- Amended Statement of Beneficial Ownership (SC 13D/A)
November 04 2008 - 2:28PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
UNIONBANCAL
CORPORATION
Common Stock, par value $1.00 per Share
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(Title of Class of Securities)
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908906100
Katsumi Hatao
Executive Officer & General Manager
Global Planning Division
7-1, Marunouchi 2-chome, Chiyoda-ku
Tokyo 100-8388, Japan
81-3-3240-1111
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(Name, Address and Telephone Number of Persons Authorized to Receive Notices and Communications)
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Copies to:
Donald J. Toumey
Sullivan & Cromwell LLP
125
Broad Street
New York, New York 10004
Telephone: (212) 558-4000
November 4, 2008
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(Date of Event which Requires Filing of this Statement)
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If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the
subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box
¨
.
Note:
Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7 for other parties to whom copies are to be sent.
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any
subsequent amendment containing information which would alter disclosures provided in a prior cover page.
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The information required on the
remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (
Act
) or otherwise subject to the liabilities of that section of the Act but shall be
subject to all other provisions of the Act (however,
see
the Notes).
(Continued on following pages)
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CUSIP NO. 908906100
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13D
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Page 1 of 2 Pages
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1.
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NAME OF REPORTING PERSON:
Mitsubishi UFJ Financial
Group, Inc.
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (
See
Instructions)
(a)
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(b)
¨
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3.
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SEC USE ONLY
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4.
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SOURCE OF FUNDS (
See
Instructions):
N/A
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5.
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
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¨
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6.
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CITIZENSHIP OR PLACE OF ORGANIZATION:
Tokyo, Japan
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
REPORTING
PERSON
WITH
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7.
SOLE VOTING POWER:
136,330,829.4
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8.
SHARED VOTING POWER:
-0-
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9.
SOLE DISPOSITIVE POWER:
136,330,829.4
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10.
SHARED DISPOSITIVE POWER:
-0-
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11.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
136,330,829.4
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12.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (
See
Instructions)
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¨
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13.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
100%
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14.
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TYPE OF REPORTING PERSON (
See
Instructions):
CO
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CUSIP NO. 908906100
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13D
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Page 2 of 2 Pages
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1.
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NAME OF REPORTING PERSON:
The Bank of Tokyo-Mitsubishi
UFJ, Ltd.
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (
See
Instructions)
(a)
¨
(b)
¨
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3.
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SEC USE ONLY
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4.
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SOURCE OF FUNDS (
See
Instructions):
WC
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5.
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
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¨
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6.
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CITIZENSHIP OR PLACE OF ORGANIZATION:
Tokyo, Japan
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
REPORTING
PERSON
WITH
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7.
SOLE VOTING POWER:
136,330,829.4
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8.
SHARED VOTING POWER:
-0-
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9.
SOLE DISPOSITIVE POWER:
136,330,829.4
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10.
SHARED DISPOSITIVE POWER:
-0-
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11.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
136,330,829.4
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12.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (
See
Instructions)
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¨
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13.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
100%
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14.
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TYPE OF REPORTING PERSON (
See
Instructions):
CO
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Item 1. Security and Issuer
This Amendment No. 1 (this
Amendment
) to the Statement on Schedule 13D (the
Statement
) relates to the shares of common stock, par value $1.00 per share (the
Shares
), of UnionBanCal Corporation, a Delaware Corporation (the
Company
). The address of the principal executive offices of the Company is 400 California Street, San Francisco, California
94104-1302.
This Amendment amends and supplements Items 3, 4 and 5 of the Statement as set forth below. Capitalized terms used but not
otherwise defined in this Amendment shall have the meanings ascribed to them in the Statement.
Item 3. Source and Amount of Funds or Other
Consideration
Item 3 is hereby amended and supplemented by deleting the second sentence thereof and replacing it with the following:
The other approximately 46,113,521 Shares reported on this Statement by the Reporting Persons were acquired by the Reporting Persons for
an aggregate purchase price of approximately $3,389,343,794 with cash consideration.
Item 4. Purpose of Transaction
Item 4 is hereby amended and supplemented by adding the following after the fourth paragraph thereof:
On November 3, 2008, the Company filed a Certificate of Merger with the Secretary of State of the State of Delaware, pursuant to which the
Merger became effective at 8:00 a.m. EST on November 4, 2008. As a result of the Merger, (i) Merger Sub was merged with and into the Company, with the Company continuing as the surviving corporation and a wholly-owned indirect subsidiary
of MUFG, and (ii) each Share not previously purchased in the Offer (other than such Shares owned by the Company, by MUFG or its affiliates, or by holders of such Shares who had perfected appraisal rights) was cancelled and converted into the
right to receive $73.50 per Share, net in cash and without interest thereon.
Item 5. Interest in Securities of the Issuer
Item 5 is hereby amended and supplemented by deleting section (a) thereof and replacing it with the following:
(a) Rows (7) through (11) and (13) of the cover pages to this Statement are hereby incorporated by reference.
As of November 4, 2008, MUFG beneficially owns approximately 136,330,829.4 Shares, representing 100% of the outstanding Shares of the Company.
As of November 4, 2008, BTMU beneficially owns approximately 136,330,829.4 Shares, representing 100% of the outstanding Shares of the
Company.
None of the Shares reported in rows (11) and (13) of the cover pages to this Statement is a share as to which any
Reporting Person has a right to acquire that is exercisable within 60 days. Neither of the Reporting Persons beneficially owns any Shares other than as set forth herein.
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: November 4, 2008
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MITSUBISHI UFJ FINANCIAL GROUP, INC.
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By:
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/s/ Nobuyuki Hirano
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Name:
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Nobuyuki Hirano
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Title:
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Director
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THE BANK OF TOKYO-MITSUBISHI UFJ, LTD.
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By:
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/s/ Nobuyuki Hirano
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Name:
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Nobuyuki Hirano
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Title:
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Managing Director
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