMCO Asset Management Inc.
I.D. No. 13-4044521
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2
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Check the appropriate box if a member of a group (SEE INSTRUCTIONS)
(a)
(b)
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3
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Sec use only
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|
4
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Source of funds (SEE INSTRUCTIONS)
None
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5
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Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
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6
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Citizenship or place of organization
New York
|
|
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
|
: 7
:
:
:
|
Sole voting power
None (Item 5)
|
|
: 8
:
:
:
|
Shared voting power
None
|
|
: 9
:
:
:
|
Sole dispositive power
None (Item 5)
|
|
:10
:
:
:
|
Shared dispositive power
None
|
|
11
|
Aggregate amount beneficially owned by each reporting person
None (Item 5)
|
|
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS)
|
|
13
|
Percent of class represented by amount in row (11)
0.00%
|
|
14
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Type of reporting person (SEE INSTRUCTIONS)
IA, CO
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CUSIP No. 847235108
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1
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Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
Gabelli & Company Investment Advisers, Inc. I.D. No. 13-3379374
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2
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Check the appropriate box if a member of a group (SEE INSTRUCTIONS)
(a)
(b)
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3
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Sec use only
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|
4
|
Source of funds (SEE INSTRUCTIONS)
None
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|
5
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Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
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6
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Citizenship or place of organization
Delaware
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Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
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: 7
:
:
:
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Sole voting power
None (Item 5)
|
|
: 8
:
:
:
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Shared voting power
None
|
|
: 9
:
:
:
|
Sole dispositive power
None (Item 5)
|
|
:10
:
:
:
|
Shared dispositive power
None
|
|
11
|
Aggregate amount beneficially owned by each reporting person
None (Item 5)
|
|
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS)
|
|
13
|
Percent of class represented by amount in row (11)
0.00%
|
|
14
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Type of reporting person (SEE INSTRUCTIONS)
HC, CO, IA
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CUSIP No. 847235108
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1
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Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
Teton Advisors, Inc.
I.D. No. 13-4008049
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2
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Check the appropriate box if a member of a group (SEE INSTRUCTIONS)
(a)
(b)
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3
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Sec use only
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|
4
|
Source of funds (SEE INSTRUCTIONS)
None
|
|
5
|
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
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6
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Citizenship or place of organization
Delaware
|
|
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
|
: 7
:
:
:
|
Sole voting power
None (Item 5)
|
|
: 8
:
:
:
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Shared voting power
None
|
|
: 9
:
:
:
|
Sole dispositive power
None (Item 5)
|
|
:10
:
:
:
|
Shared dispositive power
None
|
|
11
|
Aggregate amount beneficially owned by each reporting person
None (Item 5)
|
|
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS)
|
|
13
|
Percent of class represented by amount in row (11)
0.00%
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|
14
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Type of reporting person (SEE INSTRUCTIONS)
IA, CO
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CUSIP No. 847235108
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1
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Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
GGCP, Inc.
