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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report

(Date of earliest event reported):December 4, 2024

 

Aeluma, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware   000-56218   85-2807351

(State or other jurisdiction

of incorporation)

   (Commission File Number)  

(IRS Employer

Identification No.)

 

27 Castilian Drive

Goleta, California

  93117
(Address of principal executive offices)   (Zip Code)

 

805-351-2707

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act: none.

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☒

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

 

Item 8.01 Other Events.

  

We are filing this report to disclose the article entitled, “Realizing high-performance sensors with heterogeneous integration” that was recently published; the article was co-written by our CEO, Jonathan Klamkin (the “Article”). The Article is furnished as an exhibit to this Current Report on Form 8-K.

 

Neither this report nor the exhibit attached hereto constitute an offer to sell, or the solicitation of an offer to buy our securities, nor shall there be any sale of our securities in any state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to the registration or qualification under the securities laws of any such state or jurisdiction.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits.

 

Exhibit
Number		   Exhibit
99.1   Article
104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

1

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  AELUMA, INC.
     
Date: December 4, 2024 By: /s/ Jonathan Klamkin
    Jonathan Klamkin
    President, Chief Executive Officer, and Director

 

2

Exhibit 99.1

 

 

 

 

 

 

 

 

 

 

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Dec. 04, 2024
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Entity File Number 000-56218
Entity Registrant Name Aeluma, Inc.
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Entity Tax Identification Number 85-2807351
Entity Incorporation, State or Country Code DE
Entity Address, Address Line One 27 Castilian Drive
Entity Address, City or Town Goleta
Entity Address, State or Province CA
Entity Address, Postal Zip Code 93117
City Area Code 805
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Entity Emerging Growth Company true
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