UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549  

 

 

FORM 8-K  

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): Decembe r 1 8 , 2017  

 

 

Hickok Incorporated

(Exact Name of Registrant as Specified in Charter)  

 

 

 

 

 

 

 

Ohio

 

0-147

 

34-0288470

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

 

 

 

10514 Dupont Avenue  

Cleveland , Ohio

 

44108

(Address of Principal Executive Offices)

 

(Zip Code)

 

( 216 )  541-8060

(Registrant ’s telephone number, including area code)

 

(Former Name or Former Address, if Changed Since Last Report)  

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐

Soliciting material pursuant to Rule  14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐

Pre-commencement communications pursuant to Rule  14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐

Pre-commencement communications pursuant to Rule  13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growt h company   ☐  

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exc hange Act.   ☐

 

1
 

 

Item 2.02   Results of Operations and Financial Condition.
              
On December 18, 2017, Hickok Incorporated issued a news release announcing results for the three and twelve months ended December 31, 2017. The news release is furnished herewith as Exhibit 99.1.

Item 9.01   Financial Statements and Exhibits.
              
99.1 News Release, dated December 18, 2017.      

 

(d) Exhibits.

 

 

Exhibit No.

Description of Exhibit

 

99.1

News Release Dated December 18, 2017

 

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

 

 

 

 

 

HICKOK INCORPORATED

Date:  December 18, 2017

 

 

 

 

 

/s/ Kelly J. Marek         

 

 

 

 

 

 

Name: Kelly J. Marek        

 

 

 

 

 

 

Vice President Finance and Chief Financial Officer

 

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