File Number: 085-10149
For the reporting period
ending 2016-12-31
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM TA-2
OMB Approval
OMB Number: 3235-0337
Estimated average burden hours per response ..... 6.00
Estimated average burden hours per intermediate response .................... 1.50
Estimated average burden hours per minimum response ................... .50
FORM FOR REPORTING ACTIVITIES OF TRANSFER AGENTS
REGISTERED PURSUANT TO SECTION 17A OF THE
SECURITIES EXCHANGE ACT OF 1934
ATTENTION:
INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)
Form Version 5.5.0
1(a). Filer CIK:
0000838874
1(c). Live/Test Filing? x Live o Test
1(e). Is this filing an amendment to a previous filing? o Yes
1(h). Full Name of Registrant as stated in Question 3 of Form TA-1:
First National Bank Alaska, Corporate Trust, PO Box 100720, Anchorage, AK 99510
2(a). During the reporting period, has the Registrant engaged a service company to perform any of its transfer agent functions?
o All o Some x None
2(c). During the reporting period, has the Registrant been engaged as a service company by a named transfer agent to perform transfer agent functions?
o Yes x No
3(a). Registrant's appropriate regulatory agency (ARA):
OCC
3(b). During the reporting period, has the Registrant amended Form TA-1 within 60 calendar days following the date on which information reported therein became inaccurate, incomplete, or misleading?
o Yes, filed amendment(s)
o No, failed to file amendment(s)
x Not applicable
If the response to any of questions 4-11 below is none or zero, enter "0."
4(a). Number of items received for transfer during the reporting period: . . . . . . . .
54
4(b). Number of individual securityholder accounts for which the TA maintained master securityholder files: . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
455
5(a). Total number of individual securityholder accounts, including accounts in the Direct Registration System (DRS), dividend reinvestment plans and/or direct purchase plans as of December 31:. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
455
5(b). Number of individual securityholder dividend reinvestment plan and/or direct purchase plan accounts as of December 31:. . . . . . . . . . . . . . . . . . . . . . . . .
0
5(c). Number of individual securityholder DRS accounts as of December 31: . . . . .
455
5(d). Approximate percentage of individual securityholder accounts from subsection (a) in the following categories as of December 31:
5(d)(i) Corporate Equity Securities
5(d)(ii) Corporate Debt Securities
5(d)(iii)
Open-End Investment Company Securities
5(d)(iv)
Limited Partnership Securities
5(d)(v)
Municipal Debt Securities
5(d)(vi)
Other Securities
100
0
0
0
0
0
11(a). During the reporting period, provide the date of all database searches conducted for lost securityholder accounts listed on the transfer agent's master securityholder files, the number of lost securityholder accounts for which a database search has been conducted, and the number of lost securityholder accounts for which a different address has been obtained as a result of a database search:
11(a)(i)
Date of Database Search
11(a)(ii)
Number of Lost
Securityholder Accounts Submitted for Database Search
11(a)(iii)
Addresses Obtained
from Database Search
0
0
11(b). Number of lost securityholder accounts that have been remitted to states during the reporting period: . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
0
SIGNATURE :
The Registrant submitting this Form, and the person signing the Form, hereby represent that all the information contained in the Form is true, correct, and complete.
12(a). Signature of Official responsible for Form:
Bob Tannahill
12(b). Telephone number:
907-777-4566
12(c). Title of Signing Officer:
Senior Trust Officer
12(d). Date signed (Month/Day/Year):
2017-02-10
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