Statement of Changes in Beneficial Ownership (4)
March 17 2020 - 4:06PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Papanier George T. |
2. Issuer Name and Ticker or Trading Symbol
Twin River Worldwide Holdings, Inc.
[
TRWH
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President and CEO |
(Last)
(First)
(Middle)
C/O TWIN RIVER WORLDWIDE HOLDINGS, INC., 100 TWIN RIVER ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/13/2020 |
(Street)
LINCOLN, RI 02865
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 3/13/2020 | | A(1) | | 20392 | A | $0 (2) | 317441 | D | |
Common Stock | 3/13/2020 | | F(1) | | 9246 | D | $16.55 | 308195 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | On March 13, 2020, the reporting person was granted 20,392 shares of Twin River Worldwide Holdings Inc., (the "Company") common stock in settlement of performance criteria met for the one-year performance period ending December 31, 2019 in accordance with the reporting person's agreement with the Company. The Company retained 9,246 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. |
(2) | Performance share units were settled in shares of common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Papanier George T. C/O TWIN RIVER WORLDWIDE HOLDINGS, INC. 100 TWIN RIVER ROAD LINCOLN, RI 02865 | X |
| President and CEO |
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Signatures
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/s/ Joseph McGrail, Attorney- In Fact | | 3/17/2020 |
**Signature of Reporting Person | Date |
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