Annual Report of Proxy Voting Record for Management Investment Companies (n-px)
August 27 2013 - 12:07PM
Edgar (US Regulatory)
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UNITED STATES
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SECURITIES AND EXCHANGE COMMISSION
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Washington, DC 20549
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FORM N-PX
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
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Investment
Company Act file number
811-08394
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Templeton Dragon Fund, Inc.
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(Exact name of registrant as specified
in charter)
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300 S.E. 2
nd
Street,
Fort Lauderdale, Florida 33301-1923
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(Address of principal executive
offices) (Zip code)
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Craig S. Tyle, One Franklin
Parkway, San Mateo, CA 94403-1906
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(Name and address of agent for
service)
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Registrant's
telephone number, including area code:
(954) 527-7500
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Date of
fiscal year end:
12/31
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Date of
reporting period:
6/30/13
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Item 1. Proxy Voting
Records.
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ADVANTECH CO., LTD.
Meeting Date: JUN 13, 2013
Record Date: APR 12, 2013
Meeting Type: ANNUAL
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Ticker: 2395
Security ID: Y0017P108
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Proposal No
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Proposal
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Proposed By
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Management Recommendation
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Vote Cast
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1
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Approve Business Operations
Report and Financial Statements
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Management
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For
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For
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2
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Approve Plan on 2012 Profit
Distribution
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Management
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For
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For
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3
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Approve Amendments to Rules
and Procedures Regarding Shareholder's General Meeting
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Management
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For
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For
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4
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Approve Amendments to the
Procedures for Lending Funds to Other Parties
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Management
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For
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For
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5
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Approve Release of
Restrictions of Competitive Activities of Directors
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Management
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For
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For
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AGILE PROPERTY HOLDINGS
LTD.
Meeting Date: MAY 20, 2013
Record Date: MAY 13, 2013
Meeting Type: ANNUAL
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Ticker: 03383
Security ID: G01198103
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Proposal No
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Proposal
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Proposed By
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Management Recommendation
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Vote Cast
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1
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Accept Financial Statements
and Statutory Reports
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Management
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For
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For
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2
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Declare Final Dividend
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Management
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For
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For
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3a
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Elect Chan Cheuk Hung as
Director
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Management
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For
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For
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3b
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Elect Chan Cheuk Nam as
Director
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Management
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For
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For
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3c
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Elect Cheung Wing Yui as
Director
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Management
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For
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Against
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3d
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Authorize the Board to Fix
Remuneration of Directors
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Management
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For
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For
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4
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Reappoint Auditors and
Authorize Board to Fix Their Remuneration
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Management
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For
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For
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5a
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Authorize Repurchase of Up
to 10 Percent of Issued Share Capital
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Management
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For
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For
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5b
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Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
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Management
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For
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Against
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5c
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Authorize Reissuance of
Repurchased Shares
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Management
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For
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Against
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AGILE PROPERTY HOLDINGS
LTD.
Meeting Date: MAY 20, 2013
Record Date:
Meeting Type: SPECIAL
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Ticker: 03383
Security ID: G01198103
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Proposal No
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Proposal
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Proposed By
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Management Recommendation
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Vote Cast
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1
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Approve the Provision of
the Indemnity to Morgan Stanley
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Management
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For
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For
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AIA GROUP LTD.
Meeting Date: MAY 10, 2013
Record Date: MAY 06, 2013
Meeting Type: ANNUAL
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Ticker: 01299
Security ID: Y002A1105
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Proposal No
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Proposal
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Proposed By
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Management Recommendation
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Vote Cast
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1
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Accept Financial Statements
and Statutory Reports
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Management
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For
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For
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2
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Declare Final Dividend
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Management
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For
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For
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3
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Elect Barry Chun-Yuen
Cheung as Director
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Management
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For
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For
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4
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Elect George Yong-Boon Yeo
as Director
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Management
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For
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For
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5
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Elect Narongchai Akrasanee
as Director
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Management
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For
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For
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6
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Elect Qin Xiao as Director
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Management
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For
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Against
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7
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Elect Mark Edward Tucker as
Director
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Management
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For
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For
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8
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Reappoint
PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their
Remuneration
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Management
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For
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For
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9a
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Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
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Management
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For
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For
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9b
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Authorize Repurchase of Up
to 10 Percent of Issued Share Capital
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Management
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For
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For
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9c
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Approve Allotment and
Issuance of Additional Shares Under the Restricted Share Unit Scheme
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Management
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For
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For
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10
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Amend Articles of
Association of the Company
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Management
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For
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For
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ANGANG STEEL COMPANY
LIMITED
Meeting Date: JAN 30, 2013
Record Date: DEC 31, 2012
Meeting Type: SPECIAL
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Ticker: 00347
Security ID: Y0132D105
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Proposal No
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Proposal
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Proposed By
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Management Recommendation
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Vote Cast
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1
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Approve Assets Exchange
Agreement and Related Transactions
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Management
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For
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For
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2
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Approve Share Transfer
Agreement and Related Transactions
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Management
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For
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For
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3
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Approve Entrustment
Agreement, Related Transactions, and the Proposed Annual Monetary Caps
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Management
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For
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For
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4
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Amend Articles of
Association of the Company
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Management
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For
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For
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ANGANG STEEL COMPANY
LIMITED
Meeting Date: MAY 31, 2013
Record Date: APR 30, 2013
Meeting Type: ANNUAL
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Ticker: 00347
Security ID: Y0132D105
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Proposal No
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Proposal
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Proposed By
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Management Recommendation
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Vote Cast
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1
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Accept Report of the Board
of Directors
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Management
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For
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For
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2
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Accept Report of
Supervisory Committee
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Management
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For
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For
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3
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Accept Auditors' Report
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Management
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For
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For
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4
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Approve Profit Distribution
Proposal for the Year 2012
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Management
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For
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For
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5
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Approve Remuneration of
Directors and Supervisors
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Management
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For
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For
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6
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Approve RSM China Certified
Public Accountants as Auditors and Authorize Board to Fix Their Remuneration
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Management
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For
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For
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7
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Approve 2014 Supply of
Materials and Services Agreement and Related Annual Caps
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Management
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For
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Against
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8
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Approve 2014 Supply of
Materials Agreement and Related Annual Caps
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Management
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For
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For
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9
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Approve 2014 Financial
Services Agreement and Related Annual Caps
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Management
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For
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Against
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10
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Approve Proposed Bonds
Issue
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Management
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For
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For
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ANHUI CONCH CEMENT
COMPANY LTD
Meeting Date: AUG 21, 2012
Record Date: JUL 20, 2012
Meeting Type: SPECIAL
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Ticker: 600585
Security ID: Y01373102
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Proposal No
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Proposal
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Proposed By
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Management Recommendation
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Vote Cast
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1a
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Approve Conditions of the Issue
of Corporate Bonds
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Management
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For
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For
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1b
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Approve Issuing Amount in
Relation to the Issuance of Corporate Bonds
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Management
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For
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For
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1c
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Approve Maturity of the
Corporate Bonds
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Management
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For
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For
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1d
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Approve Interest Rate of
the Corporate Bonds and its Determination
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Management
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For
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For
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1e
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Approve Issue Price of the
Corporate Bonds
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Management
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For
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For
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1f
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Approve Use of Proceeds in
Relation to the Issuance of Corporate Bonds
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Management
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For
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For
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1g
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Approve Target Offerees of
the Corporate Bonds and Placing Arrangements for the Shareholders of the
Company
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Management
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For
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For
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1h
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Approve Guarantee in
Relation to the Issuance of Corporate Bonds
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Management
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For
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For
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1i
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Approve Validity Period of
the Resolutions in Relation to the Issuance of Corporate Bonds
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Management
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For
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For
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1j
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Approve Safeguarding
Measures for the Repayment of Principal and Interest in Relation to the
Issuance of Corporate Bonds
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Management
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For
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For
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1k
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Approve Authorisation of
the Issuance of Corporate Bonds
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Management
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For
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For
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2
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Amend Articles Re: Profit
Appropriation
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Management
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For
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For
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3
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Amend Articles Re: Scope of
Operations of the Company
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Management
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For
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For
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4
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Approve the Guarantees for
the Bank Borrowings of Certain Subsidiaries of the Company
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Management
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For
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For
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ANHUI CONCH CEMENT
COMPANY LTD
Meeting Date: MAY 28, 2013
Record Date: APR 26, 2013
Meeting Type: ANNUAL
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Ticker: 600585
Security ID: Y01373102
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Proposal No
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Proposal
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Proposed By
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Management Recommendation
|
Vote Cast
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1
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Accept Report of Board of Directors
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Management
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For
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For
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2
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Accept Report of
Supervisory Committee
|
Management
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For
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For
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3
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Accept Audited Financial
Reports
|
Management
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For
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For
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4a
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Elect Guo Wensan as
Director
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Management
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For
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For
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4b
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Elect Guo Jingbin as
Director
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Management
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For
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For
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4c
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Elect Ji Qinying as
Director
|
Management
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For
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For
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4d
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Elect Zhang Mingjing as
Director
|
Management
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For
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For
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4e
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Elect Zhou Bo as Director
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Management
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For
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For
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4f
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Elect Fang Jinwen as
Director
|
Management
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For
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For
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4g
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Elect Wong Kun Kau as
Director
|
Management
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For
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For
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4h
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Elect Tai Kwok Leung as
Director
|
Management
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For
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For
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5a
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Elect Wang Jun as
Supervisor
|
Management
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For
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For
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5b
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Elect Zhu Yuming as
Supervisor
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Management
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For
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For
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6
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Approve KPMG Huazhen
Certified Public Accountants and KPMG Certified Public Accountants as the PRC
Auditors and International Auditors of the Company, Respectively, and
Authorize Board to Fix Their Remuneration
|
Management
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For
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For
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7
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Approve Profit Distribution
Proposal
|
Management
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For
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For
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8
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Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
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For
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Against
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ANTA SPORTS PRODUCTS
LTD.
Meeting Date: APR 09, 2013
Record Date: APR 03, 2013
Meeting Type: ANNUAL
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Ticker: 02020
Security ID: G04011105
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Proposal No
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Proposal
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Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Financial Statements
and Statutory Reports
|
Management
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For
|
For
|
|
2
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Declare Final Dividend
|
Management
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For
|
For
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|
3
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Declare Special Dividend
|
Management
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For
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For
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|
4
|
Reelect Ding Shizhong as
Executive Director
|
Management
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For
|
For
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|
5
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Reelect Zheng Jie as
Executive Director
|
Management
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For
|
For
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|
6
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Relect Dai Zhongchuan as
Independent Non-Executive Director
|
Management
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For
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For
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|
7
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Authorize Board to Fix
Remuneration of Directors
|
Management
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For
|
For
|
|
8
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Approve KPMG as Auditors
and Authorize Board to Fix Their Remuneration
|
Management
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For
|
For
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|
9
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Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
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For
|
Against
|
|
10
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Authorize Repurchase of Up
to 10 Percent of Issued Share Capital
|
Management
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For
|
For
|
|
11
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Authorize Reissuance of
Repurchased Shares
|
Management
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For
|
Against
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|
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ASIA CEMENT (CHINA)
HOLDINGS CORPORATION
Meeting Date: MAY 22, 2013
Record Date: MAY 14, 2013
Meeting Type: ANNUAL
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Ticker: 00743
Security ID: G0539C106
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Proposal No
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Proposal
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Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
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Accept Financial Statements
and Statutory Reports
|
Management
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For
|
For
|
|
2
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Approve Final Dividend
|
Management
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For
|
For
|
|
3a
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Elect Chang, Tsai-hsiung as
Director
|
Management
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For
|
For
|
|
3b
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Elect Lin, Seng-chang as
Director
|
Management
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For
|
For
|
|
3c
|
Elect Liu, Zhen-tao as
Director
|
Management
|
For
|
For
|
|
3d
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Elect Lei, Qian-zhi as
Director
|
Management
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For
|
For
|
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3e
|
Authorize Board to Fix the
Remuneration of Directors
|
Management
|
For
|
For
|
|
4
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Reappoint Deloitte Touche
Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration
|
Management
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For
|
For
|
|
5
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Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
6
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Authorize Repurchase of Up
to 10 Percent of Issued Share Capital
|
Management
|
For
|
For
|
|
7
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Authorize Reissuance of
Repurchased Shares
|
Management
|
For
|
Against
|
|
8
|
Adopt the Amended and
Restated Operational Procedures for Making Advances to Third Parties
|
Management
|
For
|
For
|
|
9
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Adopt the Amended and
Restated Operational Procedures for the Provision of Guarantees by Way of
Endorsement
|
Management
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For
|
For
|
|
|
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ASUSTEK COMPUTER INC.
Meeting Date: JUN 17, 2013
Record Date: APR 18, 2013
Meeting Type: ANNUAL
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|
Ticker: 2357
Security ID: Y04327105
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|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Business Operations
Report and Financial Statements
|
Management
|
For
|
For
|
|
2
|
Approve Plan on Profit
Distribution
|
Management
|
For
|
For
|
|
3
|
Approve Amendments to
Articles of Association
|
Management
|
For
|
For
|
|
|
|
BANK OF CHINA LIMITED
Meeting Date: OCT 25, 2012
Record Date: SEP 24, 2012
Meeting Type: SPECIAL
|
|
Ticker: 03988
Security ID: Y0698A107
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Remuneration Plan
for the Chairman, Executive Directors, Chairman of
the Board of Supervisors and Shareholder Representative Supervisors of 2011
|
Management
|
For
|
For
|
|
2
|
Appoint Ernst & Young
Hua Ming as Auditors and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
|
|
|
BANK OF CHINA LIMITED
Meeting Date: MAR 26, 2013
Record Date: FEB 22, 2013
Meeting Type: SPECIAL
|
|
Ticker: 03988
Security ID: Y0698A107
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Elect Wang Shiqiang as
Non-executive Director
|
Management
|
For
|
For
|
|
2
|
Approve Downward Adjustment
to the Conversion Price of the A Share Convertible Bonds
|
Management
|
For
|
For
|
|
3
|
Amend Articles of
Association
|
Management
|
For
|
For
|
|
|
|
BANK OF CHINA LIMITED
Meeting Date: MAY 29, 2013
Record Date: APR 26, 2013
Meeting Type: ANNUAL
|
|
Ticker: 03988
Security ID: Y0698A107
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve 2012 Work Report of
Board of Directors
|
Management
|
For
|
For
|
|
2
|
Approve 2012 Work Report of
Board of Supervisors
|
Management
|
For
|
For
|
|
3
|
Approve 2012 Annual
Financial Statements
|
Management
|
For
|
For
|
|
4
|
Approve 2012 Profit
Distribution Plan
|
Management
|
For
|
For
|
|
5
|
Approve 2013 Annual Budget Report
|
Management
|
For
|
For
|
|
6
|
Appoint Ernst & Young
Hua Ming as Auditors
|
Management
|
For
|
For
|
|
7a
|
Elect Li Lihui as Director
|
Management
|
For
|
For
|
|
7b
|
Elect Li Zaohang as
Director
|
Management
|
For
|
Against
|
|
7c
|
Elect Jiang Yansong as
Director
|
Management
|
For
|
Against
|
|
7d
|
Elect Chow Man Yiu, Paul as
Director
|
Management
|
For
|
For
|
|
8a
|
Elect Lu Zhengfei as
Director
|
Management
|
For
|
For
|
|
8b
|
Elect Leung Cheuk Yan as
Director
|
Management
|
For
|
For
|
|
9a
|
Elect Li Jun as Shareholder
Representative Supervisor
|
Management
|
For
|
For
|
|
9b
|
Elect Wang Xueqiang as
Shareholder Representative Supervisor
|
Management
|
For
|
For
|
|
9c
|
Elect Liu Wanming as
Shareholder Representative Supervisor
|
Management
|
For
|
For
|
|
10a
|
Elect Tian Guoli as
Director
|
Shareholder
|
None
|
Against
|
|
10b
|
Elect Wang Yong as Director
|
Shareholder
|
None
|
Against
|
|
11a
|
Elect Sun Zhijun as
Director
|
Shareholder
|
None
|
Against
|
|
11b
|
Elect Liu Lina as Director
|
Shareholder
|
None
|
Against
|
|
12
|
Approve Issuance of the
Qualified Write-down Tier-2 Capital Instruments
|
Shareholder
|
None
|
For
|
|
|
|
BEIJING JINGKELONG CO
LTD.
