Statement of Changes in Beneficial Ownership (4)
December 09 2014 - 5:40PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Faulkner Gene
|
2. Issuer Name
and
Ticker or Trading Symbol
4Cable TV International, Inc.
[
CATV
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Vice President of Sales
|
(Last)
(First)
(Middle)
C/O 4CABLE TV INTERNATIONAL, INC., 1248 HIGHWAY 501 BUSINESS
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/18/2013
|
(Street)
CONWAY, SC 29526
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
10/18/2013
|
|
A
|
|
100000
|
A
|
(1)
|
100000
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Employee Stock Option (Right to Buy)
|
$0.10
|
12/4/2014
|
|
A
|
|
200000
|
|
(2)
|
12/4/2024
|
Common Stock
|
200000
|
$0.00
|
200000
|
D
|
|
Explanation of Responses:
|
(
1)
|
The shares were issued to the Reporting Person as consideration for services rendered to the Issuer pursuant to the terms of a Restricted Stock Award Agreement, dated October 18, 2013, between the Issuer and the Reporting Person. The shares vest according to the following two year vesting schedule: 50% of the shares vest on October 18, 2014 and 50% of the shares vest on October 18, 2015.
|
(
2)
|
One-third of the total number of options vest and become exercisable on the first annual anniversary of the date of grant, and the remainder of the options shall vest and become exercisable in equal monthly increments over the following two years.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Faulkner Gene
C/O 4CABLE TV INTERNATIONAL, INC.
1248 HIGHWAY 501 BUSINESS
CONWAY, SC 29526
|
|
|
Vice President of Sales
|
|
Signatures
|
/s/ Gene Faulkner
|
|
12/9/2014
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
4Cable TV (PK) (USOTC:CATV)
Historical Stock Chart
From Oct 2024 to Nov 2024
4Cable TV (PK) (USOTC:CATV)
Historical Stock Chart
From Nov 2023 to Nov 2024