I.D. No. 13-3056041
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2
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Check the appropriate box if a member of a group (SEE INSTRUCTIONS)
(a)
(b)
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3
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Sec use only
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4
|
Source of funds
(SEE
INSTRUCTIONS)
None
|
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5
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Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
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6
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Citizenship or place of organization
Wyoming
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Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
|
: 7
:
:
:
|
Sole voting power
None (Item 5)
|
|
: 8
:
:
:
|
Shared voting power
None
|
|
: 9
:
:
:
|
Sole dispositive power
None (Item 5)
|
|
:10
:
:
:
|
Shared dispositive power
None
|
|
11
|
Aggregate amount beneficially owned by each reporting person
None (Item 5)
|
|
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS)
|
|
13
|
Percent of class represented by amount in row (11)
0.00%
|
|
14
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Type of reporting person (SEE INSTRUCTIONS)
HC, CO
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CUSIP No. 847235108
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1
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Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
GAMCO Investors, Inc. I.D. No. 13-4007862
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|
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Check the appropriate box if a member of a group (SEE INSTRUCTIONS)
(a)
(b)
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3
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Sec use only
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4
|
Source of funds
(SEE
INSTRUCTIONS)
None
|
|
5
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Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
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6
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Citizenship or place of organization
Delaware
|
|
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
|
: 7
:
:
:
|
Sole voting power
None (Item 5)
|
|
: 8
:
:
:
|
Shared voting power
None
|
|
: 9
:
:
:
|
Sole dispositive power
None (Item 5)
|
|
:10
:
:
:
|
Shared dispositive power
None
|
|
11
|
Aggregate amount beneficially owned by each reporting person
None (Item 5)
|
|
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS)
|
|
13
|
Percent of class represented by amount in row (11)
0.00%
|
|
14
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Type of reporting person (SEE INSTRUCTIONS)
HC, CO
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CUSIP No. 847235108
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1
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Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
Associated Capital Group, Inc. I.D. No. 47-3965991
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|
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Check the appropriate box if a member of a group (SEE INSTRUCTIONS)
(a)
(b)
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3
|
Sec use only
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4
|
Source of funds
(SEE
INSTRUCTIONS)
None
|
|
5
|
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
|
|
6
|
Citizenship or place of organization
Delaware
|
|
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
|
: 7
:
:
:
|
Sole voting power
None (Item 5)
|
|
: 8
:
:
:
|
Shared voting power
None
|
|
: 9
:
:
:
|
Sole dispositive power
None (Item 5)
|
|
:10
:
:
:
|
Shared dispositive power
None
|
|
11
|
Aggregate amount beneficially owned by each reporting person
None (Item 5)
|
|
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS)
|
|
13
|
Percent of class represented by amount in row (11)
0.00%
|
|
14
|
Type of reporting person (SEE INSTRUCTIONS)
HC, CO
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CUSIP No. 847235108
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1
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Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
Mario J. Gabelli
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2
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Check the appropriate box if a member of a group (SEE INSTRUCTIONS)
(a)
(b)
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3
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Sec use only
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4
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Source of funds
(SEE
INSTRUCTIONS)
None
|
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5
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Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
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6
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Citizenship or place of organization
USA
|
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Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
|
: 7
:
:
:
|
Sole voting power
None (Item 5)
|
|
: 8
:
:
:
|
Shared voting power
None
|
|
: 9
:
:
:
|
Sole dispositive power
None (Item 5)
|
|
:10
:
:
:
|
Shared dispositive power
None
|
|
11
|
Aggregate amount beneficially owned by each reporting person
None (Item 5)
|
|
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS)
|
|
13
|
Percent of class represented by amount in row (11)
0.00%
|
|
14
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Type of reporting person (SEE INSTRUCTIONS)
IN
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Item 1.
Security and Issuer
This Amendment No. 5 to Schedule 13D on the Common Stock of Sparton Corporation (the “Issuer”), is being filed on behalf of
the undersigned to amend the Schedule 13D, as amended (the “Schedule 13D”) which was originally filed on March 9, 2018. Unless otherwise indicated, all capitalized terms used herein but not defined herein shall have the same meanings as set forth
in the Schedule 13D.
Item 2.
Identity and Background
Item 2 to Schedule 13D is amended, in pertinent part, as follows:
This statement is being filed by Mario J. Gabelli (“Mario Gabelli”) and various entities which he
directly or indirectly controls or for which he acts as chief investment officer. These entities, except for LICT Corporation (“LICT) and CIBL,
Inc. (“CIBL”), engage in various aspects of the securities business, primarily as investment adviser to various institutional and individual clients, including registered investment companies and pension plans, and as general partner or the
equivalent of various private investment partnerships or private funds. Certain of these entities may also make investments for their own accounts.
The foregoing persons in the aggregate often own beneficially more than 5% of a class of equity securities of a particular
issuer. Although several of the foregoing persons are treated as institutional investors for purposes of reporting their beneficial ownership on the short-form Schedule 13G, the holdings of those who do not qualify as institutional investors may
exceed the 1% threshold presented for filing on Schedule 13G or implementation of their investment philosophy may from time to time require action which could be viewed as not completely passive. In order to avoid any question as to whether their
beneficial ownership is being reported on the proper form and in order to provide greater investment flexibility and administrative uniformity, these persons have decided to file their beneficial ownership reports on the more detailed Schedule 13D
form rather than on the short-form Schedule 13G and thereby to provide more expansive disclosure than may be necessary.