Meeting Date: AUG 31, 2012
Record Date: AUG 10, 2012
Meeting Type: SPECIAL
|
|
Ticker: 00814
Security ID: Y0771X107
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Authorize Board to Issue
Debt Financing Instruments
|
Management
|
For
|
For
|
|
2
|
Amend Article 20 of the
Articles of Association of the Company
|
Management
|
For
|
For
|
|
|
|
BEIJING JINGKELONG CO
LTD.
Meeting Date: NOV 02, 2012
Record Date: OCT 12, 2012
Meeting Type: SPECIAL
|
|
Ticker: 00814
Security ID: Y0771X107
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Corporate Bonds
Issue and Related Transactions
|
Management
|
For
|
For
|
|
2
|
Approve General Mandate to
the Board to Issue Asset Backed Notes
|
Management
|
For
|
For
|
|
3
|
Amend Articles of
Association
|
Management
|
For
|
For
|
|
|
|
BEIJING JINGKELONG CO
LTD.
Meeting Date: MAY 28, 2013
Record Date: MAY 07, 2013
Meeting Type: ANNUAL
|
|
Ticker: 00814
Security ID: Y0771X107
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Report of the Board
of Directors
|
Management
|
For
|
For
|
|
2
|
Approve Report of the
Supervisory Committee
|
Management
|
For
|
For
|
|
3
|
Approve Consolidated
Audited Financial Statements of the Company and the Auditors' Report
|
Management
|
For
|
For
|
|
4
|
Appoint Deloitte Touche
Tohmatsu CPA LLP as Auditors and Authorize Audit Committee to Fix Their
Remuneration
|
Management
|
For
|
For
|
|
5
|
Approve Profit Distribution
and Payment of Final Dividend
|
Management
|
For
|
For
|
|
6
|
Elect Wei Tingzhan as Director
|
Management
|
For
|
For
|
|
7
|
Elect Li Jianwen as
Director
|
Management
|
For
|
For
|
|
8
|
Elect Li Chunyan as
Director
|
Management
|
For
|
For
|
|
9
|
Elect Liu Yuejin as
Director
|
Management
|
For
|
For
|
|
10
|
Elect Gu Hanlin as Director
|
Management
|
For
|
For
|
|
11
|
Elect Li Shunxiang as
Director
|
Management
|
For
|
For
|
|
12
|
Elect Choi Onward as
Director
|
Management
|
For
|
For
|
|
13
|
Elect Wang Liping as
Director
|
Management
|
For
|
For
|
|
14
|
Elect Chen Liping as
Director
|
Management
|
For
|
For
|
|
15
|
Elect Liu Wenyu as
Supervisor
|
Management
|
For
|
For
|
|
16
|
Elect Yang Baoqun as
Supervisor
|
Management
|
For
|
For
|
|
17
|
Elect Chen Zhong as
Supervisor
|
Management
|
For
|
For
|
|
18
|
Elect Cheng Xianghong as
Supervisor
|
Management
|
For
|
For
|
|
19
|
Approve Remuneration of
Directors
|
Management
|
For
|
For
|
|
20
|
Approve Supervisor Fees
|
Management
|
For
|
For
|
|
21
|
Authorize Any Executive
Director to Enter into an Agreement/a Letter of Appointment on Behalf of the
Company with each of the Elected Directors/Supervisors
|
Management
|
For
|
For
|
|
22
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
23
|
Approve the Granting of a
General Mandate to Issue Short Term Debentures and/or Medium-Term Notes in
the PRC
|
Management
|
For
|
For
|
|
24
|
Approve the Amendments to
the Articles of Association
|
Management
|
For
|
For
|
|
|
|
BEIJING JINGKELONG CO
LTD.
Meeting Date: MAY 28, 2013
Record Date: MAY 07, 2013
Meeting Type: SPECIAL
|
|
Ticker: 00814
Security ID: Y0771X107
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Extension of the Validity
Period for the Resolutions in Respect of the A Share Issue and the
Authorizations
|
Management
|
For
|
For
|
|
|
|
BEIJING JINGKELONG CO
LTD.
Meeting Date: MAY 28, 2013
Record Date: MAY 07, 2013
Meeting Type: SPECIAL
|
|
Ticker: 00814
Security ID: Y0771X107
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Extension of the
Validity Period for the Resolutions in Respect of the A Share Issue and the
Authorizations
|
Management
|
For
|
For
|
|
|
|
BOC HONG KONG (HOLDINGS)
LTD.
Meeting Date: MAY 28, 2013
Record Date: MAY 22, 2013
Meeting Type: ANNUAL
|
|
Ticker: 02388
Security ID: Y0920U103
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Financial Statements
and Statutory Reports
|
Management
|
For
|
For
|
|
2
|
Declare Final Dividend
|
Management
|
For
|
For
|
|
3a
|
Elect Li Lihui as Director
|
Management
|
For
|
For
|
|
3b
|
Elect Gao Yingxin as
Director
|
Management
|
For
|
For
|
|
3c
|
Elect Shan Weijian as
Director
|
Management
|
For
|
For
|
|
3d
|
Elect Ning Gaoning as
Director
|
Management
|
For
|
Against
|
|
4
|
Appoint Ernst & Young
as Auditors and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
|
5
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive
Rights
|
Management
|
For
|
Against
|
|
6
|
Authorize Repurchase of Up
to 10 Percent of Issued Share Capital
|
Management
|
For
|
For
|
|
7
|
Authorize Reissuance of
Repurchased Shares
|
Management
|
For
|
Against
|
|
|
|
CHENG SHIN RUBBER
INDUSTRY CO. LTD.
Meeting Date: JUN 18, 2013
Record Date: APR 19, 2013
Meeting Type: ANNUAL
|
|
Ticker: 2105
Security ID: Y1306X109
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Business Operations
Report and Financial Statements
|
Management
|
For
|
For
|
|
2
|
Approve Plan on Profit
Distribution
|
Management
|
For
|
For
|
|
3
|
Approve Issuance of New
Shares by Capitalization of Profit
|
Management
|
For
|
For
|
|
4
|
Approve Amendments to
Articles of Association
|
Management
|
For
|
For
|
|
5
|
Approve Amendments to the
Procedures for Lending Funds to Other Parties and Amendments to the
Procedures for Endorsement and Guarantees
|
Management
|
For
|
For
|
|
6
|
Approve Amendments to Rules
and Procedures Regarding Shareholder's General Meeting
|
Management
|
For
|
For
|
|
7
|
Approve Amendment to Rules
and Procedures for Election of Directors and Supervisors
|
Management
|
For
|
For
|
|
8
|
Approve Amendments to
Procedures Governing the Acquisition or Disposal of Assets
|
Management
|
For
|
For
|
|
|
|
CHEUNG KONG (HOLDINGS)
LIMITED
Meeting Date: MAY 21, 2013
Record Date: MAY 14, 2013
Meeting Type: ANNUAL
|
|
Ticker: 00001
Security ID: Y13213106
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Financial Statements
and Statutory Reports
|
Management
|
For
|
For
|
|
2
|
Declare Final Dividend
|
Management
|
For
|
For
|
|
3a
|
Elect Li Tzar Kuoi, Victor
as Director
|
Management
|
For
|
For
|
|
3b
|
Elect Ip Tak Chuen, Edmond
as Director
|
Management
|
For
|
Against
|
|
3c
|
Elect Chiu Kwok Hung,
Justin as Director
|
Management
|
For
|
Against
|
|
3d
|
Elect Leung Siu Hon as
Director
|
Management
|
For
|
For
|
|
3e
|
Elect Chow Kun Chee, Roland
as Director
|
Management
|
For
|
For
|
|
3f
|
Elect Lee Yeh Kwong,
Charles as Director
|
Management
|
For
|
For
|
|
3g
|
Elect Yeh Yuan Chang,
Anthony as Director
|
Management
|
For
|
For
|
|
3h
|
Elect Wong Yick-ming,
Rosanna as Director
|
Management
|
For
|
For
|
|
4
|
Reappoint PricewaterhouseCoopers
as Auditors and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
|
5a
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
5b
|
Authorize Repurchase of Up
to 10 Percent of Issued Share Capital
|
Management
|
For
|
For
|
|
5c
|
Authorize Reissuance of
Repurchased Shares
|
Management
|
For
|
Against
|
|
|
|
CHEUNG KONG
INFRASTRUCTURE HOLDINGS LTD
Meeting Date: MAY 20, 2013
Record Date: MAY 13, 2013
Meeting Type: ANNUAL
|
|
Ticker: 01038
Security ID: G2098R102
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Financial Statements
and Statutory Reports
|
Management
|
For
|
For
|
|
2
|
Declare Final Dividend
|
Management
|
For
|
For
|
|
3a
|
Elect Kam Hing Lam as
Director
|
Management
|
For
|
For
|
|
3b
|
Elect Ip Tak Chuen, Edmond
as Director
|
Management
|
For
|
Against
|
|
3c
|
Elect Andrew John Hunter as
Director
|
Management
|
For
|
Against
|
|
3d
|
Elect Chow Woo Mo Fong,
Susan as Director
|
Management
|
For
|
Against
|
|
3e
|
Elect Frank John Sixt as
Director
|
Management
|
For
|
Against
|
|
4
|
Appoint Deloitte Touche
Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
|
5a
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
5b
|
Authorize Repurchase of Up
to 10 Percent of Issued Share Capital
|
Management
|
For
|
For
|
|
5c
|
Authorize Reissuance of
Repurchased Shares
|
Management
|
For
|
Against
|
|
|
|
CHINA COAL ENERGY
COMPANY LIMITED
Meeting Date: DEC 11, 2012
Record Date: NOV 09, 2012
Meeting Type: SPECIAL
|
|
Ticker: 01898
Security ID: Y1434L100
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Provision of
Guarantee by a Subsidiary of the Company
|
Management
|
For
|
Against
|
|
2
|
Amend Articles of
Association
|
Management
|
For
|
For
|
|
|
|
CHINA COAL ENERGY
COMPANY LIMITED
Meeting Date: FEB 01, 2013
Record Date: DEC 31, 2012
Meeting Type: SPECIAL
|
|
Ticker: 01898
Security ID: Y1434L100
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1a
|
Elect Li Yanjiang as
Non-Executive Director and Authorize the Remuneration Committee to Determine
His Remuneration
|
Management
|
For
|
For
|
|
1b
|
Elect Zhou Qinye as
Independent Non-Executive Director and Authorize the Remuneration Committee
to Determine His Remuneration
|
Management
|
For
|
For
|
|
|
|
CHINA COAL ENERGY
COMPANY LIMITED
Meeting Date: MAY 13, 2013
Record Date: APR 12, 2013
Meeting Type: ANNUAL
|
|
Ticker: 01898
Security ID: Y1434L100
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Report of the Board
of Directors
|
Management
|
For
|
For
|
|
2
|
Accept Report of the
Supervisory Committee
|
Management
|
For
|
For
|
|
3
|
Accept Financial Statements
and Statutory Reports
|
Management
|
For
|
For
|
|
4
|
Approve Profit Distribution
Plan for the Year 2012
|
Management
|
For
|
For
|
|
5
|
Approve Capital Expenditure
Budget for the Year 2013
|
Management
|
For
|
For
|
|
6
|
Appoint
PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Domestic Auditors
and PricewaterhouseCoopers, Certified Public Accountants as International
Auditors and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
|
7
|
Approve Emoluments of
Directors and Supervisors
|
Management
|
For
|
For
|
|
|
|
CHINA CONSTRUCTION BANK
CORPORATION
Meeting Date: JUN 06, 2013
Record Date: MAY 06, 2013
Meeting Type: ANNUAL
|
|
Ticker: 00939
Security ID: Y1397N101
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve 2012 Report of
Board of Directors
|
Management
|
For
|
For
|
|
2
|
Approve 2012 Report of
Board of Supervisors
|
Management
|
For
|
For
|
|
3
|
Approve 2012 Final
Financial Accounts
|
Management
|
For
|
For
|
|
4
|
Approve 2012 Profit
Distribution Plan
|
Management
|
For
|
For
|
|
5
|
Approve Budget of 2013
Fixed Assets Investment
|
Management
|
For
|
For
|
|
6
|
Appoint Auditors
|
Management
|
For
|
For
|
|
7a
|
Elect Zhang Jianguo as
Director
|
Management
|
For
|
For
|
|
7b
|
Elect Zhao Xijun as
Director
|
Management
|
For
|
For
|
|
7c
|
Elect Chen Yuanling as
Director
|
Management
|
For
|
For
|
|
7d
|
Elect Zhu Hongbo as
Director
|
Management
|
For
|
For
|
|
7e
|
Elect Hu Zheyi as Director
|
Management
|
For
|
For
|
|
7f
|
Elect Chung Shui Ming
Timpson as Director
|
Management
|
For
|
Against
|
|
7g
|
Elect Margaret Leung Ko May
Yee as Director
|
Management
|
For
|
For
|
|
7h
|
Elect Wim Kok as Director
|
Management
|
For
|
For
|
|
7i
|
Elect Murray Horn as
Director
|
Management
|
For
|
For
|
|
7j
|
Elect Xu Tie as Director
|
Management
|
For
|
For
|
|
7k
|
Elect Qi Shouyin as
Director
|
Management
|
For
|
For
|
|
7l
|
Approve Terms of Office of
Proposed Directors
|
Management
|
For
|
For
|
|
8a
|
Elect Zhang Furong as
Shareholder Representative Supervisor
|
Management
|
For
|
For
|
|
8b
|
Elect Liu Jin as Shareholder
Representative Supervisor
|
Management
|
For
|
For
|
|
8c
|
Elect Li Xiaoling as
Shareholder Representative Supervisor
|
Management
|
For
|
For
|
|
8d
|
Elect Bai Jianjun as
External Supervisor
|
Management
|
For
|
For
|
|
8e
|
Elect Wang Xinmin as
External Supervisor
|
Shareholder
|
None
|
For
|
|
9
|
Approve Issuance of
Write-Down Type Eligible Capital Instruments
|
Management
|
For
|
For
|
|
10
|
Approve Revisions to the
Article of Association
|
Management
|
For
|
For
|
|
|
|
CHINA FOODS LTD.
Meeting Date: JUN 04, 2013
Record Date: MAY 31, 2013
Meeting Type: ANNUAL
|
|
Ticker: 00506
Security ID: G2154F109
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Financial Statements
and Statutory Reports
|
Management
|
For
|
For
|
|
2
|
Elect Luan Xiuju as
Director
|
Management
|
For
|
For
|
|
3
|
Elect Ma Jianping as
Director
|
Management
|
For
|
For
|
|
4
|
Elect Wu Wenting as
Director
|
Management
|
For
|
For
|
|
5
|
Elect Paul Kenneth Etchells
as Director
|
Management
|
For
|
For
|
|
6
|
Elect Yu Xubo as Director
|
Management
|
For
|
For
|
|
7
|
Authorize Board to Fix
Directors' Remuneration
|
Management
|
For
|
For
|
|
8
|
Reappoint Ernst & Young
as Auditors and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
|
9
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
10
|
Authorize Repurchase of Up
to 10 Percent of Issued Share Capital
|
Management
|
For
|
For
|
|
11
|
Authorize Reissuance of
Repurchased Shares
|
Management
|
For
|
Against
|
|
|
|
CHINA LIFE INSURANCE CO.
