Statement of Changes in Beneficial Ownership (4)
November 06 2019 - 5:03PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Wyatt John H |
2. Issuer Name and Ticker or Trading Symbol
STANLEY BLACK & DECKER, INC.
[
SWK
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President-SEF
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(Last)
(First)
(Middle)
1000 STANLEY DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/5/2019
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(Street)
NEW BRITAIN, CT 06053
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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11/5/2019
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M
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2500
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A
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$63.715
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66351
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D
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Common Stock
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11/5/2019
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M
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10000
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A
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$70.61
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76351
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D
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Common Stock
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11/5/2019
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M
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5000
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A
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$64.785
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81351
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D
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Common Stock
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11/5/2019
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S
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2500
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D
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$159.8691 (1)
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78851
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D
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Common Stock
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11/5/2019
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S
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10000
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D
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$159.8691 (1)
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68851
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D
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Common Stock
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11/5/2019
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S
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5000
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D
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$159.8691 (1)
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63851
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D
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code (Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)
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8. Price of Derivative Security (Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Option (Right to Buy)
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$63.715
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11/5/2019
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M
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2500
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(2)
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12/9/2020
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Common Stock
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2500
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$0
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0
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D
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Stock Option (Right to Buy)
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$70.61
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11/5/2019
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M
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10000
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(2)
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12/6/2022
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Common Stock
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10000
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$0
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0
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D
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Stock Option (Right to Buy)
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$64.785
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11/5/2019
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M
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5000
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(2)
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12/8/2021
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Common Stock
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5000
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$0
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0
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D
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Explanation of Responses:
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(1)
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The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $159.7700 to $160.2400. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
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(2)
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The option is currently exercisable.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Wyatt John H 1000 STANLEY DRIVE NEW BRITAIN, CT 06053
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President-SEF
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Signatures
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/s/ Yun Jung Choi, Attorney-in-Fact
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11/6/2019
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**Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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