AMENDMENT NO. 3 TO SCHEDULE 13D
This Amendment No. 3 to Schedule 13D amends and supplements the Schedule 13D filed by (i) Angelo, Gordon & Co., L.P., a Delaware limited
partnership (“Angelo Gordon”), (ii) AG GP LLC (formerly AG Partners, LLC), a Delaware limited liability company (“AG GP”), (iii) Josh Baumgarten and (iv) Adam Schwartz with the Securities and Exchange Commission (the
“SEC”) on February 4, 2021, as amended by Amendment No. 1 filed on March 16, 2021 and Amendment No. 2 filed on July 22, 2021 (the “Schedule 13D”).
This Amendment No. 3 amends and supplements the Schedule 13D as specifically set forth herein.
All capitalized terms contained herein but not otherwise defined shall have the meanings ascribed to such terms in the Schedule 13D. Information given in
response to each item shall be deemed incorporated by reference in all other items, as applicable.
Item 4. Purpose of Transaction
Item 4 is amended and supplemented to read as follows:
The disclosure in Item 5(c) is hereby incorporated by reference.
Item 5. Interest in Securities of the Issuer
Item 5 is amended and restated to read as follows:
(a) -
(b) Items 7 through 11 and 13 of each of the cover pages of this Schedule 13D are incorporated herein by reference. Angelo Gordon, in its capacity as investment manager to the Accounts, has sole power to vote 0 shares of Common Stock and
the power to dispose of 0 shares of Common Stock held in the Accounts. As the general partner of Angelo Gordon, AG GP may be deemed to have the sole power to vote 0 shares of Common Stock and the power to dispose of 0 shares of Common Stock held in
the Accounts. As the co-managing member of AG GP and the co-chief executive officer of Angelo Gordon, Mr. Baumgarten may be deemed to have shared power to vote 0
shares of Common Stock and the shared power to dispose of 0 shares of Common Stock held in the Accounts. As the co-managing member of AG GP and the co-chief executive
officer of Angelo Gordon, Mr. Schwartz may be deemed to have shared power to vote 0 shares of Common Stock and the shared power to dispose of 0 shares of Common Stock held in the Accounts.
(c) On November 22, 2021, Angelo Gordon agreed for the Accounts to sell the shares of Common Stock of the Issuer they hold in a privately negotiated
transaction to the Issuer. The sale of 1,305,416 shares of Common Stock was agreed to at a price of $11.115 per share of Common Stock and will settle on or before November 24, 2021.
(d) Not Applicable.