LIMITED
Meeting Date: JUL 10, 2012
Record Date: JUN 08, 2012
Meeting Type: SPECIAL
|
|
Ticker: 02628
Security ID: Y1477R204
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Elect Yang Mingsheng as
Executive Director
|
Management
|
For
|
For
|
|
2
|
Elect Wan Feng as Executive
Director
|
Management
|
For
|
For
|
|
3
|
Elect Lin Dairen as
Executive Director
|
Management
|
For
|
For
|
|
4
|
Elect Liu Yingqi as
Executive Director
|
Management
|
For
|
For
|
|
5
|
Elect Miao Jianmin as
Non-Executive Director
|
Management
|
For
|
For
|
|
6
|
Elect Zhang Xiangxian as Non-Executive
Director
|
Management
|
For
|
For
|
|
7
|
Elect Wang Sidong as
Non-Executive Director
|
Management
|
For
|
For
|
|
8
|
Elect Sun Changji as
Independent Non-Executive Director
|
Management
|
For
|
For
|
|
9
|
Elect Bruce Douglas Moore
as Independent Non-Executive Director
|
Management
|
For
|
For
|
|
10
|
Elect Anthony Francis Neoh
as Independent Non-Executive Director
|
Management
|
For
|
For
|
|
11
|
Elect Xia Zhihua as
Shareholder Representative Supervisor
|
Management
|
For
|
For
|
|
12
|
Elect Shi Xiangming as
Shareholder Representative Supervisor
|
Management
|
For
|
For
|
|
13
|
Elect Tang Jianbang as
Independent Non-Executive Director
|
Shareholder
|
For
|
For
|
|
14
|
Elect Luo Zhongmin as
External Supervisor
|
Shareholder
|
For
|
For
|
|
|
|
CHINA LIFE INSURANCE CO.
LIMITED
Meeting Date: FEB 19, 2013
Record Date: JAN 18, 2013
Meeting Type: SPECIAL
|
|
Ticker: 02628
Security ID: Y1477R204
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Auditors and
Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
|
2
|
Amend Articles of
Association of the Company
|
Management
|
For
|
For
|
|
3
|
Amend Procedural Rules for
the Board of Directors Meetings
|
Management
|
For
|
For
|
|
|
|
CHINA LIFE INSURANCE CO.
LIMITED
Meeting Date: JUN 05, 2013
Record Date: MAY 03, 2013
Meeting Type: ANNUAL
|
|
Ticker: 02628
Security ID: Y1477R204
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Report of Board of
Directors
|
Management
|
For
|
For
|
|
2
|
Approve Report of
Supervisory Committee
|
Management
|
For
|
For
|
|
3
|
Approve Financial Report
|
Management
|
For
|
For
|
|
4
|
Approve Profit Distribution
Plan
|
Management
|
For
|
For
|
|
5
|
Approve Remuneration of
Directors and Supervisors
|
Management
|
For
|
For
|
|
6
|
Approve Remuneration of
Auditors for the Year 2012
|
Management
|
For
|
For
|
|
7
|
Approve Appointment of
Auditors for the Year 2013
|
Management
|
For
|
For
|
|
8
|
Approve Cap Amounts in
Respect of the Framework Agreement with China Guangfa Bank Co. Ltd.
|
Management
|
For
|
For
|
|
9
|
Amend Articles of
Association
|
Management
|
For
|
For
|
|
|
|
CHINA MOBILE LIMITED
Meeting Date: MAY 30, 2013
Record Date: MAY 23, 2013
Meeting Type: ANNUAL
|
|
Ticker: 00941
Security ID: Y14965100
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Financial Statements
and Statutory Reports
|
Management
|
For
|
For
|
|
2
|
Declare Final Dividend
|
Management
|
For
|
For
|
|
3a
|
Elect Li Yue as Director
|
Management
|
For
|
For
|
|
3b
|
Elect Xue Taohai as
Director
|
Management
|
For
|
For
|
|
3c
|
Elect Huang Wenlin as
Director
|
Management
|
For
|
For
|
|
4
|
Appoint
PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian CPAs Limited as
Auditors of the Company and its Subsidiaries for Hong Kong Financial
Reporting and U.S. Financial Reporting, Respectively
and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
|
5
|
Authorize Repurchase of Up
to 10 Percent of Issued Share Capital
|
Management
|
For
|
For
|
|
6
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
7
|
Authorize Reissuance of
Repurchased Shares
|
Management
|
For
|
Against
|
|
|
|
CHINA NATIONAL BUILDING
MATERIAL CO., LTD.
Meeting Date: SEP 10, 2012
Record Date: AUG 10, 2012
Meeting Type: SPECIAL
|
|
Ticker: 03323
Security ID: Y15045100
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Extension of
Validity Period in Relation to A Share Issue
|
Management
|
For
|
For
|
|
2
|
Authorize Board to Deal
with Matters in Relation to the A Share Issue
|
Management
|
For
|
For
|
|
|
|
CHINA NATIONAL BUILDING
MATERIAL CO., LTD.
Meeting Date: SEP 10, 2012
Record Date: AUG 10, 2012
Meeting Type: SPECIAL
|
|
Ticker: 03323
Security ID: Y15045100
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Extension of
Validity Period of A Share Issue
|
Management
|
For
|
For
|
|
2
|
Authorize Board to Deal
with Matters in Relation to the A Share Issue
|
Management
|
For
|
For
|
|
|
|
CHINA NATIONAL BUILDING
MATERIAL CO., LTD.
Meeting Date: MAY 23, 2013
Record Date: APR 22, 2013
Meeting Type: ANNUAL
|
|
Ticker: 03323
Security ID: Y15045100
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Report of the Board
of Directors
|
Management
|
For
|
For
|
|
2
|
Accept Report of the
Supervisory Committee
|
Management
|
For
|
For
|
|
3
|
Accept Financial Statements
and Statutory Reports
|
Management
|
For
|
For
|
|
4
|
Approve Profit Distribution
Plan and Distribution of Final Dividend
|
Management
|
For
|
For
|
|
5
|
Authorize Board to Deal
with Matters in Relation to the Distribution of Interim Dividend for the Year
2013
|
Management
|
For
|
For
|
|
6
|
Appoint Baker Tilly China
Certified Public Accountants and Baker Tilly Hong Kong Limited as Domestic
and International Auditors, Respectively, and Authorize Board to Fix Their
Remuneration
|
Management
|
For
|
For
|
|
7
|
Approve Proposal to Cease
the Payment of Remuneration to Directors and Supervisors Effective From Nov.
2012
|
Management
|
For
|
For
|
|
8
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
9
|
Approve Issuance of Debt
Financing Instruments
|
Management
|
For
|
Against
|
|
|
|
CHINA NATIONAL MATERIALS
CO., LTD.
Meeting Date: SEP 25, 2012
Record Date: AUG 24, 2012
Meeting Type: SPECIAL
|
|
Ticker: 01893
Security ID: Y15048104
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Issuance of
Short-Term Financing Bonds
|
Management
|
For
|
For
|
|
|
|
CHINA PETROLEUM &
CHEMICAL CORP.
Meeting Date: OCT 16, 2012
Record Date: SEP 07, 2012
Meeting Type: SPECIAL
|
|
Ticker: 00386
Security ID: Y15010104
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Connected
Transaction with a Related Party
|
Management
|
For
|
Abstain
|
|
2
|
Approve Zhong Ke Guangdong
Refinery Integration Project
|
Management
|
For
|
For
|
|
3
|
Amend Articles of
Association
|
Management
|
For
|
For
|
|
|
|
CHINA PETROLEUM &
CHEMICAL CORP.
Meeting Date: MAY 29, 2013
Record Date: APR 26, 2013
Meeting Type: ANNUAL
|
|
Ticker: 00386
Security ID: Y15010104
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Report of the Board
of Directors
|
Management
|
For
|
For
|
|
2
|
Approve Report of
Supervisors
|
Management
|
For
|
For
|
|
3
|
Accept Financial Statements
and Statutory Reports
|
Management
|
For
|
For
|
|
4
|
Approve Interim Profit
Distribution Plan for the Year 2013
|
Management
|
For
|
For
|
|
5
|
Appoint PricewaterhouseCoopers
and PricewaterhouseCoopers Zhong Tian CPA's Limited Company as Exteral
Auditors and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
|
6
|
Approve Profit Distribution
Plan for the Year Ended Dec. 31, 2012
|
Management
|
For
|
For
|
|
7
|
Amend Articles of
Association
|
Management
|
For
|
For
|
|
8
|
Approve Extension of
Validity Period of the Resolution in Relation to the Issuance of A Share
Convertible Corporate Bonds and Other Related Matters
|
Management
|
For
|
For
|
|
9
|
Authorize Board to
Determine the Proposed Pan for the Issuance of Debt Financing Instruments
|
Management
|
For
|
Against
|
|
10
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
|
|
CHINA PETROLEUM &
CHEMICAL CORP.
Meeting Date: MAY 29, 2013
Record Date: APR 26, 2013
Meeting Type: SPECIAL
|
|
Ticker: 00386
Security ID: Y15010104
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Profit Distribution
Proposal for the Year 2012
|
Management
|
For
|
For
|
|
|
|
CHINA RESOURCES
ENTERPRISES, LTD.
Meeting Date: MAY 24, 2013
Record Date: MAY 16, 2013
Meeting Type: ANNUAL
|
|
Ticker: 00291
Security ID: Y15037107
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Financial Statements
and Statutory Reports
|
Management
|
For
|
For
|
|
2
|
Declare Final Dividend
|
Management
|
For
|
For
|
|
3a
|
Elect Chen Lang as Director
|
Management
|
For
|
For
|
|
3b
|
Elect Hong Jie as Director
|
Management
|
For
|
For
|
|
3c
|
Elect Liu Hongji as
Director
|
Management
|
For
|
For
|
|
3d
|
Elect Lai Ni Hium, Frank as
Director
|
Management
|
For
|
For
|
|
3e
|
Elect Du Wenmin as Director
|
Management
|
For
|
Against
|
|
3f
|
Elect Yan Biao as Director
|
Management
|
For
|
For
|
|
3g
|
Elect Wei Bin as Director
|
Management
|
For
|
Against
|
|
3h
|
Elect Huang Daoguo as
Director
|
Management
|
For
|
For
|
|
3i
|
Elect Chen Ying as Director
|
Management
|
For
|
Against
|
|
3j
|
Approve Remuneration of
Directors
|
Management
|
For
|
For
|
|
4
|
Reappoint
PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their
Remuneration
|
Management
|
For
|
For
|
|
5
|
Authorize Repurchase of Up
to 10 Percent of Issued Share Capital
|
Management
|
For
|
For
|
|
6
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
7
|
Authorize Reissuance of
Repurchased Shares
|
Management
|
For
|
Against
|
|
|
|
CHINA SHENHUA ENERGY
CO., LTD.
Meeting Date: SEP 14, 2012
Record Date: AUG 14, 2012
Meeting Type: SPECIAL
|
|
Ticker: 01088
Security ID: Y1504C113
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Issuance of Debt
Financing Instruments of the Company
|
Management
|
For
|
Against
|
|
|
|
CHINA SHENHUA ENERGY
CO., LTD.
Meeting Date: JUN 21, 2013
Record Date: MAY 20, 2013
Meeting Type: SPECIAL
|
|
Ticker: 01088
Security ID: Y1504C113
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Authorize Repurchase of Up
to 10 Percent of Issued Share Capital
|
Management
|
For
|
For
|
|
|
|
CHINA SHENHUA ENERGY
CO., LTD.
Meeting Date: JUN 21, 2013
Record Date: MAY 20, 2013
Meeting Type: ANNUAL
|
|
Ticker: 01088
Security ID: Y1504C113
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Report of the Board
of Directors
|
Management
|
For
|
For
|
|
2
|
Accept Report of the Board
of Supervisors
|
Management
|
For
|
For
|
|
3
|
Accept Audited Financial
Statements
|
Management
|
For
|
For
|
|
4
|
Approve Profit Distribution
Plan and Declare Final Dividend
|
Management
|
For
|
For
|
|
5
|
Approve Remuneration of
Directors and Supervisors
|
Management
|
For
|
For
|
|
6
|
Appoint Deloitte Touche
Tohmatsu and Deloitte Touche Tohmatsu CPA Ltd. as International and PRC
Auditors, Respectively, and Authorize A Committee to Fix Their Remuneration
|
Management
|
For
|
For
|
|
7
|
Approve Revision of Annual
Cap Under the Current Mutual Coal Supply Agreement
|
Management
|
For
|
For
|
|
8
|
Approve Supplementary
Agreement to the Current Financial Services Agreement and Revision of Certain
Annual Caps
|
Management
|
For
|
Against
|
|
9
|
Approve Mutual Coal Supply
Agreement and the Proposed Annual Caps
|
Management
|
For
|
For
|
|
10
|
Approve Mutual Supplies and
Services Agreement and the Proposed Annual Caps
|
Management
|
For
|
For
|
|
11
|
Approve Financial Services
Agreement and the Proposed Annual Caps
|
Management
|
For
|
Against
|
|
12
|
Approve Change of Use of a
Portion of Proceeds from the A Share Offering
|
Management
|
For
|
For
|
|
13
|
Amend Articles of
Association
|
Management
|
For
|
For
|
|
14
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
15
|
Authorize Repurchase of Up
to Ten Percent of Issued Share Capital
|
Management
|
For
|
For
|
|
|
|
CHINA SHIPPING
DEVELOPMENT CO., LTD.
