Current Report Filing (8-k)
December 09 2019 - 6:46AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
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FORM 8-K
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CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported): December 9, 2019 (December 8, 2019)
THL CREDIT SENIOR
LOAN fund
(Exact Name of Registrant as Specified in its Charter)
Delaware
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811-22874
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46-6926742
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(State or other jurisdiction of
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(Commission File Number)
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(I.R.S. Employer
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incorporation or organization)
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Identification No.)
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227 West Monroe Street, Suite 3200
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Chicago, Illinois
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60606
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant's telephone number, including area code: (312) 702-8199
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______________________________
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Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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¨
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Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b)
of the Act:
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Title of Each Class
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Trading symbol(s)
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Name of Each Exchange on
Which Registered
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Common Shares of Beneficial Interest, $0.001 par value per share
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TSLF
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New York Stock Exchange
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Indicate by check mark whether the
registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or
Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended
transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the
Exchange Act. ¨
Item 8.01. Other Events.
Press Releases
On December 9, 2019,
THL Credit Senior Loan Fund (the "Fund") issued a press release announcing that THL Credit Advisors LLC, the investment
adviser to the Fund (the "Adviser") entered into a definitive agreement with First Eagle Investment Management, LLC ("First
Eagle"), whereby a newly formed subsidiary of First Eagle has agreed, subject to the satisfaction of the closing conditions,
to merge with and into the Adviser, with the Adviser as the surviving company (the "Transaction").
The full text of
the Fund's press release is attached hereto as Exhibit 99.1 and incorporated herein by reference.
On December 8, 2019,
the Adviser issued a press release announcing the Transaction. The full text of the Adviser's press release is attached hereto
as Exhibit 99.2 and incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act
of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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THL CREDIT SENIOR LOAN FUND
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Date: December 9, 2019
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By: /s/ Jennifer Wilson
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Name: Jennifer Wilson
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Title: Secretary
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