- Post-Effective Amendment to an S-8 filing (S-8 POS)
August 03 2009 - 6:02AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Post-Effective
Amendment No. 1 to Form S-8 Registration Statement No. 333-63572
(Full Title
of Plan)
UNDER
THE SECURITIES ACT OF 1933
ARTISTdirect, Inc.
(Name of Small Business Issuer in its
Charter)
Delaware
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7389
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95-4760230
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(State or Other
Jurisdiction
of Incorporation or Organization)
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(Primary Standard
Industrial
Classification Code Number)
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(I.R.S. Employer
Identification Number)
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1601 Cloverfield Boulevard, Suite 400
South
Santa Monica, California 90404-4082
(310) 956-3300
(Address and Telephone Number of Principal
Executive Offices)
1999
Employee Stock Option Plan and 1999 Employee Stock Purchase Plan
(Full Title of Plan)
Rene Rousselet, Principal Financial
Officer
1601 Cloverfield Boulevard, Suite 400
South
Santa Monica, California 90404-4082
(310) 956-3300
(Name, Address and Telephone Number of Agent
for Service)
Copy to
David Ficksman, Esq.
TroyGould Attorneys
1801 Century Park East, Suite 1600
Los Angeles, California 90067
Telephone
(310) 789-1290 Facsimile (310) 789-1490
Indicate
by check mark whether the registrant is a large accelerated filer, an
accelerated filer, a non-accelerated filer, or a smaller reporting
company. See the definitions of large
accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2
of the Exchange Act. (Check one):
Large
accelerated filer
o
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Accelerated
filer
o
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Non-accelerated
filer
o
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Smaller
reporting company
x
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EXPLANATORY
NOTE/DEREGISTRATION OF UNSOLD SECURITIES
This Post-Effective
Amendment relates to the following Registration Statement of ARTISTdirect, Inc.
(ADI) which has been previously filed with the Securities and Exchange
Commission:
Registration Statement on
Form S-8 (File No. 333-63572) pertaining to the registration of an aggregate of
1,133,883 shares of ADIs common stock issuable under the 1999 Employee Stock
Option Plan and 1999 Employee Stock Purchase Plan (as to 377,961 shares).
The Company is filing this
Amendment to terminate the effectiveness of the Registration Statement and to
deregister, as of the effective date of this Amendment, any of the securities
registered under the Registration Statement remaining unsold.
SIGNATURES
In accordance with the requirements of the
Securities Act of 1933, the registrant certifies that it has reasonable grounds
to believe that it meets all of the requirements for filing on Form S-8
and has duly caused this Post-Effective Amendment to the Registration Statement
to be signed on its behalf by the undersigned, in the City of Santa Monica,
State of California, on the 31
st
day of July 2009.
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ARTISTdirect, Inc.
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By:
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/s/ Dimitri Villard
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Dimitri Villard
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Chief Executive Officer
(Principal Executive Officer)
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By:
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/s/ Rene Rousselet
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Rene Rousselet
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Corporate Controller
(Principal Financial Officer)
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Pursuant to the requirements of the Securities Act
of 1933, this Post-Effective Amendment to the Registration Statement has been
signed by the following persons in the capacities and on the dates indicated:
SIGNATURE
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TITLE
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DATE
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/s/ Dimitri Villard
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Chief Executive Officer
and Director
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July 31, 2009
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Dimitri Villard
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(Principal Executive
Officer)
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/s/ Rene L. Rousselet
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Corporate Controller
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July 31, 2009
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Rene L. Rousselet
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(Principal Financial
Officer)
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/s/ Frederick W. Field
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Frederick W. Field
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Director
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July 31, 2009
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/s/ Fred Davis
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Fred Davis
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Director
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July 31, 2009
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