Meeting Date: MAY 29, 2013
Record Date: APR 26, 2013
Meeting Type: ANNUAL
|
|
Ticker: 01138
Security ID: Y1503Y108
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve 2012 Audited Financial
Statements
|
Management
|
For
|
For
|
|
2
|
Approve 2012 Report of the
Board of Directors
|
Management
|
For
|
For
|
|
3
|
Approve 2012 Report of the
Supervisory Committee
|
Management
|
For
|
For
|
|
4
|
Approve the Duty
Performance Report of the Independent Non-executive Directors in 2012
|
Management
|
For
|
For
|
|
5
|
Approve 2012 Annual Report
|
Management
|
For
|
For
|
|
6
|
Elect Han Jun as Director
|
Management
|
For
|
For
|
|
7
|
Elect Chen Jihong as
Supervisor
|
Management
|
For
|
For
|
|
8
|
Approve Remuneration of
Directors, Supervisors, and Senior Management of the Company
|
Management
|
For
|
For
|
|
9
|
Reappoint Baker Tilly China
Certified Public Accountants and Baker Tilly Hong Kong Limited Certified
Public Accountants as the Domestic and International Auditors and Authorize
Board to Fix Their Remuneration
|
Management
|
For
|
For
|
|
10
|
Consider and Resolve Not to
Declare a Final Dividend for the Year 2012
|
Management
|
For
|
For
|
|
11
|
Amend Articles of
Association
|
Management
|
For
|
For
|
|
12a
|
Approve First LNG Agreement
and Related Transactions
|
Management
|
For
|
For
|
|
12b
|
Approve Second LNG
Agreement and Related Transactions
|
Management
|
For
|
For
|
|
12c
|
Approve Third LNG Agreement
and Related Transactions
|
Management
|
For
|
For
|
|
12d
|
Approve Fourth LNG
Agreement and Related Transactions
|
Management
|
For
|
For
|
|
12e
|
Approve Fifth LNG Agreement
and Related Transactions
|
Management
|
For
|
For
|
|
12f
|
Approve Sixth LNG Agreement
and Related Transactions
|
Management
|
For
|
For
|
|
12g
|
Approve Vessel Sponsors'
Undertakings
|
Management
|
For
|
For
|
|
13a
|
Approve Shell Guarantee
Letter and Related Transactions
|
Management
|
For
|
For
|
|
13b
|
Approve BP Guarantee Letter
and Related Transactions
|
Management
|
For
|
For
|
|
14
|
Elect Su Min as Director
|
Management
|
For
|
For
|
|
15
|
Elect Huang Xiaowen as
Director
|
Management
|
For
|
For
|
|
16
|
Elect Lin Junlai as
Director
|
Management
|
For
|
For
|
|
|
|
CHINA SHIPPING
DEVELOPMENT CO., LTD. (FRMRL. SHANGHAI HAI XING)
Meeting Date: DEC 18, 2012
Record Date: NOV 16, 2012
Meeting Type: SPECIAL
|
|
Ticker: 01138
Security ID: Y1503Y108
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve New Financial
Services Framework Agreement and Related Annual Caps
|
Management
|
For
|
Against
|
|
2
|
Approve New Services
Agreement and Related Annual Caps
|
Management
|
For
|
For
|
|
3
|
Elect Ding Nong as Director
and Approve His Service Contact
|
Management
|
For
|
For
|
|
|
|
CHINA TELECOM
CORPORATION LTD
Meeting Date: OCT 16, 2012
Record Date: SEP 14, 2012
Meeting Type: SPECIAL
|
|
Ticker: 00728
Security ID: Y1505D102
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Acquisition
Agreement Between the Company and China Telecommunications Corporation and
Related Transactions
|
Management
|
For
|
For
|
|
2
|
Approve Engineering
Framework Agreement and Proposed Annual Caps
|
Management
|
For
|
For
|
|
3
|
Approve Ancillary Telecommunications
Services Framework Agreement and Proposed Annual Caps
|
Management
|
For
|
For
|
|
4
|
Elect Chen Liangxian as
Director and Authorize Board to Fix His Remuneration
|
Management
|
For
|
For
|
|
5
|
Elect Shao Chunbao as
Supervisor and Authorize Supervisory Committee to Fix His Remuneration
|
Management
|
For
|
For
|
|
6
|
Elect Hu Jing as Supervisor
and Authorize Supervisory Committee to Fix His Remuneration
|
Management
|
For
|
For
|
|
7a
|
Amend Articles Re: Business
Scope
|
Management
|
For
|
For
|
|
7b
|
Amend Articles Re:
Supervisory Committee Composition
|
Management
|
For
|
For
|
|
7c
|
Authorize Board to Do Such
Actions Necessary to Complete the Approval and/or Registration of the
Amendmentss to the Articles of Association
|
Management
|
For
|
For
|
|
|
|
CHINA TELECOM
CORPORATION LTD
Meeting Date: MAY 29, 2013
Record Date: APR 26, 2013
Meeting Type: ANNUAL
|
|
Ticker: 00728
Security ID: Y1505D102
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Financial Statements
and Statutory Reports
|
Management
|
For
|
For
|
|
2
|
Approve Profit Distribution
Proposal and the Declaration and Payment of a Final Dividend
|
Management
|
For
|
For
|
|
3
|
Appoint Deloitte Touche
Tohmatsu and Deloitte Touche Tohmatsu Certified Public Accountants LLP as
International Auditors and Domestic Auditors and Authorize Board to Fix Their
Remuneration
|
Management
|
For
|
For
|
|
4
|
Elect Xie Liang as Director
|
Management
|
For
|
For
|
|
5a
|
Approve General Mandate to
Issue Debentures
|
Management
|
For
|
Against
|
|
5b
|
Authorize Board to Do All
such Acts Necessary in Relation to the Issuance of Debentures
|
Management
|
For
|
Against
|
|
6a
|
Approve Issuance of Company
Bonds
|
Management
|
For
|
For
|
|
6b
|
Authorize Board to Do All
such Acts Necessary in Relation to the Issuance of Company Bonds
|
Management
|
For
|
For
|
|
7
|
Approve Issuance of Equity or
Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
8
|
Increase Registered Capital
of the Company and Amend Articles of Association
|
Management
|
For
|
Against
|
|
|
|
CHINA UNICOM (HONG KONG)
LTD
Meeting Date: DEC 21, 2012
Record Date: DEC 18, 2012
Meeting Type: SPECIAL
|
|
Ticker: 00762
Security ID: Y1519S111
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Transfer Agreement
and Related Transactions
|
Management
|
For
|
For
|
|
|
|
CHINA UNICOM (HONG KONG)
LTD
Meeting Date: MAY 21, 2013
Record Date: MAY 15, 2013
Meeting Type: ANNUAL
|
|
Ticker: 00762
Security ID: Y1519S111
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Financial Statements
and Statutory Reports
|
Management
|
For
|
For
|
|
2
|
Declare Final Dividend
|
Management
|
For
|
For
|
|
3a1
|
Elect Tong Jilu as Director
|
Management
|
For
|
For
|
|
3a2
|
Elect Li Fushen as Director
|
Management
|
For
|
For
|
|
3a3
|
Elect Cesareo Alierta Izuel
as Director
|
Management
|
For
|
Against
|
|
3a4
|
Elect Cai Hongbin as
Director
|
Management
|
For
|
For
|
|
3a5
|
Elect Law Fan Chiu Fun
Fanny as Director
|
Management
|
For
|
For
|
|
3b
|
Authorize Board to Fix
Remuneration of Directors
|
Management
|
For
|
For
|
|
4
|
Appoint KPMG as Auditors
and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
|
5
|
Authorize Repurchase of Up
to 10 Percent of Issued Share Capital
|
Management
|
For
|
For
|
|
6
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
7
|
Authorize Reissuance of Repurchased
Shares
|
Management
|
For
|
Against
|
|
|
|
CHONGQING CHANGAN
AUTOMOBILE CO., LTD.
Meeting Date: AUG 28, 2012
Record Date: AUG 21, 2012
Meeting Type: SPECIAL
|
|
Ticker: 000625
Security ID: Y1583S104
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Amendments to
Articles of Association
|
Management
|
For
|
For
|
|
2
|
Approve to Appoint 2012
Audit Firm
|
Management
|
For
|
For
|
|
|
|
CHONGQING CHANGAN
AUTOMOBILE CO., LTD.
Meeting Date: DEC 26, 2012
Record Date: DEC 19, 2012
Meeting Type: SPECIAL
|
|
Ticker: 000625
Security ID: Y1583S104
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve to Acquire 50%
Equity of Changan PSA Automobiles Co., Ltd
|
Management
|
For
|
For
|
|
2
|
Approve to Appoint the Internal
Control Audit Firm
|
Management
|
For
|
For
|
|
|
|
CHONGQING CHANGAN
AUTOMOBILE CO., LTD.
Meeting Date: MAY 21, 2013
Record Date: MAY 14, 2013
Meeting Type: ANNUAL
|
|
Ticker: 000625
Security ID: Y1583S104
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Report of the Board
of Directors
|
Management
|
For
|
For
|
|
2
|
Approve Report of the Board
of Supervisors
|
Management
|
For
|
For
|
|
3
|
Approve Annual Report and
Summary
|
Management
|
For
|
For
|
|
4
|
Approve Financial
Statements and Financial Budget Report
|
Management
|
For
|
For
|
|
5
|
Approve Allocation of
Income
|
Management
|
For
|
For
|
|
6
|
Approve 2013 Estimated
Related-party Transaction
|
Management
|
For
|
For
|
|
7
|
Approve to Re-sign the
Technology Licensing and Production Cooperation Framework Agreement
|
Management
|
For
|
For
|
|
8
|
Approve to Sign the
Financial Service Agreement with Ordnance Equipment Group Finance Company
|
Management
|
For
|
Against
|
|
9
|
Approve 2013 Investment
Plan
|
Management
|
For
|
For
|
|
10
|
Approve 2013 Financing Plan
|
Management
|
For
|
For
|
|
11
|
Approve to Appoint 2013
Auditor
|
Management
|
For
|
For
|
|
12
|
Approve to Appoint Internal
Auditor
|
Management
|
For
|
For
|
|
13
|
Elect Supervisor Xie
Shikang
|
Management
|
For
|
For
|
|
14
|
Approve Hierarchical
Authorization Management System of Non-operational Business Service
|
Management
|
For
|
For
|
|
15
|
Approve Amendments to
Articles of Association
|
Management
|
For
|
For
|
|
|
|
CNOOC LTD.
Meeting Date: AUG 21, 2012
Record Date: AUG 16, 2012
Meeting Type: SPECIAL
|
|
Ticker: 00883
Security ID: Y1662W117
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Coalbed Methane
Resources Exploration and Development Cooperation Agreement and Related
Transactions
|
Management
|
For
|
For
|
|
|
|
CNOOC LTD.
Meeting Date: NOV 21, 2012
Record Date: NOV 16, 2012
Meeting Type: SPECIAL
|
|
Ticker: 00883
Security ID: Y1662W117
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Non-exempt Revised
Caps for Relevant Categories of the Continuing Connected Transactions in
Respect of 2012 and 2013
|
Management
|
For
|
For
|
|
|
|
CNOOC LTD.
Meeting Date: MAY 24, 2013
Record Date: MAY 16, 2013
Meeting Type: ANNUAL
|
|
Ticker: 00883
Security ID: Y1662W117
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1a
|
Approve Audited Accounts
with Director's Report and Auditors' Report
|
Management
|
For
|
For
|
|
1b
|
Declare Final Dividend
|
Management
|
For
|
For
|
|
1c
|
Elect Yang Hua as Director
|
Management
|
For
|
For
|
|
1d
|
Elect Zhou Shouwei as
Director
|
Management
|
For
|
For
|
|
1e
|
Elect Chiu Sung Hong as
Director
|
Management
|
For
|
For
|
|
1f
|
Authorize the Board to Fix
Remuneration of Directors
|
Management
|
For
|
For
|
|
1g
|
Appoint Deloitte Touche
Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
|
2a
|
Authorize Repurchase of Up
to 10 Percent of Issued Share Capital
|
Management
|
For
|
For
|
|
2b
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
2c
|
Authorize Reissuance of
Repurchased Shares
|
Management
|
For
|
Against
|
|
|
|
COSCO PACIFIC LIMITED
Meeting Date: NOV 29, 2012
Record Date:
Meeting Type: SPECIAL
|
|
Ticker: 01199
Security ID: G2442N104
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Finance Leasing
Master Agreement and Related Transactions
|
Management
|
For
|
For
|
|
2
|
Approve COSCO Shipping
Services and Terminal Services Master Agreement and Related Transactions
|
Management
|
For
|
For
|
|
3
|
Approve China COSCO
Shipping Services and Terminal Services Master Agreement and Related Transactions
|
Management
|
For
|
For
|
|
4
|
Approve APM Shipping
Services Master Agreement and Related Transactions
|
Management
|
For
|
For
|
|
5
|
Approve Florens-APM
Container Purchasing and Related Services Master Agreement and Related
Transactions
|
Management
|
For
|
For
|
|
6
|
Approve Nansha Container
Terminal Services Master Agreement and Related Transactions
|
Management
|
For
|
For
|
|
7
|
Approve Yangzhou Terminal
Services Master Agreement and Related Transactions
|
Management
|
For
|
For
|
|
|
|
COSCO PACIFIC LIMITED
Meeting Date: MAY 23, 2013
Record Date: MAY 20, 2013
Meeting Type: ANNUAL
|
|
Ticker: 01199
Security ID: G2442N104
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Financial Statements
and Statutory Reports
|
Management
|
For
|
For
|
|
2
|
Declare Final Dividend
|
Management
|
For
|
For
|
|
3a1
|
Elect Feng Jinhua as
Director
|
Management
|
For
|
Against
|
|
3a2
|
Elect Wang Haimin as
Director
|
Management
|
For
|
Against
|
|
3a3
|
Elect Tang Runjiang as
Director
|
Management
|
For
|
Against
|
|
3a4
|
Elect Wong Tin Yau, Kelvin
as Director
|
Management
|
For
|
Against
|
|
3a5
|
Elect Qiu Jinguang as
Director
|
Management
|
For
|
Against
|
|
3a6
|
Elect Ip Sing Chi as
Director
|
Management
|
For
|
Against
|
|
3b
|
Authorize the Board to Fix
Remuneration of Directors
|
Management
|
For
|
For
|
|
4
|
Reappoint PricewaterhouseCoopers
as Auditors and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
|
5a
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
5b
|
Authorize Repurchase of Up
to 10 Percent of Issued Share Capital
|
Management
|
For
|
For
|
|
5c
|
Authorize Reissuance of
Repurchased Shares
|
Management
|
For
|
Against
|
|
|
|
COSCO PACIFIC LIMITED
Meeting Date: JUN 13, 2013
Record Date:
Meeting Type: SPECIAL
|
|
Ticker: 01199
Security ID: G2442N104
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Sale and Purchase
Agreement between the Company, Long Honour Investments Limited and COSCO
(Hong Kong) Group Limited
|
Management
|
For
|
For
|
|
|
|
DAH CHONG HONG HOLDINGS
LTD
Meeting Date: MAY 13, 2013
Record Date: MAY 08, 2013
Meeting Type: ANNUAL
|
|
Ticker: 01828
Security ID: Y19197105
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Financial Statements
and Statutory Reports
|
Management
|
For
|
For
|
|
2
|
Declare Final Dividend
|
Management
|
For
|
For
|
|
3a
|
Elect Glenn Robert Sturrock
Smith as Director
|
Management
|
For
|
For
|
|
3b
|
Elect Wai King Fai, Francis
as Director
|
Management
|
For
|
For
|
|
3c
|
Elect Kwok Man Leung as
Director
|
Management
|
For
|
For
|
|
3d
|
Elect Cheung Kin Piu
Valiant as Director
|
Management
|
For
|
For
|
|
3e
|
Elect Chan Kay Cheung as
Director
|
Management
|
For
|
For
|
|
4
|
Reappoint KPMG as Auditors
and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
|
5
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
6
|
Authorize Repurchase of Up
to 10 Percent of Issued Share Capital
|
Management
|
For
|
For
|
|
7
|
Authorize Reissuance of
Repurchased Shares
|
Management
|
For
|
Against
|
|
|
|
DAIRY FARM INTERNATIONAL
Meeting Date: MAY 15, 2013
Record Date:
Meeting Type: ANNUAL
|
|
Ticker: D01
Security ID: G2624N153
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Financial
Statements and Statutory Reports and Declare Final Dividend
|
Management
|
For
|
For
|
|
2
|
Elect Graham Allan as
Director
|
Management
|
For
|
For
|
|
3
|
Reelect George Ho as
Director
|
Management
|
For
|
For
|
|
4
|
Reelect Michael Kok as
Director
|
Management
|
For
|
For
|
|
5
|
Elect Lord Sassoon as
Director
|
Management
|
For
|
For
|
|
6
|
Reelect Alec Tong as
Director
|
Management
|
For
|
For
|
|
7
|
Reelect Giles White as
Director
|
Management
|
For
|
For
|
|
8
|
Approve Remuneration of
Directors
|
Management
|
For
|
For
|
|
9
|
Approve Auditors and
Authorise Board to Fix Their Remuneration
|
Management
|
For
|
For
|
|
10
|
Approve Issuance of Equity
or Equity Linked Securities with or without Preemptive Rights
|
Management
|
For
|
For
|
|
11
|
Authorise Share Repurchase
Program
|
Management
|
For
|
For
|
|
|
|
DATANG INTERNATIONAL
POWER GENERATION CO. LTD
Meeting Date: AUG 20, 2012
Record Date: JUL 20, 2012
Meeting Type: SPECIAL
|
|
Ticker: 00991
Security ID: Y20020106
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1a
|
Approve Provision of
Guarantee to Pengshui Hydropower Development Co. Ltd
|
Management
|
For
|
For
|
|
1b
|
Approve Provision of
Guarantee to Xinyu Power Generation Co. Ltd
|
Management
|
For
|
For
|
|
2a
|
Elect Mi Dabin as Director
|
Management
|
For
|
For
|
|
2b
|
Approve Resignation of Su
Tiegang as Director
|
Management
|
For
|
For
|
|
3
|
Approve Entrusted Loan to
Datang Inner Mongolia Duolun Coal Chemical Company Limited
|
Management
|
For
|
For
|
|
|
|
DATANG INTERNATIONAL
POWER GENERATION CO. LTD
Meeting Date: OCT 25, 2012
Record Date: SEP 25, 2012
Meeting Type: SPECIAL
|
|
Ticker: 00991
Security ID: Y20020106
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1a
|
Approve Provision of
Guarantee to Liancheng Power Generation Company
|
Management
|
For
|
For
|
|
1b
|
Approve Provision of
Guarantee to Dalian Wind Power Company
|
Management
|
For
|
For
|
|
|
|
DATANG INTERNATIONAL
POWER GENERATION CO. LTD
Meeting Date: DEC 18, 2012
Record Date: NOV 16, 2012
Meeting Type: SPECIAL
|
|
Ticker: 00991
Security ID: Y20020106
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Provision of the
Entrusted Loan to Datang Inner Mongolia Duolun Coal
Chemical Company Limited
|
Management
|
For
|
For
|
|
2
|
Approve Provision of
Guarantee for the Financing of Ningxia Datang International Power Qingtongxia
Wind Power Ltd.
|
Management
|
For
|
For
|
|
|
|
DONGFANG ELECTRIC CORP.
