Current Report Filing (8-k)
November 24 2021 - 1:10PM
Edgar (US Regulatory)
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2021-11-24
2021-11-24
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UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date
of Report: November 24, 2021
(Earliest Event Date requiring this Report: November 24, 2021)
CAPSTONE
COMPANIES, INC.
(EXACT
NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
Florida
|
0-28331
|
84-1047159
|
(State
of Incorporation or Organization)
|
(Commission
File Number)
|
I.R.S.
Employer Identification No.)
|
431
Fairway Drive, Suite
200
Deerfield
Beach, Florida
33441
(Address
of principal executive offices)
(954)
570-8889,
ext. 313
(Registrant’s
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instructions A.2. below):
☐
|
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐
|
Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐
|
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
☐
|
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter). Emerging growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities
registered pursuant to Section 12(b) of the Act:
Title
of Class of Securities.
|
Trading
Symbol(s).
|
Name
of exchange on which registered
|
N/A
|
N/A
|
N/A
|
The
Registrant’s Common Stock is quoted on the OTCQB Venture Market of the OTC Markets Group, Inc. under the trading symbol “CAPC.”
Item
7.01 Regulation FD Disclosure
On
November 24, 2021, Capstone Companies, Inc. (“Company”) issued a press release announcing a webcast and conference call on
Wednesday, December 8, 2021, in order for Stewart Wallach, the Company’s Chairman of the Board of Directors and Chief Executive
Officer, to update the status of the Smart Mirror product launch as well as marketing directives leading up to the Consumer Electronics
Show 2022. The Consumer Electronics Show 2022 is a major trade show for consumer products. The webcast and conference call can be accessed
on December 8, 2021, by calling 1-201-689-8562 for the conference call, or accessing the concurrent webcast at URL: www.capstonecompaniesinc.com.
The
press release is attached to this Current Report on Form 8-K as Exhibit 99.1.
The
information in this Item 7.01 and Exhibit 99.1 shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange
Act of 1934, as amended, nor shall it be incorporated by reference in any registration statement filed under the Securities Act of 1933,
as amended, unless specifically identified therein as being incorporated by reference therein.
Item 9.01.
|
Financial
Statements and Exhibits
|
(d) Exhibits.
The following exhibits are furnished with this Form 8-K:
|
|
|
Exhibit
No.
|
|
Description
of Exhibits
|
|
|
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its
behalf by the undersigned hereunto duly authorized.
CAPSTONE
COMPANIES, INC., A FLORIDA CORPORATION
By:
/s/ Stewart Wallach
Stewart
Wallach, Chief Executive Officer
Dated:
November 24, 2021
EXHIBIT
INDEX
|
|
|
Exhibit
No.
|
|
Description
of Exhibits
|
|
|
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