GFGY Granite Falls Energy LLC (CE)

CUSIP No. 

1.

Names of Reporting Persons
Fagen Holdings, Inc.

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)

o

(b)

o

3.

SEC Use Only

4.

Citizenship or Place of Organization
Minnesota

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
3,925 Membership Units

6.

Shared Voting Power
 

7.

Sole Dispositive Power
 3,925 Membership Units

8.

Shared Dispositive Power

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,925 Membership Units

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

11.

Percent of Class Represented by Amount in Row (9)
12.8%

12.

Type of Reporting Person (See Instructions)
CO

Item 1.

(a)

Name of Issuer
Granite Falls Energy, LLC

(b)

Address of Issuer’s Principal Executive Offices
5045 Highway 23 S.E.

Granite Falls, MN  56241-0216

Item 2.

(a)

Name of Person Filing
Fagen Holdings, Inc.

(b)

Address of Principal Business Office or, if none, Residence
501 W. Highway 212

Granite Falls, MN

56241

(c)

Citizenship
Minnesota

(d)

Title of Class of Securities
Membership Units

(e)

CUSIP Number
N/A

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

(g)

o

A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

(h)

o

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j)

o

A non-U.S. institution in accordance with § 240.13d—1(b)(1)(ii)(J);

(k)

o

Group, in accordance with § 240.13d—1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with

§ 240.13d—1(b)(1)(ii)(J), please specify the type of institution:                                     

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

(a)

Amount beneficially owned:

3,925 Membership Units

(b)

Percent of class:

12.8%

(c)

Number of shares as to which the person has:

(i)

Sole power to vote or to direct the vote

3,925 Membership Units

(ii)

Shared power to vote or to direct the vote

0

(iii)

Sole power to dispose or to direct the disposition of

3,925 Membership Units

(iv)

Shared power to dispose or to direct the disposition of

0

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o.

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Not applicable.

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not applicable.

Item 8.

Identification and Classification of Members of the Group

Not applicable.

Item 9.

Notice of Dissolution of Group

Not applicable.

Item 10.

Certification

Date

July 13, 2020

Signature

/s/ Aaron Fagen

(on behalf of Fagen Holdings, Inc. as its Chief Executive Officer)

Name/Title

Aaron Fagen

Chief Executive Officer

ATTENTION

Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).