Current Report Filing (8-k)
March 31 2020 - 6:04AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
Form
8-K
Current
Report
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
March
30, 2020
Date
of Report (Date of earliest event reported)
GLASSBRIDGE
ENTERPRISES, INC.
(Exact
Name of Registrant as Specified in its Charter)
Delaware
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001-14310
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41-1838504
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(State
or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S.
Employer
Identification No.)
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411
East 57th Street, Suite 1-A
New York, New York
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10022
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(Address
of Principal Executive Offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code: (212) 220-3300
N/A
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act
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Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on which registered
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None
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None
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None
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR
§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item
8.01 Other Events
GlassBridge
Enterprises, Inc. (the “Company”) is filing this Current Report on Form 8-K to supplement and update the risk factors
described in Item 1A of the Company’s Annual Report on Form 10-K for the year ended December 31, 2019.
Relying
on Order for Reporting Relief
On
March 25, 2020, the Securities and Exchange Commission (“SEC”) issued an order (the “Order”) under the
Exchange Act of 1934 (the “Exchange Act”) extending the deadlines for filing certain reports made under the Exchange
Act, including annual reports on Form 10-K, for registrants subject to the reporting obligations under the Exchange Act that have
been particularly impacted by the coronavirus disease 2019 (“COVID-19”) and which reports have filing deadlines between
March 1 and July 31, 2020. The Company is relying on the Order with respect to its Annual Report on Form 10-K for the year ended
December 31, 2019 the (“Report”), which was due to be filed with the SEC on or before March 30, 2020.
The Company is relying
on the Order because, in light of COVID-19, non-essential businesses in New York State have been closed by the state’s governor’s
order, as result of which Company personnel, its auditors, and its legal counsel have been required to work and communicate
remotely, which has impaired their ability to complete preparation and review of the Report, as well as to assemble all documents
necessary to complete the Report. Accordingly, in reliance upon the Order, the Company expects to file the 2019 10-K no later
than May 14, 2020 (which is 45 days from the 2019 10-K’s original filing deadline of March 30, 2020.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Dated:
March 30, 2020
GLASSBRIDGE
ENTERPRISES, INC.
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By:
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/s/
Daniel Strauss
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Name:
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Daniel
Strauss
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Title:
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Chief
Executive Officer
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GlassBridge Enterprises (CE) (USOTC:GLAE)
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