LTD.
Meeting Date: DEC 14, 2012
Record Date: NOV 13, 2012
Meeting Type: SPECIAL
|
|
Ticker: 01072
Security ID: Y20958107
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve H Share
Appreciation Rights Scheme
|
Management
|
For
|
For
|
|
2
|
Authorize Board to Deal
with Relevant Matters Relating to the H Share Appreciation Rights Scheme
|
Management
|
For
|
For
|
|
3a
|
Amend Article 191 of
Articles of Association
|
Management
|
For
|
For
|
|
3b
|
Amend Article 198 of
Articles of Association
|
Management
|
For
|
For
|
|
3c
|
Amend Article 124 of
Articles of Association
|
Management
|
For
|
For
|
|
3d
|
Authorize Board to Deal
with Matters Relating to the Proposed Amendments to the Articles of
Association
|
Management
|
For
|
For
|
|
1
|
Approve Purchase of
Liability Insurance for Directors, Supervisors, and Senior Management of the
Company
|
Management
|
For
|
Against
|
|
|
|
DONGFANG ELECTRIC CORP.
LTD.
Meeting Date: MAY 24, 2013
Record Date: APR 23, 2013
Meeting Type: ANNUAL
|
|
Ticker: 01072
Security ID: Y20958107
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Report of the Board
of Directors
|
Management
|
For
|
For
|
|
2
|
Approve the Report of the
Supervisory Committee
|
Management
|
For
|
For
|
|
3
|
Approve Proposal for
Distribution of Profits after Tax including Declaration
of Final Dividend
|
Management
|
For
|
For
|
|
4
|
Approve Audited
Consolidated Financial Statements
|
Management
|
For
|
For
|
|
5
|
Reappoint ShineWing
Certified Public Accountants (Special General Partnership) as Auditors and
Authorize Board to Determine Their Remuneration
|
Management
|
For
|
For
|
|
1
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
|
|
DONGFENG MOTOR GROUP
COMPANY LTD
Meeting Date: JAN 23, 2013
Record Date: DEC 21, 2012
Meeting Type: SPECIAL
|
|
Ticker: 00489
Security ID: Y21042109
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Elect Ma Zhigeng as
Director and Accept Resignation of Zhou Wenjie as Director
|
Management
|
For
|
For
|
|
2
|
Approve Issue of Ultra
Short-Term Financing Bonds
|
Management
|
For
|
Against
|
|
|
|
DONGFENG MOTOR GROUP
COMPANY LTD
Meeting Date: JUN 21, 2013
Record Date: MAY 21, 2013
Meeting Type: ANNUAL
|
|
Ticker: 00489
Security ID: Y21042109
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Report of the Board
of Directors
|
Management
|
For
|
For
|
|
2
|
Accept Report of the
Supervisory Committee
|
Management
|
For
|
For
|
|
3
|
Accept Financial Statements
and Report of International Auditors
|
Management
|
For
|
For
|
|
4
|
Approve Profit Distribution
Proposal and Authorize Board to Deal with All Issues in Relation to
Distribution of Final Dividend
|
Management
|
For
|
For
|
|
5
|
Authorize Board to Deal
with All Issues in Relation to Distribution of Interim Dividend
|
Management
|
For
|
For
|
|
6
|
Reappoint Ernst & Young
as International Auditors and Ernst & Young Hua
Ming as PRC Auditors and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
|
7
|
Authorize Board to Fix
Remuneration of Directors and Supervisors
|
Management
|
For
|
For
|
|
8
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
|
|
ENN ENERGY HOLDINGS LTD.
Meeting Date: MAY 21, 2013
Record Date: MAY 15, 2013
Meeting Type: ANNUAL
|
|
Ticker: 02688
Security ID: G3066L101
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Financial Statements
and Statutory Reports
|
Management
|
For
|
For
|
|
2
|
Declare Final Dividend
|
Management
|
For
|
For
|
|
3a1
|
Elect Zhang Gang as
Director
|
Management
|
For
|
For
|
|
3a2
|
Elect Han Jishen as
Director
|
Management
|
For
|
For
|
|
3a3
|
Elect Lim Haw Kuang as
Director
|
Management
|
For
|
For
|
|
3a4
|
Elect Zhao Baoju as
Director
|
Management
|
For
|
Against
|
|
3a5
|
Elect Jin Yongsheng as
Director
|
Management
|
For
|
Against
|
|
3a6
|
Elect Cheung Yip Sang as
Director
|
Management
|
For
|
For
|
|
3a7
|
Elect Zhao Shengli as
Director
|
Management
|
For
|
Against
|
|
3a8
|
Elect Wang Dongzhi as
Director
|
Management
|
For
|
For
|
|
3b
|
Authorize Board to Fix the
Remuneration of Directors
|
Management
|
For
|
For
|
|
4
|
Reappoint Deloitte Touche
Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
|
5
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
6
|
Authorize Repurchase of Up
to 10 Percent of Issued Share Capital
|
Management
|
For
|
For
|
|
7
|
Authorize Reissuance of
Repurchased Shares
|
Management
|
For
|
Against
|
|
|
|
FOOK WOO GROUP HOLDINGS
LTD.
Meeting Date: JUN 21, 2013
Record Date: JUN 18, 2013
Meeting Type: ANNUAL
|
|
Ticker: 00923
Security ID: G3618A108
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Financial Statements
and Statutory Reports
|
Management
|
For
|
Against
|
|
2
|
Elect Suen Wing Yip as
Director
|
Management
|
For
|
For
|
|
3
|
Elect Lau Sai Cheong as
Director
|
Management
|
For
|
For
|
|
4
|
Elect Lai Hau Yin as
Director
|
Management
|
For
|
For
|
|
5
|
Elect To Chun Wai as
Director
|
Management
|
For
|
For
|
|
6
|
Elect Tsang On Yip, Patrick
as Director
|
Management
|
For
|
For
|
|
7
|
Elect Chung Wai Kwok, Jimmy
as Director
|
Management
|
For
|
Against
|
|
8
|
Elect Nguyen Van Tu, Peter
as Director
|
Management
|
For
|
For
|
|
9
|
Authorize Board to Fix the
Remuneration of Directors
|
Management
|
For
|
For
|
|
10
|
Appoint KPMG as Auditors
and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
Against
|
|
11
|
Authorize Repurchase of Up
to 10 Percent of Issued Capital
|
Management
|
For
|
For
|
|
12
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
13
|
Authorize Reissuance of
Repurchased Shares
|
Management
|
For
|
Against
|
|
|
|
FOOK WOO GROUP HOLDINGS
LTD.
Meeting Date: JUN 21, 2013
Record Date: JUN 18, 2013
Meeting Type: SPECIAL
|
|
Ticker: 00923
Security ID: G3618A108
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Change of Company
Name to Integrated Waste Solutions Group Holdings Limited and Adopt Chinese
Name
|
Management
|
For
|
For
|
|
|
|
GREAT WALL MOTOR CO.,
LTD.
Meeting Date: DEC 11, 2012
Record Date: NOV 09, 2012
Meeting Type: SPECIAL
|
|
Ticker: 02333
Security ID: Y2882P106
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Amend Articles of
Association of the Company
|
Management
|
For
|
For
|
|
|
|
GREAT WALL MOTOR CO.,
LTD.
Meeting Date: MAY 10, 2013
Record Date: APR 09, 2013
Meeting Type: ANNUAL
|
|
Ticker: 02333
Security ID: Y2882P106
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Audited Financial
Statements of the Company
|
Management
|
For
|
For
|
|
2
|
Approve Report of Directors
|
Management
|
For
|
For
|
|
3
|
Approve Profit Distribution
Proposal for the Year 2012
|
Management
|
For
|
For
|
|
4
|
Approve Annual Report and
Its Summary Report
|
Management
|
For
|
For
|
|
5
|
Approve Report of
Independent Directors
|
Management
|
For
|
For
|
|
6
|
Approve Report of
Supervisory Committee
|
Management
|
For
|
For
|
|
7
|
Approve Strategies of the
Company for the Year 2013
|
Management
|
For
|
For
|
|
8
|
Reappoint Deloitte Touche
Tohmatsu Certified Public Accountants LLP as Auditors and Authorize Board to
Fix Their Remuneration
|
Management
|
For
|
For
|
|
|
|
GREAT WALL MOTOR CO.,
LTD.
Meeting Date: JUN 26, 2013
Record Date: MAY 27, 2013
Meeting Type: SPECIAL
|
|
Ticker: 02333
Security ID: Y2882P106
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Absorption and
Merger of Baoding Xinchang Auto Parts Company Ltd., Baoding Great Wall Botai
Electrical Appliance Manufacturing Co. Ltd. and Baoding Xincheng Automotive
Development Co. Ltd.
|
Management
|
For
|
For
|
|
2
|
Approve Adjustment on the
Use of Proceeds and Reallocation of Remaining Proceeds from Certain Projects
to Other Projects of the Company
|
Management
|
For
|
For
|
|
|
|
GUANGZHOU AUTOMOBILE
GROUP CO., LTD.
Meeting Date: NOV 15, 2012
Record Date: OCT 15, 2012
Meeting Type: SPECIAL
|
|
Ticker: 02238
Security ID: Y2931M104
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Amend Articles of
Association of the Company
|
Management
|
For
|
For
|
|
2
|
Approve Absorption and
Merger of Guangzhou Auto Group Corporation
|
Management
|
For
|
For
|
|
3a
|
Approve Number of Bonds to
be Issued in Relation to the Public Issuance of Domestic Corporate Bonds
|
Shareholder
|
For
|
For
|
|
3b
|
Approve Term and Type of
Bonds in Relation to the Public Issuance of Domestic Corporate Bonds
|
Shareholder
|
For
|
For
|
|
3c
|
Approve Interest Rate and
its Method of Determination in Relation to the Public Issuance of Domestic
Corporate Bonds
|
Shareholder
|
For
|
For
|
|
3d
|
Approve Arrangement of
Guarantee in Relation to the Public Issuance of Domestic Corporate Bonds
|
Shareholder
|
For
|
For
|
|
3e
|
Approve Use of Proceeds in
Relation to the Public Issuance of Domestic Corporate Bonds
|
Shareholder
|
For
|
For
|
|
3f
|
Approve Subscription
Arrangement for Existing Shareholders in Relation to the Public Issuance of
Domestic Corporate Bonds
|
Shareholder
|
For
|
For
|
|
3g
|
Approve Method of Issuance
and Target Subscribers in Relation to the Public Issuance of Domestic
Corporate Bonds
|
Shareholder
|
For
|
For
|
|
3h
|
Approve Listing of Bonds in
Relation to the Public Issuance of Domestic Corporate Bonds
|
Shareholder
|
For
|
For
|
|
3i
|
Approve Term of Validity of
the Resolution Relating to the Public Issuance of Domestic Corporate Bonds
|
Shareholder
|
For
|
For
|
|
3j
|
Authorize Board and Persons
Authorized by the Board to Handle Matters Related to the Public Issuance of
Domestic Corporate Bonds
|
Shareholder
|
For
|
For
|
|
4
|
Approve Provision of
Guarantee by Guangzhou Automobile Industry Group Co., Ltd. in Relation to the
Issuance of the Domestic Corporate Bonds
|
Shareholder
|
For
|
For
|
|
5
|
Approve Dividend
Distribution Plan for Shareholders for 2012 to 2014
|
Management
|
For
|
For
|
|
|
|
GUANGZHOU AUTOMOBILE
GROUP CO., LTD.
Meeting Date: MAY 28, 2013
Record Date: APR 26, 2013
Meeting Type: ANNUAL
|
|
Ticker: 02238
Security ID: Y2931M104
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Report of the Board
of Directors
|
Management
|
For
|
For
|
|
2
|
Accept Report of the
Independent Directors
|
Management
|
For
|
For
|
|
3
|
Accept Report of the
Supervisory Committee
|
Management
|
For
|
For
|
|
4
|
Accept Financial Statements
and Statutory Reports
|
Management
|
For
|
For
|
|
5
|
Accept Annual Report 2012
|
Management
|
For
|
For
|
|
6
|
Approve Profit Distribution
Plan and the Proposed Distribution of Final Dividend
|
Management
|
For
|
For
|
|
7a
|
Appoint
PricewaterhouseCoopers as Hong Kong Auditors and Authorize Management to Fix
Their Remuneration
|
Management
|
For
|
For
|
|
7b
|
Appoint BDO China Shu Lun
Pan Certified Public Accountants LLP as PRC Auditors and Authorize Management
to Fix Their Remuneration
|
Management
|
For
|
For
|
|
8
|
Appoint BDO China Shu Lun
Pan Certified Public Accountants LLP as Internal Control Auditors and
Authorize Management to Fix Their Remuneration
|
Management
|
For
|
For
|
|
9
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
|
|
HOPEWELL HOLDINGS LTD.
Meeting Date: OCT 18, 2012
Record Date: OCT 10, 2012
Meeting Type: ANNUAL
|
|
Ticker: 00054
Security ID: Y37129163
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Financial Statements
and Statutory Reports
|
Management
|
For
|
For
|
|
2
|
Approve Final Dividend of
HK$0.54 Per Share
|
Management
|
For
|
For
|
|
3a1
|
Reelect Eddie Ping Chang Ho
as Director
|
Management
|
For
|
Against
|
|
3a2
|
Reelect Albert Kam Yin
Yeung as Director
|
Management
|
For
|
Against
|
|
3a3
|
Reelect Leo Kwok Kee Leung
as Director
|
Management
|
For
|
Against
|
|
3a4
|
Reelect Eddie Wing Chuen Ho
Junior as Director
|
Management
|
For
|
Against
|
|
3a5
|
Reelect Gordon Yen as
Director
|
Management
|
For
|
For
|
|
3b
|
Authorize Board to Fix
Remuneration of Directors
|
Management
|
For
|
For
|
|
4
|
Reappoint Deloitte Touche
Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
|
5a
|
Authorize Repurchase of Up
to 10 Percent of Issued Share Capital
|
Management
|
For
|
For
|
|
5b
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
5c
|
Authorize Reissuance of
Repurchased Shares
|
Management
|
For
|
Against
|
|
|
|
HOPEWELL HOLDINGS LTD.
