SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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X
 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
UBS Group AG
(Last) (First) (Middle)
BAHNHOFSTRASSE 45
(Street)
ZURICH V8 CH-8001
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Volcon, Inc. [ VLCN ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/05/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/05/2024 P 1 A $4.424 26,131 I By Subsidiary(1)
Common Stock 07/05/2024 P 1 A $4.3885 26,132 I By Subsidiary(1)
Common Stock 07/05/2024 P 1 A $4.4 26,133 I By Subsidiary(1)
Common Stock 07/05/2024 S 100 D $4.44 26,033 I By Subsidiary(1)
Common Stock 07/05/2024 S 200 D $4.43 25,833 I By Subsidiary(1)
Common Stock 07/05/2024 S 14 D $4.43 25,819 I By Subsidiary(1)
Common Stock 07/05/2024 S 49 D $4.43 25,770 I By Subsidiary(1)
Common Stock 07/05/2024 S 13 D $4.39 25,757 I By Subsidiary(1)
Common Stock 07/05/2024 S 100 D $4.39 25,657 I By Subsidiary(1)
Common Stock 07/05/2024 S 100 D $4.42 25,557 I By Subsidiary(1)
Common Stock 07/05/2024 S 200 D $4.42 25,357 I By Subsidiary(1)
Common Stock 07/05/2024 S 83 D $4.42 25,274 I By Subsidiary(1)
Common Stock 07/08/2024 P 100 A $4.53 25,374 I By Subsidiary(1)
Common Stock 07/08/2024 P 5 A $4.5221 25,379 I By Subsidiary(1)
Common Stock 07/08/2024 S 25 D $4.39 25,354 I By Subsidiary(1)
Common Stock 07/08/2024 S 1 D $4.29 25,353 I By Subsidiary(1)
Common Stock 07/08/2024 S 3 D $4.24 25,350 I By Subsidiary(1)
Common Stock 07/08/2024 S 3 D $4.21 25,347 I By Subsidiary(1)
Common Stock 07/08/2024 S 3 D $4.15 25,344 I By Subsidiary(1)
Common Stock 07/08/2024 S 200 D $4.1 25,144 I By Subsidiary(1)
Common Stock 07/08/2024 S 16 D $4.1 25,128 I By Subsidiary(1)
Common Stock 07/08/2024 S 50 D $4.1 25,078 I By Subsidiary(1)
Common Stock 07/08/2024 S 105 D $4.1 24,973(2) I By Subsidiary(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
2. Per Section 16 short-swing profit rules, Total Loss resulting from all trades while UBS Group AG was a 10% insider: $ -120.289. As a loss was realized, there are no profits to disgorge to the issuer.
Andrew Johnson 07/10/2024
Rollins Simmons 07/10/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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