UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________

FORM 8-K
____________________

CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 9, 2017
____________________

Walter Investment Management Corp.
(Exact name of registrant as specified in its charter)

____________________

Maryland
 
001-13417
 
13-3950486
(State or other jurisdiction
of incorporation)
 
(Commission
File Number)
 
(IRS Employer
Identification No.)
 
 
 
 
 
 
1100 Virginia Drive, Suite 100
Fort Washington, PA
 
 
 
 
19034
(Address of principal executive offices)
 
 
 
 
(Zip Code)

Registrant's telephone number, including area code: (844) 714-8603

Not Applicable
(Former name or former address, if changed since last report.)

____________________

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 






Item 2.02. Results of Operations and Financial Condition.
On November 9, 2017 , Walter Investment Management Corp. (the “Company”) issued a press release announcing its financial results for the quarter ended September 30, 2017 , as well as updates on operational highlights for the Company. The press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is hereby incorporated herein by reference.
Item 7.01. Regulation FD Disclosure.
The information set forth above under Item 2.02 is hereby incorporated by reference.
In accordance with General Instruction B.2 of Form 8-K, the information being furnished pursuant to this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any registration statement or other document filed by the Company under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits .
See Exhibit Index





EXHIBIT INDEX





SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
 
WALTER INVESTMENT MANAGEMENT CORP.
 
 
 
 
 
 
 
 
 
 
Date:
November 9, 2017
 
 
/s/ Gary L. Tillett
 
 
 
 
Gary L. Tillett, Executive Vice President and Chief Financial Officer
 
 
 
 
 



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