Meeting Date: MAY 23, 2013
Record Date: MAY 20, 2013
Meeting Type: SPECIAL
|
|
Ticker: 00054
Security ID: Y37129163
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Proposed Spin-off
|
Management
|
For
|
For
|
|
2
|
Approve Adoption of Share
Option Scheme of Hopewell Hong Kong Properties Limited
|
Management
|
For
|
For
|
|
|
|
INDUSTRIAL AND
COMMERCIAL BANK OF CHINA LIMITED
Meeting Date: NOV 05, 2012
Record Date: SEP 28, 2012
Meeting Type: SPECIAL
|
|
Ticker: 01398
Security ID: Y3990B112
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Amend Articles of
Association
|
Management
|
For
|
For
|
|
2
|
Approve Capital Planning
for 2012-2014
|
Management
|
For
|
For
|
|
3
|
Appoint KPMG Huazhen as
Auditors and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
|
|
|
INDUSTRIAL AND
COMMERCIAL BANK OF CHINA LIMITED
Meeting Date: MAR 20, 2013
Record Date: FEB 15, 2013
Meeting Type: SPECIAL
|
|
Ticker: 01398
Security ID: Y3990B112
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Elect Malcolm Christopher
McCarthy as Independent Non-Executive Director
|
Management
|
For
|
For
|
|
2
|
Elect Kenneth Patrick Chung
as Independent Non-Executive Director
|
Management
|
For
|
For
|
|
3
|
Approve 2013 Fixed Assets
Investment Budget
|
Management
|
For
|
For
|
|
4
|
Approve Issue of Eligible
Tier-2 Capital Instruments
|
Management
|
For
|
For
|
|
|
|
INDUSTRIAL AND
COMMERCIAL BANK OF CHINA LIMITED
Meeting Date: JUN 07, 2013
Record Date: MAY 07, 2013
Meeting Type: ANNUAL
|
|
Ticker: 01398
Security ID: Y3990B112
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept 2012 Work Report of
Board of Directors
|
Management
|
For
|
For
|
|
2
|
Accept 2012 Work Report of
Board of Supervisors
|
Management
|
For
|
For
|
|
3
|
Accept Bank's 2012 Audited
Accounts
|
Management
|
For
|
For
|
|
4
|
Approve 2012 Profit
Distribution Plan
|
Management
|
For
|
For
|
|
5
|
Approve Proposal on
Launching the Engagement of Accounting Firm for 2013
|
Management
|
For
|
For
|
|
6
|
Elect Yi Huiman as Director
|
Shareholder
|
None
|
For
|
|
7
|
Elect Luo Xi as Director
|
Shareholder
|
None
|
For
|
|
8
|
Elect Liu Lixian as
Director
|
Shareholder
|
None
|
For
|
|
|
|
INNER MONGOLIA YITAI
COAL CO., LTD.
Meeting Date: OCT 15, 2012
Record Date: SEP 14, 2012
Meeting Type: SPECIAL
|
|
Ticker: 900948
Security ID: Y40848106
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Issuance of Medium
Term Notes
|
Management
|
For
|
For
|
|
2
|
Approve Modification of
Registered Capital
|
Management
|
For
|
For
|
|
3
|
Amend Articles of
Association
|
Management
|
For
|
For
|
|
4
|
Appoint Zhang Guisheng as
Supervisor
|
Management
|
For
|
For
|
|
5
|
Approve Adjustment to the
Annual Allowance of Independent Non-Executive Directors
|
Shareholder
|
For
|
For
|
|
6
|
Approve Adjustment to the
Annual Allowance of Independent Supervisors
|
Shareholder
|
For
|
For
|
|
|
|
INNER MONGOLIA YITAI
COAL CO., LTD.
Meeting Date: JUN 28, 2013
Record Date: JUN 14, 2013
Meeting Type: SPECIAL
|
|
Ticker: 900948
Security ID: Y40848106
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Payment of Cash
Dividends and the Bonus Shares Issue
|
Management
|
For
|
For
|
|
|
|
INNER MONGOLIA YITAI
COAL CO., LTD.
Meeting Date: JUN 28, 2013
Record Date: JUN 14, 2013
Meeting Type: ANNUAL
|
|
Ticker: 900948
Security ID: Y40848106
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Report of the Board
of Directors
|
Management
|
For
|
For
|
|
2
|
Approve Report of the
Supervisory Committee
|
Management
|
For
|
For
|
|
3
|
Approve Report of the
Independent Directors
|
Management
|
For
|
For
|
|
4
|
Approve Annual Report
|
Management
|
For
|
For
|
|
5
|
Approve Confirmation of the
Difference between Actual Amount and Estimates of Related Party Transactions
in the Ordinary Course of Business in 2012 and the Estimates for 2013 Related
Party Transactions in the Ordinary Course of
Business
|
Management
|
For
|
For
|
|
6
|
Reappoint Da Hua Certified
Public Accountants (Special General Partnership) and Ernst & Young as PRC
and International Auditors, Respectively, and to Authorize Management to Fix
Their Remuneration
|
Management
|
For
|
For
|
|
7
|
Reappoint Da Hua Certified
Public Accountants (Special General Partnership) as Internal Control Auditor
and Authorize Management to Fix Their Remuneration
|
Management
|
For
|
For
|
|
8
|
Approve Proposed Capital
Expenditure Plan
|
Management
|
For
|
For
|
|
9
|
Approve Proposed
Replacement of an Independent Non-Executive Director
|
Management
|
For
|
For
|
|
10
|
Approve Provision of
Guarantee to Subsidiary
|
Management
|
For
|
For
|
|
11
|
Approve Amendments to the
Articles of Association
|
Management
|
For
|
For
|
|
12
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
13
|
Approve Payment of Cash
Dividends and Bonus Shares Issue
|
Management
|
For
|
For
|
|
14
|
Approve Proposed Guarantee
to Inner Mongolia Yitai Chemical Co., Ltd.
|
Management
|
For
|
For
|
|
15
|
Approve Proposed Guarantee
to Xinjiang Energy Co., Ltd.
|
Management
|
For
|
For
|
|
|
|
JIANGLING MOTORS CORP.
LTD
Meeting Date: AUG 24, 2012
Record Date: AUG 21, 2012
Meeting Type: SPECIAL
|
|
Ticker: 000550
Security ID: Y4442C112
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Amend Articles of
Association
|
Management
|
For
|
For
|
|
|
|
JIANGLING MOTORS CORP.
LTD
Meeting Date: JUN 21, 2013
Record Date: JUN 18, 2013
Meeting Type: ANNUAL
|
|
Ticker: 000550
Security ID: Y4442C112
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Report of the Board
of Directors
|
Management
|
For
|
For
|
|
2
|
Approve Report of the Board
of Supervisors
|
Management
|
For
|
For
|
|
3
|
Approve Financial
Statements
|
Management
|
For
|
For
|
|
4
|
Approve Allocation of
Income
|
Management
|
For
|
For
|
|
5
|
Approve to Appoint
PricewaterhouseCoopers Certified Public Accountants as Internal Auditor with
No more than CNY 460,000 Audit Fee
|
Management
|
For
|
For
|
|
6
|
Elect Director Luo Lixiang
|
Shareholder
|
For
|
For
|
|
|
|
JIANGXI COPPER COMPANY
LTD.
Meeting Date: JUN 14, 2013
Record Date: MAY 10, 2013
Meeting Type: ANNUAL
|
|
Ticker: 00358
Security ID: Y4446C100
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Report of the Board
of Directors
|
Management
|
For
|
For
|
|
2
|
Approve Report of the
Supervisory Committee
|
Management
|
For
|
For
|
|
3
|
Approve Audited Financial
Statements and Auditors' Report
|
Management
|
For
|
For
|
|
4
|
Approve Profit Distribution
Proposal
|
Management
|
For
|
For
|
|
5
|
Approve Plan of Incentive
Award Fund Reserve for Senior Management for the Year of 2012 and Authorize
Two Directors of the Company to Form a Sub-Committee of the Directors
|
Management
|
For
|
For
|
|
6
|
Appoint Deloitte Touche
Tohmatsu Certified Public Accountants LLP (Special General Partnership) and
Deloitte Touche Tohmatsu as the Company's Domestic and Overseas Auditors and
Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
|
7a
|
Elect Long Ziping as
Director
|
Management
|
For
|
For
|
|
7b
|
Elect Liu Fangyun as
Director
|
Management
|
For
|
For
|
|
8
|
Authorize Board to Enter
into Service Contract and Letter of Appointment with Each of the Newly
Appointed Executive Directors
|
Management
|
For
|
For
|
|
9
|
Elect Hu Qingwen as
Supervisor
|
Management
|
For
|
For
|
|
10
|
Authorize the Supervisory
Committee to Enter into Service Contract and Letter of Appointment with Hu
Qingwen
|
Management
|
For
|
For
|
|
11
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
12
|
Approve Amendments to the
Articles of Association
|
Management
|
For
|
For
|
|
13
|
Approve Adoption of Jiangxi
Copper Company Limited - Dividend Distribution Policy and 3-year Plan For
Shareholder's Return
|
Management
|
For
|
For
|
|
|
|
MEDIATEK INC.
Meeting Date: OCT 12, 2012
Record Date: SEP 12, 2012
Meeting Type: SPECIAL
|
|
Ticker: 2454
Security ID: Y5945U103
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve the Issuance of New
Shares for the Merger of Mstar Semiconductor, Inc.
|
Management
|
For
|
For
|
|
2
|
Transact Other Business
(Non-Voting)
|
Management
|
None
|
None
|
|
|
|
MEDIATEK INC.
Meeting Date: JUN 21, 2013
Record Date: APR 22, 2013
Meeting Type: ANNUAL
|
|
Ticker: 2454
Security ID: Y5945U103
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Business Operations
Report and Financial Statements
|
Management
|
For
|
For
|
|
2
|
Approve Plan on Profit
Distribution
|
Management
|
For
|
For
|
|
3
|
Approve Amendments to the
Procedures for Lending Funds to Other Parties and Amendments to the
Procedures for Endorsement and Guarantees
|
Management
|
For
|
For
|
|
4
|
Approve Cash Dividend
Distribution from Capital Reserve
|
Management
|
For
|
For
|
|
5
|
Transact Other Business
(Non-Voting)
|
Management
|
None
|
None
|
|
|
|
NINE DRAGONS PAPER
(HOLDINGS) LTD.
Meeting Date: DEC 06, 2012
Record Date: DEC 03, 2012
Meeting Type: ANNUAL
|
|
Ticker: 02689
Security ID: G65318100
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Financial Statements
and Statutory Reports
|
Management
|
For
|
For
|
|
2
|
Approve Final Dividend
|
Management
|
For
|
For
|
|
3a1
|
Elect Zhang Cheng Fei as
Director
|
Management
|
For
|
For
|
|
3a2
|
Elect Lau Chun Shun as
Director
|
Management
|
For
|
For
|
|
3a3
|
Elect Chung Shui Ming,
Timpson as Director
|
Management
|
For
|
Against
|
|
3a4
|
Elect Cheng Chi Pang as
Director
|
Management
|
For
|
For
|
|
3b
|
Approve Remuneration of
Directors
|
Management
|
For
|
For
|
|
4
|
Approve Auditors and
Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
|
5a
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
5b
|
Authorize Repurchase of Up
to Ten Percent of Issued Share Capital
|
Management
|
For
|
For
|
|
5c
|
Authorize Reissuance of
Repurchased Shares
|
Management
|
For
|
Against
|
|
|
|
PEGATRON CORP.
Meeting Date: JUN 19, 2013
Record Date: APR 19, 2013
Meeting Type: ANNUAL
|
|
Ticker: 4938
Security ID: Y6784J100
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Business Operations
Report and Financial Statements
|
Management
|
For
|
For
|
|
2
|
Approve Plan on Profit
Distribution
|
Management
|
For
|
For
|
|
3
|
Approve Amendments to
Articles of Association
|
Management
|
For
|
For
|
|
4
|
Approve Amendment to Rules
and Procedures for Election of Directors and Supervisors
|
Management
|
For
|
For
|
|
5
|
Approve Amendments to
Procedures Governing the Acquisition or Disposal of Assets
|
Management
|
For
|
For
|
|
6
|
Approve Amendments to the
Procedures for Lending Funds to Other Parties and Amendments
to the Procedures for Endorsement and Guarantees
|
Management
|
For
|
For
|
|
7.1
|
Elect T.H. Tung with ID
No.U12068**** as Director
|
Management
|
For
|
For
|
|
7.2
|
Elect Ted Hsu with ID
No.Q12022**** as Director
|
Management
|
For
|
For
|
|
7.3
|
Elect Jason Cheng with ID
No.F12042**** as Director
|
Management
|
For
|
For
|
|
7.4
|
Elect K.C. Liu with ID
No.A10449**** as Director
|
Management
|
For
|
For
|
|
7.5
|
Elect C.I. Chia with ID No.J10056****
as Director
|
Management
|
For
|
For
|
|
7.6
|
Elect C.V. Chen with ID
No.A10074**** as Director
|
Management
|
For
|
For
|
|
7.7
|
Elect C.B. Chang with
Shareholder No.D10023**** as Independent Director
|
Management
|
For
|
For
|
|
7.8
|
Elect C. Lin with
Shareholder No.E10068**** as Independent Director
|
Management
|
For
|
For
|
|
7.9
|
Elect C.S. Yen with
Shareholder No.F10139**** as Independent Director
|
Management
|
For
|
For
|
|
8
|
Approve Release of
Restrictions of Competitive Activities of Newly Appointed Directors
|
Management
|
For
|
For
|
|
|
|
PETROCHINA COMPANY
LIMITED
Meeting Date: MAY 23, 2013
Record Date: APR 22, 2013
Meeting Type: ANNUAL
|
|
Ticker: 601857
Security ID: Y6883Q104
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Report of the Board
of Directors
|
Management
|
For
|
For
|
|
2
|
Accept Report of the
Supervisory Committee
|
Management
|
For
|
For
|
|
3
|
Accept Audited Financial
Statements
|
Management
|
For
|
For
|
|
4
|
Approve Final Dividend
|
Management
|
For
|
For
|
|
5
|
Authorize Board to
Determine Distribution of Interim Dividends
|
Management
|
For
|
For
|
|
6
|
Appoint KPMG Huazhen and
KPMG as Domestic and International Auditors, Respectively, and Authorize
Board to Fix Their Remuneration
|
Management
|
For
|
For
|
|
7a
|
Elect Li Qingyi as
Supervisor
|
Management
|
For
|
For
|
|
7b
|
Elect Fan Fuchun as
Supervisor
|
Management
|
For
|
For
|
|
8
|
Amend Articles of
Association of the Company
|
Management
|
For
|
For
|
|
9
|
Approve Issuance of Debt
Financing Instruments of Up to RMB 100 Billion
|
Management
|
For
|
For
|
|
10
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
For
|
|
|
|
REALTEK SEMICONDUCTOR
CORP.
