Statement of Changes in Beneficial Ownership (4)
April 13 2017 - 4:11PM
Edgar (US Regulatory)
FORM 4
[
X
]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
ENGLES GREGG L
|
2. Issuer Name
and
Ticker or Trading Symbol
WHITEWAVE FOODS Co
[
WWAV
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chairman and CEO
|
(Last)
(First)
(Middle)
1225 - 17TH STREET, SUITE 1000
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/12/2017
|
(Street)
DENVER, CO 80202
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
common stock
|
4/12/2017
|
|
D
|
|
678337
(1)
|
D
|
$56.25
(1)
|
0
|
D
|
|
common stock
|
4/12/2017
|
|
D
|
|
278660
(1)
|
D
|
$56.25
(1)
|
0
|
I
|
By family limited partnership I
(2)
|
common stock
|
4/12/2017
|
|
D
|
|
1227000
(1)
|
D
|
$56.25
(1)
|
0
|
I
|
By family limited partnership II
(2)
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
stock option (right to buy)
|
$23.33
|
4/12/2017
|
|
D
|
|
|
451221
(3)
|
5/23/2013
|
1/15/2018
|
common stock
|
451221
|
(3)
|
0
|
D
|
|
stock option (right to buy)
|
$18.46
|
4/12/2017
|
|
D
|
|
|
467530
(3)
|
5/23/2013
|
2/13/2019
|
common stock
|
467530
|
(3)
|
0
|
D
|
|
stock option (right to buy)
|
$13.39
|
4/12/2017
|
|
D
|
|
|
241467
(3)
|
5/23/2013
|
2/12/2020
|
common stock
|
241467
|
(3)
|
0
|
D
|
|
stock option (right to buy)
|
$9.52
|
4/12/2017
|
|
D
|
|
|
568961
(3)
|
2/24/2012
|
2/24/2021
|
common stock
|
568961
|
(3)
|
0
|
D
|
|
stock option (right to buy)
|
$11.10
|
4/12/2017
|
|
D
|
|
|
1087280
(3)
|
2/17/2013
|
2/17/2022
|
common stock
|
1087280
|
(3)
|
0
|
D
|
|
stock option (right to buy)
|
$17.00
|
4/12/2017
|
|
D
|
|
|
1014493
(3)
|
10/25/2013
|
10/25/2022
|
common stock
|
1014493
|
(3)
|
0
|
D
|
|
stock option (right to buy)
|
$15.16
|
4/12/2017
|
|
D
|
|
|
469673
(3)
|
2/15/2014
|
2/15/2023
|
common stock
|
469673
|
(3)
|
0
|
D
|
|
stock option (right to buy)
|
$26.91
|
4/12/2017
|
|
D
|
|
|
261615
(3)
|
2/14/2015
|
2/14/2024
|
common stock
|
261615
|
(3)
|
0
|
D
|
|
stock option (right to buy)
|
$38.96
|
4/12/2017
|
|
D
|
|
|
164863
(3)
|
2/17/2016
|
2/17/2025
|
common stock
|
164863
|
(3)
|
0
|
D
|
|
stock option (right to buy)
|
$36.09
|
4/12/2017
|
|
D
|
|
|
179193
(3)
|
2/15/2017
|
2/15/2026
|
common stock
|
179193
|
(3)
|
0
|
D
|
|
restricted stock unit
|
(4)
|
4/12/2017
|
|
D
|
|
|
17114
(5)
|
2/17/2016
|
2/17/2018
|
common stock
|
17114
|
(5)
|
0
|
D
|
|
restricted stock unit
|
(4)
|
4/12/2017
|
|
D
|
|
|
36952
(5)
|
2/15/2017
|
2/15/2019
|
common stock
|
36952
|
(5)
|
0
|
D
|
|
Explanation of Responses:
|
(1)
|
At the effective time of the merger with Danone S.A., each outstanding share of WhiteWave common stock automatically was converted into the right to receive the $56.25 merger consideration per share in cash.
|
(2)
|
The reporting person, as the sole owner and manager of the general partner of the family limited partnership, has the right to make investment and voting decisions relating to the WhiteWave shares owned by the family limited partnership. The reporting person disclaims beneficial ownership of shares owned by the family limited partnership except to the extent of his pecuniary interest in such shares.
|
(3)
|
At the effective time of the merger, each stock option was cancelled in exchange for a per share cash payment equal to the difference between the $56.25 merger consideration per share and the exercise price of the stock option.
|
(4)
|
Each restricted stock unit (RSU) respresents a right to settle in WhiteWave common stock on a one-for-basis.
|
(5)
|
At the effective time of the merger, each RSU was cancelled in exchange for a cash payment equal to the $56.25 merger consideration per share.
|
Remarks:
On April 12, 2017, the merger of The WhiteWave Foods Company with a wholly-owned indirect subsidiary of Danone S.A. was completed. As a result and at the effective time of the merger, (i) each share of WhiteWave common stock that was issued and outstanding automatically was cancelled and converted into the right to receive $56.25 in cash, and (ii) each outstanding WhiteWave equity award was cancelled in exchange for cash consideration equal to $56.25 per share, less any applicable per share exercise price.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
ENGLES GREGG L
1225 - 17TH STREET
SUITE 1000
DENVER, CO 80202
|
X
|
|
Chairman and CEO
|
|
Signatures
|
/s/ Helen N. Kaminski, pursuant to power of attorney previously filed
|
|
4/13/2017
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Whitewave Foods Company (The) (delisted) (NYSE:WWAV)
Historical Stock Chart
From Jul 2024 to Aug 2024
Whitewave Foods Company (The) (delisted) (NYSE:WWAV)
Historical Stock Chart
From Aug 2023 to Aug 2024