(a), (b) and (c) - This statement is being filed by one or more of the following persons: GGCP, Inc. (“GGCP”), GGCP Holdings
LLC (“GGCP Holdings”), GAMCO Investors, Inc. (“GBL”), Associated Capital Group, Inc. (“AC”), Gabelli Funds, LLC (“Gabelli Funds”), GAMCO Asset Management Inc. (“GAMCO”), Teton Advisors, Inc. (“Teton Advisors”), Gabelli & Company Investment
Advisers, Inc. (“GCIA”), G.research, LLC (“G.research”), MJG Associates, Inc. (“MJG Associates”), Gabelli Foundation, Inc. (“Foundation”), Mario Gabelli, LICT and CIBL. Those of the foregoing persons signing this Schedule 13D are hereinafter
referred to as the “Reporting Persons”.
GGCP makes investments for its own account and is the manager and a member of GGCP Holdings which is the controlling
shareholder of GBL and AC. GBL, a public company listed on the New York Stock Exchange, is the parent company for a variety of companies engaged in the securities business, including certain of those named below. AC, a public company listed on
the New York Stock Exchange, is the parent company for a variety of companies engaged in the securities business, including certain of those listed below.
GAMCO, a wholly-owned subsidiary of GBL, is an investment adviser registered under the Investment Advisers Act of 1940, as
amended (“Advisers Act”). GAMCO is an investment manager providing discretionary managed account services for employee benefit plans, private investors, endowments, foundations and others.
GCIA, a wholly owned subsidiary of AC, is an investment adviser registered under the Advisers Act and serves as a general
partner or investment manager to limited partnerships and offshore investment companies and other accounts. As a part of its business, GCIA may purchase or sell securities for its own account. GCIA is a general partner or investment manager of a
number of funds or partnerships, including Gabelli Associates Fund, L.P., Gabelli Associates Fund II, L.P., Gabelli Associates Limited, Gabelli Associates Limited II E, ALCE Partners, L.P., Gabelli Capital Structure Arbitrage Fund LP, Gabelli
Capital Structure Arbitrage Fund Limited, Gabelli Intermediate Credit Fund L.P., GAMA Select Energy + L.P., GAMCO Medical Opportunities L.P., and Gabelli Multimedia Partners, L.P.
G.research, a wholly owned subsidiary of GCIA, is a broker-dealer registered under the Securities Exchange Act of 1934, as
amended (“1934 Act”), which as a part of its business regularly purchases and sells securities for its own account.
Gabelli Funds, a wholly owned subsidiary of GBL, is a limited liability company. Gabelli Funds is an investment adviser
registered under the Advisers Act which provides advisory services for The Gabelli Equity Trust Inc., The Gabelli Asset Fund, The GAMCO Growth Fund, The Gabelli Convertible and Income Securities Fund Inc., The Gabelli Value 25 Fund Inc., The
Gabelli Small Cap Growth Fund, The Gabelli Equity Income Fund, The Gabelli ABC Fund, The GAMCO Global Content & Connectivity Fund, The Gabelli Gold Fund, Inc., The Gabelli Multimedia Trust Inc., The Gabelli Global Rising Income & Dividend
Fund, The Gabelli Capital Asset Fund, The GAMCO International Growth Fund, Inc., The GAMCO Global Growth Fund, The Gabelli Utility Trust, The Gabelli Utilities Fund, The Gabelli Dividend Growth Fund, The Gabelli Focus Five Fund, The Comstock
Capital Value Fund, The Gabelli Dividend and Income Trust, The Gabelli Global Utility & Income Trust, The GAMCO Global Gold, Natural Resources, & Income Trust, The GAMCO Natural Resources Gold & Income Trust, The GDL Fund, Gabelli
Enterprise Mergers & Acquisitions Fund, The Gabelli ESG Fund, Inc., The Gabelli International Small Cap Fund, The Gabelli Healthcare & Wellness
Rx
Trust, The Gabelli Global Small and Mid Cap Value Trust, Gabelli Value Plus+
Trust, Gabelli Merger Plus+ Trust Plc, The Gabelli Global Financial Services Fund, The Gabelli Global Mini Mites Fund, The Gabelli Go Anywhere Trust, The Gabelli U.S. Treasury Money Market Fund, Bancroft Fund Ltd. and Ellsworth Growth & Income
Fund Ltd. (collectively, the “Funds”), which are registered investment companies. Gabelli Funds is also the investment adviser to the Gabelli Media Mogul NextShares
TM
, the Gabelli Food of All Nations NextShares
TM
, the RBI
NextShares
TM
, and the Gabelli Pet Parents’ Fund NextShares
TM
, and The GAMCO International SICAV (sub-funds GAMCO Merger Arbitrage and GAMCO All Cap Value), a UCITS III vehicle.
