false 0001963088 0001963088 2024-12-10 2024-12-10 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): December 10, 2024

 

AtlasClear Holdings, Inc.
(Exact name of registrant as specified in this charter)

 

Delaware
(State or other jurisdiction
of incorporation)		 001-41956
(Commission
File Number)		 92-2303797
(I.R.S. Employer
Identification No.)

 

2203 Lois Ave. N., Ste. 814

Tampa, FL

(Address of principal executive offices)

 

33607

(Zip Code)

 

 

(727) 446-6660
(Registrant’s telephone number, including area code)

 

(Former name or former address, if changed since last report)

  

 

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨Written communications pursuant to Rule 425 under the Securities Act (18 CFR 230.425)
¨Soliciting material pursuant to 14a-12 under the Exchange Act (17CFR 240.14a-12)
¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240. 13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which
registered
Common Stock par value $0.0001 per share   ATCH   NYSE American LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company x

 

If an emerging growth company, indicate by check mark if the registrant has elected not lo use the extended transition period for complying with any new or revised financial accounting standards provided pursuant lo Section l 3(a) of the Exchange Act.  ¨

 

 

 

 

 

 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers, Compensation Arrangements of Certain Officers.

 

On December 10, 2024, the board of directors of AtlasClear Holdings, Inc. voted to remove Robert McBey as our Chief Executive Officer, effective as of such date. In addition, Mr. McBey was removed as the Chief Executive Officer of our wholly owned subsidiary Wilson-Davis Co., Inc. (“WDCO”) on the same date.

 

Item 8.01 Other Events

 

On December 12, 2024, we appointed Jeff Sime to replace Mr. McBey as the new Chief Executive Officer of WDCO, effective December 16, 2024. Mr. Sime has served as President and CEO of Embed Financial Technologies Inc. since February 2022 and as President of JS Consulting since July 2023. Previously, he served as President of COR Clearing LLC which was acquired by Axos Clearing LLC where he served as President until 2022.

 

2

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  ATLASCLEAR HOLDINGS, INC.
   
Date: December 16, 2024 /s/ John Schaible
  Name:   John Schaible
  Title: Executive Chairman

 

3

 

v3.24.4
Cover
Dec. 10, 2024
Cover [Abstract]  
Document Type 8-K
Amendment Flag false
Document Period End Date Dec. 10, 2024
Entity File Number 001-41956
Entity Registrant Name AtlasClear Holdings, Inc.
Entity Central Index Key 0001963088
Entity Tax Identification Number 92-2303797
Entity Incorporation, State or Country Code DE
Entity Address, Address Line One 2203 Lois Ave. N.
Entity Address, Address Line Two Ste. 814
Entity Address, City or Town Tampa
Entity Address, State or Province FL
Entity Address, Postal Zip Code 33607
City Area Code 727
Local Phone Number 446-6660
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Title of 12(b) Security Common Stock par value $0.0001 per share
Trading Symbol ATCH
Security Exchange Name NYSEAMER
Entity Emerging Growth Company true
Elected Not To Use the Extended Transition Period false
Atlasclear (PK) (USOTC:ATCHW)
Historical Stock Chart
From Dec 2024 to Jan 2025 Click Here for more Atlasclear (PK) Charts.
Atlasclear (PK) (USOTC:ATCHW)
Historical Stock Chart
From Jan 2024 to Jan 2025 Click Here for more Atlasclear (PK) Charts.