Meeting Date: JUN 21, 2013
Record Date: APR 22, 2013
Meeting Type: ANNUAL
|
|
Ticker: 2379
Security ID: Y7220N101
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Business Operations
Report and Financial Statements
|
Management
|
For
|
For
|
|
2
|
Approve Plan on Profit
Distribution
|
Management
|
For
|
For
|
|
3
|
Approve the Issuance of New
Shares by Capitalization of Profit
|
Management
|
For
|
For
|
|
4
|
Approve Cash Dividend
Distribution from Capital Reserve
|
Management
|
For
|
For
|
|
5
|
Approve Amendments to the
Procedures for Lending Funds to Other Parties
|
Management
|
For
|
For
|
|
6
|
Approve Amendments to the
Procedures for Endorsement and Guarantees
|
Management
|
For
|
For
|
|
7
|
Approve Amendments to
Articles of Association
|
Management
|
For
|
For
|
|
8
|
Approve Release of
Restrictions of Competitive Activities of Directors
|
Management
|
For
|
For
|
|
9
|
Transact Other Business
(Non-Voting)
|
Management
|
None
|
None
|
|
|
|
SHANGHAI INDUSTRIAL
HOLDINGS LTD
Meeting Date: MAY 21, 2013
Record Date: MAY 16, 2013
Meeting Type: ANNUAL
|
|
Ticker: 00363
Security ID: Y7683K107
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Financial Statements
and Statutory Reports
|
Management
|
For
|
For
|
|
2
|
Declare Final Dividend
|
Management
|
For
|
For
|
|
3a
|
Elect Xu Bo as Director
|
Management
|
For
|
For
|
|
3b
|
Elect Qian Yi as Director
|
Management
|
For
|
For
|
|
3c
|
Elect Lo Ka Shui as
Director
|
Management
|
For
|
For
|
|
3d
|
Elect Woo Chia-Wei as
Director
|
Management
|
For
|
For
|
|
3e
|
Elect Cheng Hoi Chuen,
Vincent as Director
|
Management
|
For
|
For
|
|
3f
|
Authorize Board to Fix
Remuneration of Directors
|
Management
|
For
|
For
|
|
4
|
Reappoint Deloitte Touche
Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
|
5
|
Authorize Repurchase of Up
to 10 Percent of Issued Share Capital
|
Management
|
For
|
For
|
|
6
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
7
|
Authorize Reissuance of
Repurchased Shares
|
Management
|
For
|
Against
|
|
|
|
SHANGHAI INDUSTRIAL
HOLDINGS LTD
Meeting Date: MAY 21, 2013
Record Date: MAY 16, 2013
Meeting Type: SPECIAL
|
|
Ticker: 00363
Security ID: Y7683K107
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve New SIUD Share
Option Scheme
|
Management
|
For
|
Against
|
|
|
|
SHENGUAN HOLDINGS
(GROUP) LTD.
Meeting Date: MAY 15, 2013
Record Date: MAY 09, 2013
Meeting Type: ANNUAL
|
|
Ticker: 00829
Security ID: G8116M108
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Financial Statements
and Statutory Reports
|
Management
|
For
|
For
|
|
2
|
Declare Final Dividend
|
Management
|
For
|
For
|
|
3
|
Reappoint Ernst & Young
as Auditors and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
|
4a
|
Elect Tsui Yung Kwok as
Director
|
Management
|
For
|
For
|
|
4b
|
Elect Meng Qinguo as
Director
|
Management
|
For
|
For
|
|
4c
|
Elect Yang Xiaohu as
Director
|
Management
|
For
|
For
|
|
4d
|
Authorize Board to Fix the
Remuneration of Directors
|
Management
|
For
|
For
|
|
5
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
6
|
Authorize Repurchase of Up
to 10 Percent of Issued Share Capital
|
Management
|
For
|
For
|
|
7
|
Authorize Reissuance of
Repurchased Shares
|
Management
|
For
|
Against
|
|
|
|
SHOUGANG FUSHAN
RESOURCES GROUP LTD.
Meeting Date: JUN 18, 2013
Record Date: JUN 14, 2013
Meeting Type: ANNUAL
|
|
Ticker: 00639
Security ID: Y7760F104
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Financial Statements
and Statutory Reports
|
Management
|
For
|
For
|
|
2
|
Declare Final Dividend
|
Management
|
For
|
For
|
|
3a
|
Elect Chen Zhaoqiang as
Director
|
Management
|
For
|
For
|
|
3b
|
Elect Liu Qingshan as
Director
|
Management
|
For
|
For
|
|
3c
|
Elect Kee Wah Sze as
Director
|
Management
|
For
|
For
|
|
3d
|
Elect Chan Pat Lam as
Director
|
Management
|
For
|
For
|
|
3e
|
Elect Chan Chung Chun as
Director
|
Management
|
For
|
For
|
|
4
|
Appoint Auditors and
Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
|
5
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
6
|
Authorize Repurchase of Up
to 10 Percent of Issued Share Capital
|
Management
|
For
|
For
|
|
7
|
Authorize Reissuance of
Repurchased Shares
|
Management
|
For
|
Against
|
|
|
|
SIMPLO TECHNOLOGY CO.,
LTD.
Meeting Date: JUN 17, 2013
Record Date: APR 18, 2013
Meeting Type: ANNUAL
|
|
Ticker: 6121
Security ID: Y7987E104
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Business Operations
Report, Financial Statements and Consolidated Financial Statements
|
Management
|
For
|
For
|
|
2
|
Approve Plan on Profit
Distribution
|
Management
|
For
|
For
|
|
3
|
Approve Amendments to the
Procedures for Lending Funds to Other Parties
|
Management
|
For
|
For
|
|
4
|
Approve Amendments to the
Procedures for Endorsement and Guarantees
|
Management
|
For
|
For
|
|
5
|
Approve Amendments to Rules
and Procedures Regarding Shareholder's General Meeting
|
Management
|
For
|
For
|
|
|
|
SINOTRANS LTD.
Meeting Date: AUG 31, 2012
Record Date: JUL 30, 2012
Meeting Type: SPECIAL
|
|
Ticker: 00598
Security ID: Y6145J104
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Elect Guo Minjie as
Independent Non-Executive Director and Authorize Board to Fix His Remuneration
|
Management
|
For
|
For
|
|
|
|
SINOTRANS LTD.
Meeting Date: DEC 28, 2012
Record Date: NOV 27, 2012
Meeting Type: SPECIAL
|
|
Ticker: 00598
Security ID: Y6145J104
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Elect Liu Junhai as
Independent Non-executive Director and Authorize to Determine His
Remuneration
|
Management
|
For
|
For
|
|
2
|
Amend Articles Re: Business
Scope
|
Management
|
For
|
For
|
|
|
|
SINOTRANS LTD.
Meeting Date: APR 08, 2013
Record Date: MAR 07, 2013
Meeting Type: SPECIAL
|
|
Ticker: 00598
Security ID: Y6145J104
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve New Mandate for
Proposed Issue of Debt Financing Instruments
|
Management
|
For
|
For
|
|
|
|
SINOTRANS LTD.
Meeting Date: JUN 07, 2013
Record Date: MAY 06, 2013
Meeting Type: ANNUAL
|
|
Ticker: 00598
Security ID: Y6145J104
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Report of the Board
of Directors
|
Management
|
For
|
For
|
|
2
|
Approve Report of the
Supervisory Committee
|
Management
|
For
|
For
|
|
3
|
Approve Audited Accounts
and Auditors' Report
|
Management
|
For
|
For
|
|
4
|
Approve Profit Distribution
Proposal and Final Dividend
|
Management
|
For
|
For
|
|
5
|
Authorize Board to Deal
with Matters in Relation to the Distribution of Interim or Special Dividends
for the Year 2013
|
Management
|
For
|
For
|
|
6
|
Reappoint Deloitte Touche
Tohmatsu CPA LLP and Deloitte Touche Tohmatsu as the PRC and the
International Auditors, Respectively, and Authorize Board to Fix Their
Remuneration
|
Management
|
For
|
For
|
|
7
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
8
|
Authorize Repurchase of Up
to 10 Percent of Issued H Share Capital
|
Management
|
For
|
For
|
|
|
|
SINOTRANS LTD.
Meeting Date: JUN 07, 2013
Record Date: MAY 06, 2013
Meeting Type: SPECIAL
|
|
Ticker: 00598
Security ID: Y6145J104
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Authorize Repurchase of Up
to 10 Percent of Issued H Share Capital
|
Management
|
For
|
For
|
|
|
|
SINOTRANS SHIPPING LTD
Meeting Date: MAY 24, 2013
Record Date: MAY 16, 2013
Meeting Type: ANNUAL
|
|
Ticker: 00368
Security ID: Y8014Y105
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Financial Statements
and Statutory Reports
|
Management
|
For
|
For
|
|
2
|
Declare Final Dividend
|
Management
|
For
|
For
|
|
3
|
Authorize the Board to Fix
Remuneration of Directors
|
Management
|
For
|
For
|
|
4
|
Reappoint
PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their
Remuneration
|
Management
|
For
|
For
|
|
5a
|
Authorize Repurchase of Up
to 10 Percent of Issued Share Capital
|
Management
|
For
|
For
|
|
5b
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
5c
|
Authorize Reissuance of
Repurchased Shares
|
Management
|
For
|
Against
|
|
|
|
SJM HOLDINGS LTD.
Meeting Date: MAY 31, 2013
Record Date: MAY 28, 2013
Meeting Type: ANNUAL
|
|
Ticker: 00880
Security ID: Y8076V106
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Financial Statements
and Statutory Reports
|
Management
|
For
|
For
|
|
2
|
Declare Final Dividend and
Special Dividend
|
Management
|
For
|
For
|
|
3a
|
Elect Ng Chi Sing as
Director
|
Management
|
For
|
For
|
|
3b
|
Elect Chau Tak Hay Director
|
Management
|
For
|
For
|
|
3c
|
Elect Lan Hong Tsung, David
Director
|
Management
|
For
|
For
|
|
4
|
Elect Cheng Kar Shun, Henry
Director
|
Management
|
For
|
Against
|
|
5
|
Authorize Board to Fix
Remuneration of Directors
|
Management
|
For
|
For
|
|
6
|
Reappoint Deloitte Touche
Tohmatsu, Certified Public Accountants as Auditors and Authorize Board to Fix
Their Remuneration
|
Management
|
For
|
For
|
|
7
|
Authorize Repurchase of Up
to 10 Percent of Issued Share Capital
|
Management
|
For
|
For
|
|
|
|
SOHO CHINA LTD.
Meeting Date: MAY 14, 2013
Record Date: MAY 07, 2013
Meeting Type: ANNUAL
|
|
Ticker: 00410
Security ID: G82600100
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Financial Statements
and Statutory Reports
|
Management
|
For
|
For
|
|
2
|
Declare Final Dividend
|
Management
|
For
|
For
|
|
3
|
Elect Yin Jie as Director
|
Management
|
For
|
For
|
|
4
|
Elect Pan Shiyi as Director
|
Management
|
For
|
For
|
|
5
|
Elect Cha Mou Zing Victor
as Director
|
Management
|
For
|
Against
|
|
6
|
Elect Tong Ching Mau as
Director
|
Management
|
For
|
For
|
|
7
|
Authorize the Board to Fix
the Remuneration of Directors
|
Management
|
For
|
For
|
|
8
|
Appoint
PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their
Remuneration
|
Management
|
For
|
For
|
|
9a
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
9b
|
Authorize Repurchase of Up
to 10 Percent of Issued Share Capital
|
Management
|
For
|
For
|
|
9c
|
Authorize Reissuance of
Repurchased Shares
|
Management
|
For
|
Against
|
|
|
|
SOHU.COM INC.
Meeting Date: JUN 14, 2013
Record Date: APR 19, 2013
Meeting Type: ANNUAL
|
|
Ticker: SOHU
Security ID: 83408W103
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1.1
|
Elect Director Charles
Zhang
|
Management
|
For
|
For
|
|
1.2
|
Elect Director Charles
Huang
|
Management
|
For
|
For
|
|
1.3
|
Elect Director Dave Qi
|
Management
|
For
|
Withhold
|
|
1.4
|
Elect Director Shi Wang
|
Management
|
For
|
Withhold
|
|
2
|
Advisory Vote to Ratify
Named Executive Officers' Compensation
|
Management
|
For
|
For
|
|
3
|
Ratify Auditors
|
Management
|
For
|
For
|
|
|
|
SPRINGLAND INTERNATIONAL
HOLDINGS LTD.
Meeting Date: MAY 02, 2013
Record Date: APR 26, 2013
Meeting Type: ANNUAL
|
|
Ticker: 01700
Security ID: G83785108
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Financial Statements
and Statutory Reports
|
Management
|
For
|
For
|
|
2
|
Declare Final Dividend
|
Management
|
For
|
For
|
|
3a
|
Elect Chen Jianqiang as
Director
|
Management
|
For
|
For
|
|
3b
|
Elect Fung Hiu Chuen, John
as Director
|
Management
|
For
|
For
|
|
3c
|
Elect Zhang Weijong as
Director
|
Management
|
For
|
For
|
|
4
|
Authorize Board to Fix
Remuneration of Directors
|
Management
|
For
|
For
|
|
5
|
Reappoint Ernst & Young
as Auditors and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
|
6
|
Approve Repurchase of Up to
10 Percent of Issued Capital
|
Management
|
For
|
For
|
|
7
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
8
|
Authorize Reissuance of
Repurchased Shares
|
Management
|
For
|
Against
|
|
|
|
TAIWAN SEMICONDUCTOR
MANUFACTURING CO., LTD.
Meeting Date: JUN 11, 2013
Record Date: APR 12, 2013
Meeting Type: ANNUAL
|
|
Ticker: 2330
Security ID: Y84629107
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Business Operations
Report and Financial Statements
|
Management
|
For
|
For
|
|
2
|
Approve Plan on Profit
Distribution
|
Management
|
For
|
For
|
|
3
|
Approve Amendments to
Procedures Governing the Acquisition or Disposal of Assets, Lending Funds to
Other Parties, and Endorsement and Guarantees
|
Management
|
For
|
For
|
|
4
|
Transact Other Business
(Non-Voting)
|
Management
|
None
|
None
|
|
|
|
TONG REN TANG
TECHNOLOGIES CO., LTD.
Meeting Date: JUN 17, 2013
Record Date: MAY 16, 2013
Meeting Type: ANNUAL
|
|
Ticker: 01666
Security ID: Y8884M108
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Financial Statements
and Statutory Reports
|
Management
|
For
|
For
|
|
2
|
Accept Report of the Board
of Directors
|
Management
|
For
|
For
|
|
3
|
Accept Report of the
Supervisory Committee
|
Management
|
For
|
For
|
|
4
|
Approve Final Dividend
|
Management
|
For
|
For
|
|
5
|
Reappoint
PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their
Remuneration
|
Management
|
For
|
For
|
|
6
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
|
|
TRAVELSKY TECHNOLOGY
LIMITED
Meeting Date: JAN 16, 2013
Record Date: DEC 14, 2012
Meeting Type: SPECIAL
|
|
Ticker: 00696
Security ID: Y8972V101
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Southern Airlines Transactions
and Related Transactions
|
Management
|
For
|
For
|
|
2
|
Approve Eastern Airlines
Transactions and Related Transactions
|
Management
|
For
|
For
|
|
|
|
TRAVELSKY TECHNOLOGY
LIMITED
Meeting Date: JUN 18, 2013
Record Date: MAY 16, 2013
Meeting Type: ANNUAL
|
|
Ticker: 00696
Security ID: Y8972V101
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Report of the Board
of Directors
|
Management
|
For
|
For
|
|
2
|
Accept Report of the
Supervisory Committee
|
Management
|
For
|
For
|
|
3
|
Accept Financial Statements
and Statutory Reports
|
Management
|
For
|
For
|
|
4
|
Approve Allocation of
Profit and Distribution of Final Dividend
|
Management
|
For
|
For
|
|
5
|
Reappoint Auditors and
Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
|
6a
|
Elect Xu Qiang as Director
and Authorize Board to Fix His Remuneration
|
Management
|
For
|
For
|
|
6b
|
Elect Cui Zhixiong as
Director and Authorize Board to Fix His Remuneration
|
Management
|
For
|
For
|
|
6c
|
Elect Xiao Yinhong as
Director and Authorize Board to Fix His Remuneration
|
Management
|
For
|
For
|
|
6d
|
Elect Wang Quanhua as
Director and Authorize Board to Fix His Remuneration
|
Management
|
For
|
For
|
|
6e
|
Elect Sun Yude as Director
and Authorize Board to Fix His Remuneration
|
Management
|
For
|
For
|
|
6f
|
Elect Cai, Kevin Yang as Director
and Authorize Board to Fix His Remuneration
|
Management
|
For
|
For
|
|
6g
|
Elect Cheung Yuk Ming as
Director and Authorize Board to Fix His Remuneration
|
Management
|
For
|
For
|
|
6h
|
Elect Pan Chongyi as
Director and Authorize Board to Fix His Remuneration
|
Management
|
For
|
For
|
|
6i
|
Elect Zhang Hainan as
Director and Authorize Board to Fix His Remuneration
|
Management
|
For
|
For
|
|
7a
|
Elect Zeng Yiwei as
Supervisor and Authorize Board to Fix Her Remuneration
|
Management
|
For
|
For
|
|
7b
|
Elect He Haiyan as
Supervisor and Authorize Board to Fix His Remuneration
|
Management
|
For
|
For
|
|
7c
|
Elect Rao Geping as
Supervisor and Authorize Board to Fix His Remuneration
|
Management
|
For
|
For
|
|
8
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
9
|
Authorize Repurchase of Up
to 10 Percent of Issued H Share Capital
|
Management
|
For
|
For
|
|
|
|
TRAVELSKY TECHNOLOGY
LIMITED
Meeting Date: JUN 18, 2013
Record Date: MAY 16, 2013
Meeting Type: SPECIAL
|
|
Ticker: 00696
Security ID: Y8972V101
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Authorize Repurchase of Up
to 10 Percent of Issued H Share Capital
|
Management
|
For
|
For
|
|
|
|
UNI-PRESIDENT CHINA
HOLDINGS LTD.