Teton Advisors, an investment adviser registered under the Advisers Act, provides discretionary advisory services to The
TETON Westwood Mighty Mites
sm
Fund, The TETON Westwood Income Fund, The TETON Westwood SmallCap Equity Fund, TETON Westwood Intermediate Bond Fund, and The TETON Westwood Mid-Cap Equity Fund.
MJG Associates provides advisory services to private investment partnerships and offshore funds. Mario Gabelli is the sole
shareholder, director and employee of MJG Associates. MJG Associates is the Investment Manager of Gabelli International Limited and Gabelli Fund, LDC. Mario J. Gabelli is the general partner of Gabelli Performance Partnership, LP.
The Foundation is a private foundation. Mario Gabelli is the Chairman, a Trustee and the Investment Manager of the
Foundation. Elisa M. Wilson is the President of the Foundation.
LICT is a holding company with operating subsidiaries engaged primarily in the rural telephone industry. LICT actively
pursues new business ventures and acquisitions. LICT makes investments in marketable securities to preserve capital and maintain liquidity for financing their business activities and acquisitions and are not engaged in the business of investing, or
trading in securities. Mario J. Gabelli is the Chief Executive Officer, a director, and substantial shareholder of LICT.
CIBL is a holding company with interests in telecommunications operations, primarily in the rural telephone industry. CIBL
actively pursues new business ventures and acquisitions. CIBL makes investments in marketable securities to preserve capital and maintain liquidity for financing their business activities and acquisitions and are not engaged in the business of
investing, or trading in securities. Mario J. Gabelli is a director, and substantial shareholder of CIBL.
Mario Gabelli is the controlling stockholder, Chief Executive Officer and a director of GGCP and Chairman and Chief Executive
Officer of GBL. He is the Executive Chairman of AC. Mario Gabelli is also a member of GGCP Holdings. Mario Gabelli is the controlling shareholder of Teton.
The Reporting Persons do not admit that they constitute a group.
GAMCO is a New York corporation and GBL, AC, GCIA, and Teton Advisors are Delaware corporations, each having its principal
business office at One Corporate Center, Rye, New York 10580. GGCP is a Wyoming corporation having its principal business office at 140 Greenwich Avenue, Greenwich, CT 06830. GGCP Holdings is a Delaware limited liability corporation having its
principal business office at 140 Greenwich Avenue, Greenwich, CT 06830. G.research is a Delaware limited liability company having its principal officers at One Corporate Center, Rye, New York 10580. Gabelli Funds is a New York limited liability
company having its principal business office at One Corporate Center, Rye, New York 10580. MJG Associates is a Connecticut corporation having its principal business office at 140 Greenwich Avenue, Greenwich, CT 06830. The Foundation is a Nevada
corporation having its principal offices at 165 West Liberty Street, Reno, Nevada 89501. LICT is a Delaware corporation having its principal place of business as 401 Theodore Fremd Avenue, Rye, New York 10580. CIBL, Inc. is a Delaware corporation
having its principal place of business as 165 West Liberty Street, Suite 220, Reno, NV 89501.
For information required by instruction C to Schedule 13D with respect to the executive officers and directors of the
foregoing entities and other related persons (collectively, “Covered Persons”), reference is made to Schedule I annexed hereto and incorporated herein by reference.
(d) – Not applicable.
