Turquoise Hill Resources Ltd. (TSX: TRQ) (NYSE: TRQ) (“Turquoise
Hill” or the “Company”) acknowledges the announcement by Rio Tinto
International Holdings Limited (“Rio Tinto”) that it has terminated
the previously announced agreements (the “Agreements”) between Rio
Tinto and certain shareholders of the Company related to Pentwater
Capital Management LP and SailingStone Capital Partners LLC
(collectively, the “Named Shareholders”) and that it has made
certain irrevocable commitments for the benefit of all minority
shareholders. Rio Tinto’s termination of the Agreements and its
decision to provide the irrevocable commitments described below
followed discussions between Rio Tinto and the Special Committee of
the Board of Directors of the Company to resolve minority
shareholder and public interest concerns with respect to the
specific dissent and dispute resolution terms provided for in the
Agreements to the Named Shareholders.
The Company intends to apply to the Supreme Court of Yukon (the
“Court”) for an amended interim order to, among other things, set a
new date for the special meeting of Turquoise Hill shareholders
(the “Special Meeting”) to consider and, if deemed advisable,
approve the plan of arrangement pursuant to which, subject to the
satisfaction or waiver of all applicable conditions precedent, Rio
Tinto will acquire the approximately 49% of the issued and
outstanding common shares of Turquoise Hill that Rio Tinto and its
affiliates do not currently own for C$43.00 per share in cash (the
“Arrangement”). The Company will provide further disclosure to
Turquoise Hill shareholders, including with respect to the date of
the Special Meeting, following the receipt of the amended interim
order. Turquoise Hill shareholders are not required to take any
action at this time.
In its announcement, Rio Tinto has made certain irrevocable
commitments for the benefit of all Turquoise Hill minority
shareholders. Specifically, Rio Tinto has committed to do the
following:
- Waive the 12.5% dissent condition in respect of the
Arrangement, provided that Turquoise Hill shares for which dissent
is validly exercised do not exceed 17.5% of Turquoise Hill shares
outstanding;
- Pay C$34.40 per share (the “Upfront Payment”) to any Turquoise
Hill shareholder who validly dissents and elects to receive such
amount (an “Electing Shareholder”), within two business days of the
effective date of the Arrangement (the “Effective Date”);
- Pay to an Electing Shareholder interest at the Canada 1 Year
Treasury Bill Yield on any balance of “fair value” that becomes
payable under the dissent process over and above the Upfront
Payment up to C$43.00 per share calculated from the Effective Date
to the date of payment, provided that no other interest shall be
payable to an Electing Shareholder in respect of any fair value
payment; and
- Allow any oppression claims by any Turquoise Hill minority
shareholders, including Electing Shareholders, against Turquoise
Hill, Rio Tinto or their respective affiliates, to survive the
Arrangement and be pursued following the Effective Date, where such
claims are served on or provided to Turquoise Hill and Rio Tinto no
later than seven days following the Effective Date.
Under the dissent procedures, there is no floor or minimum to
the determination of “fair value” and no assurance that dissenting
shareholders will receive the full C$43.00 for their shares.
Pursuant to the Agreements, the Named Shareholders had agreed to
withhold their votes in connection with the Arrangement in exchange
for certain commitments by Rio Tinto with respect to the private
resolution of dissent and other claims of the Named Shareholders.
As a result of the termination of the Agreements, Rio Tinto is no
longer committed to providing private dispute resolution procedures
to the Named Shareholders in connection with their dissent and
other claims. All minority shareholders of Turquoise Hill
(including the Named Shareholders) may rely on the dissent
proceedings provided for under Section 193 of the Business
Corporations Act (Yukon), as modified by the interim order and plan
of arrangement pertaining to the Arrangement, in order to exercise
their dissent rights. The terms of the dissent procedures are
further described in the Company’s management information circular
dated September 27, 2022 (the “Circular”) and associated form of
proxy and letter of transmittal (collectively, the “Meeting
Materials”). The Meeting Materials are filed and available under
Turquoise Hill’s profiles on SEDAR at www.sedar.com and on EDGAR at
www.sec.gov. It is recommended that minority shareholders seek
independent legal advice if they wish to exercise their dissent
rights.
As a result of the termination of the Agreements, there is no
assurance that any of the Named Shareholders will continue to
withhold their vote or whether any of them will vote for or against
the Arrangement.
