TCW STRATEGIC INCOME FUND INC false 0000809559 0000809559 2023-09-06 2023-09-06

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): September 6, 2023

TCW Strategic Income Fund, Inc.

(Exact name of registrant as specified in its charter)

 

Maryland

  

811-04980

  

93-0939398

(State or other jurisdiction of

incorporation)

  

(Commission

File Number)

  

(IRS Employer

Identification No.)

 

865 S. Figueroa, Suite 1800

Los Angeles, CA

  

90017

(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (213) 244-0000

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

☐

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

Item 8.01. Other Events.

To all current and prospective shareholders of the TCW Strategic Income Fund, Inc.

Effective September 6, 2023, Jerry Cudzil and Ruben Hovhannisyan will be added as portfolio managers for the TCW Strategic Income Fund, Inc. (the “Fund”), and effective December 31, 2023, Laird Landmann will no longer serve as a portfolio manager for the Fund.

Therefore, effective September 6, 2023, the portfolio managers for the Fund will be as follows:

 

Name

  

Experience

with the Fund

  

Primary Title with

Investment Adviser

Stephen M. Kane, CFA   Since December 2009   Founding Partner and Generalist Portfolio Manager

Laird Landmann

(until December 31, 2023)

   Since December 2009   Founding Partner and Generalist Portfolio Manager
Bryan T. Whalen, CFA   Since December 2009   Generalist Portfolio Manager
Jerry Cudzil   Since September 2023   Generalist Portfolio Manager
Ruben Hovhannisyan, CFA   Since September 2023   Generalist Portfolio Manager

 

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

      TCW Strategic Income Fund, Inc.
Date: September 6, 2023     By:  

/s/ Peter Davidson

      Name:   Peter Davidson
      Title:   Vice President and Assistant Secretary

 

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Document and Entity Information
Sep. 06, 2023
Cover [Abstract]  
Entity Registrant Name TCW STRATEGIC INCOME FUND INC
Amendment Flag false
Entity Central Index Key 0000809559
Document Type 8-K
Document Period End Date Sep. 06, 2023
Entity Incorporation State Country Code MD
Entity File Number 811-04980
Entity Tax Identification Number 93-0939398
Entity Address, Address Line One 865 S. Figueroa
Entity Address, Address Line Two Suite 1800
Entity Address, City or Town Los Angeles
Entity Address, State or Province CA
Entity Address, Postal Zip Code 90017
City Area Code (213)
Local Phone Number 244-0000
Written Communications false
Soliciting Material false
Pre Commencement Tender Offer false
Pre Commencement Issuer Tender Offer false
Entity Emerging Growth Company false
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