(e) – Not applicable.
(f) – Reference is made to
Schedule I hereto.
Item 5.
Interest In Securities Of The Issuer
Item 5 to Schedule 13D is amended, in pertinent part, as follows:
(a)
As a result of the completion of the acquisition of the Issuer by Cerberus Capital Management, L.P., the Reporting Persons no longer have beneficial ownership of any of the
Issuer’s shares.
(b)
Information with respect to all transactions in the Securities which were effected during the past sixty days or since the most recent filing on Schedule 13D, whichever is less,
by each of the Reporting Persons and Covered Persons is set forth on Schedule II annexed hereto and incorporated herein by reference.
(e) The Reporting Persons
cease to be beneficial owners of 5% or more of the Issuer’s common stock on March 4, 2019.
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this
statement is true, complete and correct.
Dated:
March 6, 2019
GGCP, INC.
MARIO J. GABELLI
By:
/s/ David Goldman
David Goldman
Attorney-in-Fact
GABELLI FUNDS, LLC
TETON ADVISORS, INC.
By:
/s/ David
Goldman
David Goldman
General Counsel – Gabelli Funds, LLC
Counsel-Teton
Advisors, Inc.
GAMCO INVESTORS, INC.
By:
/s/ Kevin
Handwerker
Kevin Handwerker
General
Counsel &
Secretary – GAMCO Investors, Inc.
ASSOCIATED CAPITAL GROUP, INC.
GAMCO ASSET MANAGEMENT INC.
GABELLI & COMPANY INVESTMENT ADVISERS, INC.
By:
/s/ Douglas R. Jamieson
Douglas R. Jamieson
President
& Chief Executive Officer – Associated Capital
Group, Inc.
President – GAMCO Asset Management Inc.
President – Gabelli & Company Investment Advisers, Inc.
SCHEDULE I
Information with Respect to Executive
Officers and Directors
of the Undersigned
Schedule I to Schedule 13D is amended, in pertinent part, as follows:
|
The following sets forth as to each of the executive officers and directors of the undersigned: his name; his business address; his
present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted. Unless otherwise specified, the principal employer of each such
individual is GAMCO Asset Management Inc., Gabelli Funds, LLC, Gabelli & Company Investment Advisers, Inc., G.research, LLC, Teton Advisors, Inc., Associated Capital Group, Inc. or GAMCO Investors, Inc., the business address of each of
which is One Corporate Center, Rye, New York 10580, and each such individual identified below is a citizen of the United States. To the knowledge of the undersigned, during the last five years, no such person has been convicted in a
criminal proceeding (excluding traffic violations or similar misdemeanors), and no such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which he was or is subject to a
judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities law or finding any violation with respect to such laws except as reported in Item 2(d) and (e) of
this Schedule 13D.
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GAMCO Investors, Inc.
Directors:
|
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Edwin L. Artzt
Raymond C. Avansino
Leslie B. Daniels
|
Former Chairman and Chief Executive Officer
Procter & Gamble Company
900 Adams Crossing
Cincinnati, OH 45202
Chairman & Chief Executive Officer
E.L. Wiegand Foundation
165 West Liberty Street
Reno, NV 89501
Operating Partner
AE Industrial Partners, LP
2500 N. Military Trail, Suite 470
Boca Raton, FL 33431
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Mario J. Gabelli
Elisa M. Wilson
|
Chief Executive Officer and Chief Investment Officer of GGCP, Inc.
Chairman & Chief Executive Officer of GAMCO Investors, Inc.
Executive Chairman of Associated Capital Group, Inc.
Director/Trustee of all registered investment companies advised by Gabelli Funds, LLC.
Director
c/o GAMCO Investors, Inc.
One Corporate Center
Rye, NY 10580
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Eugene R. McGrath
|
Former Chairman and Chief Executive Officer
Consolidated Edison, Inc.