Amendment to Schedule 13E-3
The Company will file an amendment (the “Amendment”) to its Rule
13e-3 Transaction Statement on Schedule 13E-3 (the “Schedule
13E-3”) previously filed with the U.S. Securities and Exchange
Commission (“SEC”) on September 29, 2022 and amended on October 12,
2022 and November 3, 2022. The Amendment will be available on the
Company’s profiles on SEDAR at www.sedar.com and EDGAR at
www.sec.gov. The Amendment will supplement and revise certain
disclosure contained in the Circular. As such, shareholders are
encouraged to carefully read the Amendment together with the
Schedule 13E-3 and the Circular.
About Turquoise Hill
Turquoise Hill is an international mining company focused on the
operation and continued development of the Oyu Tolgoi copper-gold
mine in Mongolia, which is the Company’s principal and only
material mineral resource property. Turquoise Hill’s ownership of
the Oyu Tolgoi mine is held through a 66% interest in Oyu Tolgoi
LLC; Erdenes Oyu Tolgoi LLC, a Mongolian state-owned entity, holds
the remaining 34% interest.
Forward-looking Statements and Forward-looking
Information
Certain statements made herein, including statements relating to
matters that are not historical facts and statements of the
Company’s beliefs, intentions and expectations about developments,
results and events which will or may occur in the future,
constitute “forward-looking information” within the meaning of
applicable Canadian securities legislation and “forward-looking
statements” within the meaning of the “safe harbor” provisions of
the United States Private Securities Litigation Reform Act of 1995.
Forward-looking statements and information relate to future events
or future performance, reflect current expectations or beliefs
regarding future events and are typically identified by words such
as “anticipate”, “believe”, “could”, “estimate”, “expect”,
“intend”, “likely”, “may”, “plan”, “seek”, “should”, “will” and
similar expressions suggesting future outcomes or statements
regarding an outlook. These include, but are not limited to,
statements regarding the Arrangement, including the anticipated
timing of the Special Meeting, anticipated voting at the Special
Meeting and the filing of the Amendment.
Forward-looking statements and information are made based upon
certain assumptions and other important factors that, if untrue,
could cause the actual results, performance or achievements of the
Company to be materially different from future results, performance
or achievements expressed or implied by such statements or
information. There can be no assurance that such statements or
information will prove to be accurate. Such statements and
information are based on numerous assumptions regarding the ability
of the parties to receive in a timely manner and on satisfactory
terms, the necessary shareholder approvals (including the minority
approval) and Court approval; the ability of the parties to
satisfy, in a timely manner, the other conditions to the completion
of the Arrangement, and other expectations and assumptions
concerning the Arrangement, present and future business strategies,
local and global economic conditions, and the environment in which
the Company will operate. The anticipated dates indicated may
change for a number of reasons, including the inability to receive,
in a timely manner, the necessary shareholder approvals (including
the minority approval) and Court approval, or the necessity to
extend the time limits for satisfying the other conditions to the
completion of the Arrangement.
Readers are cautioned not to place undue reliance on
forward-looking information or statements. By their nature,
forward-looking statements involve numerous assumptions, inherent
risks and uncertainties, both general and specific, which
contribute to the possibility that the predicted outcomes will not
occur. Events or circumstances could cause the Company’s actual
results to differ materially from those estimated or projected and
expressed in, or implied by, these forward-looking statements.
Important factors that could cause actual results to differ from
these forward-looking statements are included the “Risk Factors”
section of the Circular and in the “Risk Factors” section of the
Company’s Annual Information Form, as supplemented by the “Risks
and Uncertainties” section of the Company’s Management Discussion
and Analysis for the three and nine months ended September 30, 2022
(“Q3 2022 MD&A”). Further information regarding these and other
risks, uncertainties or factors included in Turquoise Hill’s
filings with the SEC as well as the Schedule 13E-3 and the
Circular.
Readers are further cautioned that the lists of factors
enumerated in the “Risk Factors” section of the Circular, the “Risk
Factors” section of the Company’s Annual Information Form, the
“Risks and Uncertainties” section of the Q3 2022 MD&A and the
Schedule 13E-3 that may affect future results are not exhaustive.
Investors and others should carefully consider the foregoing
factors and other uncertainties and potential events and should not
rely on the Company’s forward-looking statements and information to
make decisions with respect to the Company. Furthermore, the
forward-looking statements and information contained herein are
made as of the date of this document and the Company does not
undertake any obligation to update or to revise any of the included
forward-looking statements or information, whether as a result of
new information, future events or otherwise, except as required by
applicable law. The forward-looking statements and information
contained herein are expressly qualified by this cautionary
statement.
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version on businesswire.com: https://www.businesswire.com/news/home/20221117006176/en/
Vice President Investors Relations and Communications
Roy McDowall roy.mcdowall@turquoisehill.com
Follow us on Twitter@TurquoiseHillRe
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