Meeting Date: MAY 14, 2013
Record Date: MAY 09, 2013
Meeting Type: ANNUAL
|
|
Ticker: 00220
Security ID: G9222R106
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Financial Statements
and Statutory Reports
|
Management
|
For
|
For
|
|
2
|
Declare Final Dividend
|
Management
|
For
|
For
|
|
3a
|
Elect Lin Lung-Yi as
Director
|
Management
|
For
|
For
|
|
3b
|
Elect Su Tsung-Ming as
Director
|
Management
|
For
|
For
|
|
3c
|
Elect Yang Ing-Wuu as
Director
|
Management
|
For
|
For
|
|
3d
|
Elect Lo Peter as Director
|
Management
|
For
|
For
|
|
4
|
Authorize Board to Fix the
Remuneration of Directors
|
Management
|
For
|
For
|
|
5
|
Reappoint
PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their
Remuneration
|
Management
|
For
|
For
|
|
6
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
7
|
Authorize Repurchase of Up
to 10 Percent of Issued Share Capital
|
Management
|
For
|
For
|
|
8
|
Authorize Reissuance of
Repurchased Shares
|
Management
|
For
|
Against
|
|
|
|
UNI-PRESIDENT CHINA
HOLDINGS LTD.
Meeting Date: MAY 14, 2013
Record Date: MAY 09, 2013
Meeting Type: SPECIAL
|
|
Ticker: 00220
Security ID: G9222R106
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve BJ Agreement and BJ
Transaction
|
Management
|
For
|
For
|
|
2
|
Approve KS Agreement and KS
Transaction
|
Management
|
For
|
For
|
|
3
|
Approve 2013 Framework
Purchase Agreement and the Annual Caps
|
Management
|
For
|
For
|
|
|
|
UNI-PRESIDENT
ENTERPRISES CORP.
Meeting Date: JUN 25, 2013
Record Date: APR 26, 2013
Meeting Type: ANNUAL
|
|
Ticker: 1216
Security ID: Y91475106
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Business Operations
Report and Financial Statements
|
Management
|
For
|
For
|
|
2
|
Approve Plan on Profit
Distribution
|
Management
|
For
|
For
|
|
3
|
Approve the Issuance of New
Shares by Capitalization of Undistributed Earnings
|
Management
|
For
|
For
|
|
4
|
Approve Proposal of Capital
Increase by Issuance of Ordinary Shares or Issuance of Ordinary Shares to
Participate in the Issuance of Global Depository Receipt
|
Management
|
For
|
For
|
|
5
|
Approve Amendments to Articles
of Association
|
Management
|
For
|
For
|
|
6
|
Approve Amendment to Rules
and Procedures for Election of Directors and Supervisors
|
Management
|
For
|
For
|
|
7
|
Approve Amendments to Rules
and Procedures Regarding Shareholder General Meeting
|
Management
|
For
|
For
|
|
8
|
Approve Amendments to
Procedures Governing the Acquisition or Disposal of Assets
|
Management
|
For
|
For
|
|
9
|
Approve Amendments to the
Procedures for Lending Funds to Other Parties
|
Management
|
For
|
For
|
|
10
|
Approve Amendments to the
Procedures for Endorsement and Guarantees
|
Management
|
For
|
For
|
|
11.1
|
Elect Chin-Yen Kao, a
Representative of Kao Chyuan Inv. Co., Ltd. with Shareholder No. 69100090, as
Director
|
Management
|
For
|
For
|
|
11.2
|
Elect Hsiu-Ling Kao, a
Representative of Kao Chyuan Inv. Co., Ltd. with Shareholder No. 69100090, as
Director
|
Management
|
For
|
For
|
|
11.3
|
Elect Chih-Hsien Lo, a
Representative of Kao Chyuan Inv. Co., Ltd. with Shareholder No. 69100090, as
Director
|
Management
|
For
|
For
|
|
11.4
|
Elect Po-Ming Hou, with
Shareholder No. 23100014, as Director
|
Management
|
For
|
For
|
|
11.5
|
Elect Po-Yu Hou, with
Shareholder No. 23100013, as Director
|
Management
|
For
|
For
|
|
11.6
|
Elect Chung-Ho Wu, a
Representative of Young Yun Inv. Co., Ltd. with Shareholder No. 69102650, as
Director
|
Management
|
For
|
For
|
|
11.7
|
Elect Ping-Chih Wu, a
Representative of Taipo Investment Corp. with Shareholder No.
69100060, as Director
|
Management
|
For
|
For
|
|
11.8
|
Elect Chang-Sheng Lin, with
Shareholder No. 15900071, as Director
|
Management
|
For
|
For
|
|
11.9
|
Elect Hsiu-Jen Liu, with Shareholder
No. 52700020, as Director
|
Management
|
For
|
For
|
|
11.10
|
Elect Kao-Huei Cheng, a
Representative of Joyful Inv. Co., Ltd. with Shareholder No. 69100010, as
Director
|
Management
|
For
|
For
|
|
11.11
|
Elect Independent Director
Yun Lin
|
Management
|
For
|
For
|
|
11.12
|
Elect Independent Director
Hsing-Yi Chow
|
Management
|
For
|
For
|
|
11.13
|
Elect Independent Director
Chao-Tang Yue
|
Management
|
For
|
For
|
|
12
|
Approve Release of
Restrictions of Competitive Activities of Directors
|
Management
|
For
|
For
|
|
13
|
Transact Other Business (Non-Voting)
|
Management
|
None
|
None
|
|
|
|
YANTAI CHANGYU PIONEER
WINE CO., LTD.
Meeting Date: MAY 15, 2013
Record Date: MAY 08, 2013
Meeting Type: ANNUAL
|
|
Ticker: 200869
Security ID: Y9739T108
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Report of the Board
of Directors
|
Management
|
For
|
For
|
|
2
|
Approve Report of the Board
of Supervisors
|
Management
|
For
|
For
|
|
3
|
Approve Annual Report
|
Management
|
For
|
For
|
|
4
|
Approve Allocation of
Income and Capitalization of Capital Reserves
|
Management
|
For
|
For
|
|
5.1
|
Elect Director Chen Jizong
|
Management
|
For
|
For
|
|
5.2
|
Elect Director Augustus
Rena
|
Management
|
For
|
For
|
|
5.3
|
Elect Director Aldino
Mazuoladi
|
Management
|
For
|
For
|
|
5.4
|
Elect Director Antonio
Appignani
|
Management
|
For
|
For
|
|
5.5
|
Elect Director Jean Paul
Pinard
|
Management
|
For
|
For
|
|
5.6
|
Elect Director Sun Liqiang
|
Management
|
For
|
For
|
|
5.7
|
Elect Director Zhou
Hongjiang
|
Management
|
For
|
For
|
|
5.8
|
Elect Director Leng Bin
|
Management
|
For
|
For
|
|
5.9
|
Elect Director Qu Weimin
|
Management
|
For
|
For
|
|
6.1
|
Elect Independent Director
Xiao Wei
|
Management
|
For
|
For
|
|
6.2
|
Elect Independent Director
Wang Shigang
|
Management
|
For
|
For
|
|
7.1
|
Elect Supervisor Kong
Qingkun
|
Management
|
For
|
For
|
|
7.2
|
Elect Supervisor Guo Ying
|
Management
|
For
|
For
|
|
8
|
Approve the Authorization
Management System
|
Management
|
For
|
For
|
|
9
|
Approve to Appoint Auditor
|
Management
|
For
|
For
|
|
|
|
YANZHOU COAL MINING
COMPANY LIMITED
Meeting Date: MAY 15, 2013
Record Date: APR 12, 2013
Meeting Type: ANNUAL
|
|
Ticker: 01171
Security ID: Y97417102
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Report of the Board
of Directors
|
Management
|
For
|
For
|
|
2
|
Accept Report of the
Supervisory Committee
|
Management
|
For
|
For
|
|
3
|
Accept Financial Statements
|
Management
|
For
|
For
|
|
4
|
Approve Profit Distribution
Proposal and Distrubute Dividends
|
Management
|
For
|
For
|
|
5
|
Approve Remuneration of
Directors and Supervisors
|
Management
|
For
|
For
|
|
6
|
Approve Renewal of the
Liability Insurance of Directors, Supervisors and Senior Officer
|
Management
|
For
|
Against
|
|
7
|
Reappoint Auditors and
Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
|
8a
|
Amend Articles Re: Profit
Distribution
|
Management
|
For
|
For
|
|
8b
|
Amend Articles of
Association, the Rules of Procedures for Shareholders' General Meeting and
the Rules of Procedures for the Board
|
Management
|
For
|
For
|
|
9
|
Authorize the Company to
Carry Out Domestic and Overseas Financing Activities
|
Management
|
For
|
For
|
|
10
|
Approve Provision of
Financial Guarantees to the Company's Wholly-owned Subsidiaries
|
Management
|
For
|
For
|
|
11
|
Approve Issuance of Equity
or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
12
|
Authorize Repurchase of Up
to 10 Percent of Issued H Share Capital
|
Management
|
For
|
For
|
|
|
|
YANZHOU COAL MINING
COMPANY LIMITED
Meeting Date: MAY 15, 2013
Record Date: APR 12, 2013
Meeting Type: SPECIAL
|
|
Ticker: 01171
Security ID: Y97417102
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Authorize Repurchase of Up
to 10 Percent of H Shares
|
Management
|
For
|
For
|
|
|
|
YORKEY OPTICAL
INTERNATIONAL (CAYMAN) LTD.
Meeting Date: JUN 07, 2013
Record Date: JUN 04, 2013
Meeting Type: ANNUAL
|
|
Ticker: 02788
Security ID: G98457107
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Financial Statements
and Statutory Reports
|
Management
|
For
|
For
|
|
2
|
Declare Special Dividend
|
Management
|
For
|
For
|
|
3a
|
Elect Nagai Michio as
Director and Authorize the Board to Fix His Remuneration
|
Management
|
For
|
For
|
|
3b
|
Elect Wu Shu-Ping as
Director and Authorize the Board to Fix Her Remuneration
|
Management
|
For
|
For
|
|
3c
|
Elect Chiang Hsiang-Tsai as
Director and Authorize the Board to Fix His Remuneration
|
Management
|
For
|
For
|
|
3d
|
Elect Chou Chih-Ming as
Director and Authorize the Board to Fix His Remuneration
|
Management
|
For
|
For
|
|
3e
|
Elect Wang Yi-Chi as
Director and Authorize the Board to Fix His Remuneration
|
Management
|
For
|
For
|
|
4a
|
Elect Lai I-Jen as Director
and Authorize the Board to Fix His Remuneration
|
Management
|
For
|
For
|
|
4b
|
Elect Liao Kuo-Ming as
Director and Authorize the Board to Fix His Remuneration
|
Management
|
For
|
For
|
|
5
|
Reappoint Deloitte Touche
Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
|
6
|
Approve Issuance of Equity or
Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
Against
|
|
7
|
Authorize Repurchase of Up
to 10 Percent of Issued Share Capital
|
Management
|
For
|
For
|
|
8
|
Authorize Reissuance of
Repurchased Shares
|
Management
|
For
|
Against
|
|
|
|
YORKEY OPTICAL
INTERNATIONAL (CAYMAN) LTD.
Meeting Date: JUN 07, 2013
Record Date: JUN 04, 2013
Meeting Type: SPECIAL
|
|
Ticker: 02788
Security ID: G98457107
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Annual Caps and the
Continuing Connected Transactions Contemplated Under the Asia Optical Master
Agreement
|
Management
|
For
|
Against
|
|
|
|
ZOOMLION HEAVY INDUSTRY
SCIENCE AND TECHNOLOGY CO., LTD.
Meeting Date: AUG 30, 2012
Record Date: JUL 31, 2012
Meeting Type: SPECIAL
|
|
Ticker: 000157
Security ID: Y9895V103
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Amend Articles of
Association of the Company
|
Management
|
For
|
For
|
|
|
|
ZOOMLION HEAVY INDUSTRY
SCIENCE AND TECHNOLOGY CO., LTD.
Meeting Date: MAR 25, 2013
Record Date: FEB 22, 2013
Meeting Type: SPECIAL
|
|
Ticker: 000157
Security ID: Y1293Y110
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Approve Amendment of the
Maturity of the Bonds
|
Management
|
For
|
For
|
|
|
|
ZOOMLION HEAVY INDUSTRY
SCIENCE AND TECHNOLOGY CO., LTD.
Meeting Date: JUN 18, 2013
Record Date: MAY 16, 2013
Meeting Type: ANNUAL
|
|
Ticker: 000157
Security ID: ADPV19426
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1
|
Accept Report of the Board
of Directors
|
Management
|
For
|
For
|
|
2
|
Accept Report of the
Supervisory Board
|
Management
|
For
|
For
|
|
3a
|
Appoint Baker Tilly China
Certified Public Accountants Co., Ltd. as Domestic Auditors of the Company
|
Management
|
For
|
For
|
|
3b
|
Appoint KPMG as
International Auditors of the Company
|
Management
|
For
|
For
|
|
3c
|
Authorize Audit Committee
to Fix Remuneration of Auditors
|
Management
|
For
|
For
|
|
4
|
Accept Report of Settlement
Accounts
|
Management
|
For
|
For
|
|
5
|
Approve Profit Distribution
Plan and Distribution of Final Dividend
|
Management
|
For
|
For
|
|
6
|
Accept Full Text and
Summary Annual Report of A Shares for the Year 2012
|
Management
|
For
|
For
|
|
7
|
Accept Annual Report of H
Shares for the Year 2012
|
Management
|
For
|
For
|
|
8
|
Approve Application for
Credit Facilities by Zoomlion Finance and Leasing (China) Co., Ltd.
|
Management
|
For
|
For
|
|
9
|
Approve Application for
Credit Facilities by Zoomlion Finance and Leasing (Beijing) Co., Ltd.
|
Management
|
For
|
For
|
|
10
|
Approve Application by the
Company for Credit Facilities and Financing
|
Management
|
For
|
For
|
|
11
|
Approve Provision of
Guarantees to Wholly-Owned Subsidiaries of the Company
|
Management
|
For
|
For
|
SIGNATURES
Pursuant to the requirements of the Investment Company Act
of 1940, the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
(Registrant)
Templeton
Dragon Fund, Inc.
By (Signature
and Title)*
/s/LAURA F. FERGERSON
Laura F. Fergerson,
Chief Executive Officer – Finance and Administration
Date
August
23, 2013
* Print the
name and title of each signing officer under his or her signature.
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