4 Irving Place
New York, NY 10003
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Robert S. Prather
|
President & Chief Executive Officer
Heartland Media, LLC
1843 West Wesley Road
Atlanta, GA 30327
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Officers:
|
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Mario J. Gabelli
|
Chairman and Chief Executive Officer
|
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Henry G. Van der Eb
Bruce N. Alpert
Agnes Mullady
Kevin Handwerker
Kieran Caterina
Diane LaPointe
|
Senior Vice President
Senior Vice President
Senior Vice President
Executive Vice President, General Counsel and Secretary
Co-Chief Accounting Officer
Co-Chief Accounting Officer
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GAMCO Asset Management Inc.
Directors:
|
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Douglas R. Jamieson
Regina M. Pitaro
William S. Selby
|
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Officers:
|
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Mario J. Gabelli
|
Chief Executive Officer and Chief Investment Officer – Value Portfolios
|
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Douglas R. Jamieson
David Goldman
|
President, Chief Operating Officer and Managing Director
General Counsel, Secretary & Chief Compliance Officer
|
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Gabelli Funds, LLC
Officers:
|
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Mario J. Gabelli
|
Chief Investment Officer – Value Portfolios
|
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Bruce N. Alpert
|
Executive Vice President and Chief Operating Officer
|
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Agnes Mullady
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President and Chief Operating Officer – Open End Fund Division
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David Goldman
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General Counsel
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Gabelli Foundation, Inc.
Officers:
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Mario J. Gabelli
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Chairman, Trustee & Chief Investment Officer
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Elisa M. Wilson
Marc Gabelli
Matthew R. Gabelli
Michael Gabelli
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President
Trustee
Trustee
Trustee
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GGCP, Inc.
Directors:
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Mario J. Gabelli
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Chief Executive Officer and Chief Investment Officer of GGCP, Inc.
Chairman & Chief Executive Officer of GAMCO Investors, Inc.
Executive Chairman of Associated Capital Group, Inc.
Director/Trustee of all registered investment companies advised by Gabelli Funds, LLC.
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Marc Gabelli
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President – GGCP, Inc.
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Matthew R. Gabelli
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Vice President – Trading
G.research, LLC
One Corporate Center
Rye, NY 10580
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Michael Gabelli
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President & COO
Gabelli & Partners, LLC
One Corporate Center
Rye, NY 10580
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Frederic V. Salerno
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Chairman
Former Vice Chairman and Chief Financial Officer
Verizon Communications
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Vincent S. Tese
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Executive Chairman – FCB Financial Corp
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Elisa M. Wilson
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Director
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Officers:
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Mario J. Gabelli
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Chief Executive Officer and Chief Investment Officer
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Marc Gabelli
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President
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Francis J. Conroy
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Special Assistant to CEO, Secretary
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Silvio A. Berni
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Chief Financial and Accounting Officer, Vice President Corporate Development and Controller, Assistant Secretary
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GGCP Holdings LLC
Members:
GGCP, Inc.
Mario J. Gabelli
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Manager and Member
Member
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Teton Advisors, Inc.
Directors:
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Marc Gabelli
Vincent J. Amabile
Stephen G. Bondi, CPA
Aaron J. Feingold, M.D.
Nicholas F. Galluccio
Kevin M. Keeley
John M. Tesoro, CPA
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Executive Chairman
Founder- Amabile Partners
Chief Financial Officer – Mittleman Brothers, LLC
President and Founder – Raritan Bay Cardiology Group
Chief Executive Officer and President
President & Executive Chairman – Keeley Teton Advisors, LLC
Retired Partner – KPMG LLP
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Officers:
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Nicholas F. Galluccio
Michael J. Mancuso, CPA
Deanna B. Marotz
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See above
Chief Financial Officer
Chief Compliance Officer
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Associated Capital Group, Inc.
Directors:
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Mario J. Gabelli
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Chief Executive Officer and Chief Investment Officer of GGCP, Inc.
Chairman & Chief Executive Officer of GAMCO Investors, Inc.
Executive Chairman of Associated Capital Group, Inc.
Director/Trustee of all registered investment companies advised by Gabelli Funds, LLC.
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Richard L. Bready
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Former Chairman and Chief Executive Officer
Nortek, Inc.
50 Kennedy Plaza
Providence, RI 02903
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Marc Gabelli
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President – GGCP, Inc.
