- Current report filing (8-K)
May 18 2010 - 3:51PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date of
Report (Date of earliest event reported)
May 14,
2010
AB&T
FINANCIAL CORPORATION
(Exact
name of registrant as specified in its charter)
North
Carolina
|
000-53249
|
26-2588442
|
(State
or other jurisdiction of incorporation or organization)
|
COMMISSION
FILE NUMBER
|
(I.R.S.
Employer Identification No.)
|
292
West Main Avenue, Gastonia, North Carolina 28054
(Address
of principal executive offices) (Zip
Code)
(704)
867-5828
(Registrant’s
Telephone Number Including Area Code
Not
Applicable
(Former
name or former address, if changed since last report.)
____________________________________________________________________________________________________________
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (
see
General Instruction A.2. below):
[ ] Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
[ ] Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
[ ] Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
[ ] Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item
2.02 Results of Operations and Financial Condition.
On May 14, 2010, AB&T Financial
Corporation (the “Registrant”) announced financial results for the quarter ended
March 31, 2010. For the first quarter of 2010, the Registrant reported net
income of $82 thousand or $0.01 per basic and diluted share. A copy of the press
release announcing the Registrant’s results for the first quarter is filed as
Exhibit 99.1 hereto and incorporated by reference herein.
The information contained in Item 2.02
of this Current Report shall not be deemed “filed” for purposes of section 18 of
the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or
incorporated by reference in any filing under the Securities Act of 1933, as
amended, or the Exchange Act, except as shall be expressly set forth by specific
reference in such a filing.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits.
Exhibit No.
|
|
Description of Exhibit
|
|
|
|
99.1
|
|
Press
Release dated May 14, 2010, regarding the Registrant’s results of
operations for the quarter ended March 31,
2010
|
This
Current Report on Form 8-K (including information included or incorporated by
reference herein) may contain, among other things, certain forward-looking
statements within the meaning of the Private Securities Litigation Reform Act of
1995, including, without limitation, (i) statements regarding certain of
Registrant’s goals and expectations with respect to earnings, income per share,
revenue, expenses and the growth rate in such items, as well as other measures
of economic performance, including statements relating to estimates of credit
quality trends, and (ii) statements preceded by, followed by or that include the
words “may,” “could,” “should,” “would,” “believe,” “anticipate,” “estimate,”
“expect,” “intend,” “plan,” “projects,” “outlook” or similar expressions. These
statements are based upon the current belief and expectations of Registrant’s
management and are subject to significant risks and uncertainties that are
subject to change based on various factors (many of which are beyond
Registrant’s control).
SIGNATURES
Pursuant to the requirements of the
Securities Exchange Act of 1934, the registrant has duly caused this report to
be signed on its behalf by the undersigned hereunto duly
authorized.
AB&T
Financial Corporation
(Registrant)
Date
May 17,
2010
/s/Daniel C. Ayscue
Daniel C.
Ayscue
President and Chief
Executive Officer
EXHIBIT
INDEX
Exhibit No.
|
|
Description of Exhibit
|
|
|
|
99.1
|
|
Press
Release dated May 14, 2010, regarding the Registrant’s results of
operations for the quarter ended March 31,
2010
|
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