Syniverse Holdings Inc - Statement of Changes in Beneficial Ownership (4)
March 11 2008 - 4:46PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Hofmann John C
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2. Issuer Name
and
Ticker or Trading Symbol
SYNIVERSE HOLDINGS INC
[
SVR
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
C/O SYNIVERSE HOLDINGS, INC., 8125 HIGHWOODS PALM WAY
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3. Date of Earliest Transaction
(MM/DD/YYYY)
3/7/2008
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(Street)
TAMPA, FL 33647
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, par value $0.001 per share
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3/7/2008
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S
(1)
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691
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D
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$16.66
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116628
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I
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See footnotes
(2)
(3)
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Common Stock, par value $0.001 per share
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3/7/2008
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S
(1)
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1975
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D
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$16.65
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114653
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I
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See footnotes
(2)
(3)
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Common Stock, par value $0.001 per share
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3/7/2008
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S
(1)
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988
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D
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$16.63
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113665
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I
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See footnotes
(2)
(3)
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Common Stock, par value $0.001 per share
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3/7/2008
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S
(1)
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297
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D
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$16.62
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113368
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I
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See footnotes
(2)
(3)
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Common Stock, par value $0.001 per share
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3/7/2008
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S
(1)
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592
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D
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$16.61
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112776
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I
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See footnotes
(2)
(3)
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Common Stock, par value $0.001 per share
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3/7/2008
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S
(1)
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1185
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D
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$16.60
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111591
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I
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See footnotes
(2)
(3)
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Common Stock, par value $0.001 per share
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3/7/2008
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S
(1)
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537
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D
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$16.59
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111054
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I
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See footnotes
(2)
(3)
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Common Stock, par value $0.001 per share
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3/7/2008
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S
(1)
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1482
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D
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$16.58
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109572
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I
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See footnotes
(2)
(3)
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Common Stock, par value $0.001 per share
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3/7/2008
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S
(1)
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1383
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D
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$16.57
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108189
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I
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See footnotes
(2)
(3)
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Common Stock, par value $0.001 per share
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3/7/2008
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S
(1)
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1680
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D
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$16.56
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106509
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I
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See footnotes
(2)
(3)
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Common Stock, par value $0.001 per share
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3/7/2008
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S
(1)
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790
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D
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$16.55
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105719
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I
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See footnotes
(2)
(3)
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Common Stock, par value $0.001 per share
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3/7/2008
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S
(1)
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2722
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D
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$16.54
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102997
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I
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See footnotes
(2)
(3)
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Common Stock, par value $0.001 per share
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3/7/2008
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S
(1)
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1975
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D
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$16.53
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101022
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I
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See footnotes
(2)
(3)
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Common Stock, par value $0.001 per share
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3/7/2008
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S
(1)
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1482
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D
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$16.52
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99540
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I
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See footnotes
(2)
(3)
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Common Stock, par value $0.001 per share
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3/7/2008
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S
(1)
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1383
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D
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$16.51
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98157
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I
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See footnotes
(2)
(3)
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Common Stock, par value $0.001 per share
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3/7/2008
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S
(1)
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6479
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D
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$16.50
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91678
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I
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See footnotes
(2)
(3)
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Common Stock, par value $0.001 per share
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3/7/2008
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S
(1)
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99
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D
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$16.49
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91579
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I
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See footnotes
(2)
(3)
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Common Stock, par value $0.001 per share
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3/7/2008
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S
(1)
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99
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D
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$16.48
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91480
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I
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See footnotes
(2)
(3)
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Common Stock, par value $0.001 per share
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3/7/2008
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S
(1)
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1284
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D
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$16.47
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90196
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I
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See footnotes
(2)
(3)
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Common Stock, par value $0.001 per share
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3/7/2008
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S
(1)
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198
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D
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$16.46
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89998
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I
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See footnotes
(2)
(3)
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Common Stock, par value $0.001 per share
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3/7/2008
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S
(4)
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1
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D
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$16.66
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152
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I
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See footnotes
(2)
(5)
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Common Stock, par value $0.001 per share
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3/7/2008
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S
(4)
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3
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D
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$16.65
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149
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I
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See footnotes
(2)
(5)
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Common Stock, par value $0.001 per share
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3/7/2008
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S
(4)
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1
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D
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$16.63
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148
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I
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See footnotes
(2)
(5)
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Common Stock, par value $0.001 per share
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3/7/2008
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S
(4)
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1
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D
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$16.61
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147
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I
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See footnotes
(2)
(5)
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Common Stock, par value $0.001 per share
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3/7/2008
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S
(4)
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2
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D
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$16.60
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145
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I
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See footnotes
(2)
(5)
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Common Stock, par value $0.001 per share
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3/7/2008
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S
(4)
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1
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D
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$16.59
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144
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I
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See footnotes
(2)
(5)
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Common Stock, par value $0.001 per share
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3/7/2008
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S
(4)
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2
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D
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$16.58
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142
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I
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See footnotes
(2)
(5)
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Common Stock, par value $0.001 per share
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3/7/2008
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S
(4)
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2
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D
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$16.57
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140
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I
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See footnotes
(2)
(5)
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Common Stock, par value $0.001 per share
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3/7/2008
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S
(4)
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2
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D
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$16.56
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138
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I
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See footnotes
(2)
(5)
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Common Stock, par value $0.001 per share
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3/7/2008
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S
(4)
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1
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D
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$16.55
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137
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I
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See footnotes
(2)
(5)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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Shares were received by GTCR Partners VII, L.P. ("GTCR Partners VII") on February 26, 2008 as a result of a pro rata distribution from GTCR Fund VII, L.P. and GTCR Fund VII/A, L.P. This transaction was exempt from Section 16 pursuant to Rule 16a-13.
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(
2)
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The Reporting Person expressly disclaims beneficial ownership of the shares reported in Table I, except to the extent of his pecuniary interest therein. The filing of this form shall not be deemed an admission that the Reporting Person is, for Section 16 purposes or otherwise, the beneficial owner of such shares.
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(
3)
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Reflects shares held directly by GTCR Partners VII. GTCR Golder Rauner, L.L.C. ("GTCR") is the general partner of GTCR Partners VII. As such, GTCR may be deemed to be the beneficial owner of such shares. GTCR is managed by its members. The Reporting Person is an employee of GTCR and may be deemed to have an indirect pecuniary interest in the shares owned by GTCR Partners VII to the extent of the Reporting Person's indirect proportionate interest in GTCR Partners VII.
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(
4)
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Shares were received by GTCR Mezzanine Partners, L.P. ("Mezzanine Partners") on February 26, 2008 as a result of a pro rata distribution from GTCR Capital Partners, L.P. This transaction was exempt from Section 16 pursuant to Rule 16a-13.
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(
5)
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Reflects shares held directly by Mezzanine Partners. GTCR Partners VI, L.P. ("GTCR Partners VI") is the general partner of Mezzanine Partners. GTCR is the general partner of GTCR Partners VI. As such, GTCR may be deemed to be the beneficial owner of such shares. GTCR is managed by its members. The Reporting Person is an employee of GTCR and may be deemed to have an indirect pecuniary interest in the shares owned by Mezzanine Partners to the extent of the Reporting Person's indirect proportionate interest in Mezzanine Partners.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Hofmann John C
C/O SYNIVERSE HOLDINGS, INC.
8125 HIGHWOODS PALM WAY
TAMPA, FL 33647
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X
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X
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Signatures
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/s/ Jody S. Gale under a Power of Attorney
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3/11/2008
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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