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Douglas R. Jamieson
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President and Chief Executive Officer
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Bruce Lisman
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Former Chairman - JP Morgan – Global Equity Division
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Daniel R. Lee
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Chief Executive Officer
Full House Resorts, Inc.
4670 South Ford Apache Road, Suite 190
Las Vegas, NV 89147
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Salvatore F. Sodano
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Vice Chairman – Broadridge Financial Solutions
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Frederic V. Salerno
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See above
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Elisa M. Wilson
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Director
|
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Officers:
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Mario J. Gabelli
Douglas R. Jamieson
Francis J. Conroy
Kevin Handwerker
David Fitzgerald
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Executive Chairman
President and Chief Executive Officer
Interim Chief Financial Officer
Executive Vice President, General Counsel and Secretary
Assistant Secretary
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Gabelli & Company Investment Advisers, Inc.
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Directors:
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Douglas R. Jamieson
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Officers:
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Douglas R. Jamieson
Francis J. Conroy
John Givissis
Kevin Handwerker
David Fitzgerald
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Chief Executive Officer and President
Chief Financial Officer
Controller
Secretary
Assistant Secretary
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G.research, LLC
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|
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Officers:
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Cornelius V. McGinity
Maria Gigi
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President
Controller and Financial Operations Principal
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Bruce N. Alpert
Douglas R. Jamieson
Kevin Handwerker
David Fitzgerald
David Goldman
Josephine D. LaFauci
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Vice President
Secretary
Assistant Secretary
Assistant Secretary
Assistant Secretary
Chief Compliance Officer
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SCHEDULE II
INFORMATION WITH RESPECT TO
TRANSACTIONS EFFECTED DURING THE PAST SIXTY DAYS OR
SINCE THE MOST RECENT FILING ON SCHEDULE 13D (1)
SHARES PURCHASED AVERAGE
DATE SOLD(-) PRICE(2)
COMMON STOCK-SPARTON CORPORATION
GAMCO ASSET MANAGEMENT INC.
3/04/19 166,892- 18.5000
3/04/19 65,000- 18.5000
2/12/19 1,200- 18.4204
1/29/19 700- 18.4000
1/23/19 600- 18.3800
1/14/19 400- 18.3118
GABELLI & COMPANY INVESTMENT ADVISERS,INC.
3/04/19 62,222- 18.5000
1/10/19 3,200- 18.2324
GABELLI ASSOCIATES LTD II E
3/04/19 28,100- 18.5000
GABELLI ASSOCIATES LTD
3/04/19 60,005- 18.5000
GABELLI ASSOCIATES FUND II
3/04/19 11,800- 18.5000
GABELLI ASSOCIATES FUND
3/04/19 30,958- 18.5000
GABELLI ADVISERS, INC.
3/04/19 257,387- 18.5000
GABELLI FUNDS, LLC.
GABELLI SMALL CAP GROWTH FUND
2/19/19 26,300- 18.4463
GABELLI HEALTHCARE & WELLNESS TRUST
3/04/19 63,782- 18.5000
GABELLI GLOBAL SMALL AND MIDCAP VALUE TRUST
3/04/19 25,000- 18.5000
THE GDL FUND
3/04/19 51,517- 18.5000
2/25/19 1,000 18.4500
2/22/19 144 18.4500
2/21/19 4,420 18.4500
2/20/19 15,953 18.4500
GABELLI ENTERPRISE MERGERS & ACQUISITIONS FUND
3/04/19 48,202- 18.5000
2/25/19 656 18.4500
2/22/19 1,148 18.4500
2/21/19 6,398 18.4500
GAMCO MERGER ARBITRAGE
3/04/19 143,610- 18.5000
GAMCO ALL CAP VALUE
3/04/19 2,400- 18.5000
(1) UNLESS OTHERWISE INDICATED, ALL TRANSACTIONS WERE EFFECTED
ON THE NYSE.
(2) PRICE EXCLUDES COMMISSION.
(3) THE TRANSACTIONS ON 3/4/2019 ARE A RESULT OF THE COMPLETION OF THE
ACQUISITION OF THE ISSUER BY CERBERUS CAPITAL MANAGEMENT, L.P.