Amended Statement of Ownership (sc 13g/a)
February 14 2020 - 12:20PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE
13G
Under the Securities Exchange Act of 1934
(Amendment
No. 3)
Goldrich
Mining Company
|
(Name of Issuer)
|
|
Common Stock
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(Title of Class of Securities)
|
|
381431105
|
(CUSIP Number)
|
|
December 31, 2019
|
(Date of Event Which Requires Filing of this Statement)
|
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
|
☐
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Rule 13d-1(b)
|
|
|
|
|
☑
|
Rule 13d-1(c)
|
|
|
|
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☐
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Rule 13d-1(d)
|
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this
form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information
required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall
be subject to all other provisions of the Act (however, see the Notes).
Potential persons
who are to respond to the collection of information contained in this form are not required to respond unless the form displays
a currently valid OMB control number.
1
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NAME
OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Christopher
R. Johnson
|
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
☐
(b)
☑
|
3
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SEC
USE ONLY
|
|
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
USA
|
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH:
|
5
|
SOLE
VOTING POWER
8,323,593
|
|
6
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SHARED
VOTING POWER
1,097,078
|
|
7
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SOLE
DISPOSITIVE POWER
8,323,593
|
|
8
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SHARED
DISPOSITIVE POWER
1,097,078
|
|
9
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AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9,420,671
|
|
10
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
Not applicable
|
|
11
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PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.70%1
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|
12
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TYPE
OF REPORTING PERSON
IN
|
|
|
|
|
|
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1
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Based
on aggregate of 139,573,798 shares of Common Stock outstanding as of August 26, 2019, as reported in the issuer’s Quarterly
Report on Form 10-Q filed with the SEC on August 27, 2019, plus securities not outstanding subject to warrants beneficially owned
by the reporting person.
|
1
|
NAME
OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Randall L. Johnson
|
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
☐
(b)
☑
|
3
|
SEC
USE ONLY
|
|
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
USA
|
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH:
|
5
|
SOLE
VOTING POWER
12,231,424
|
|
6
|
SHARED
VOTING POWER
763,278
|
|
7
|
SOLE
DISPOSITIVE POWER
12,231,424
|
|
8
|
SHARED
DISPOSITIVE POWER
763,278
|
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,994,702
|
|
10
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
Not applicable
|
|
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.31%2
|
|
12
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TYPE
OF REPORTING PERSON
IN
|
|
|
|
|
|
|
1
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Based
on aggregate of 139,573,798 shares of Common Stock outstanding as of August 26, 2019, as reported in the issuer’s Quarterly
Report on Form 10-Q filed with the SEC on August 27, 2019, plus securities not outstanding subject to warrants beneficially owned
by the reporting person.
|
Item
1.
Goldrich
Mining Company
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(b)
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Address
of Issuer’s Principal Executive Offices
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2607
Southeast Blvd, Suite B211
Spokane,
WA 99223
Item
2.
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(a)
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Name
of Person Filing
|
Each
of the following is hereinafter individually referred to as a “Reporting Person” and collectively as the “Reporting
Persons.” This statement is filed on behalf of each of the following Reporting Persons:
Christopher
R. Johnson
Randall
L. Johnson
|
(b)
|
Address
of Principal Business Office or, if none, Residence
|
Christopher
R. Johnson: 8615 Eagle Creek Circle, Savage, MN 55378
Randall
L. Johnson: 4111 Heatherton Place, Minnetonka, MN 55345
Christopher
R. Johnson: USA
Randall L. Johnson: USA
|
(d)
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Title
of Class of Securities
|
Common
Stock
381431105
|
Item
3.
|
If
this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c),
check whether the person filing is a:
|
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(a)
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☐
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Broker or dealer registered
under section 15 of the Act.
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|
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|
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(b)
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☐
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Bank as defined in section 3(a)(6) of the Act.
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(c)
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☐
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Insurance company as defined in section 3(a)(19)
of the Act.
|
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(d)
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☐
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Investment company registered under section
8 of the Investment Company Act of 1940.
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(e)
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☐
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An investment adviser in accordance with §
240.13d-1(b)(1)(ii)(E).
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(f)
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☐
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An employee benefit plan or endowment fund in
accordance with § 240.13d-1(b)(1)(ii)(F).
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(g)
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☐
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A parent holding company or control person in
accordance with § 240.13d-1(b)(1)(ii)(G).
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(h)
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☐
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A savings association as defined in Section
3(b) of the Federal Deposit Insurance Act.
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|
|
|
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(i)
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☐
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A church plan that is excluded from the definition
of an investment company under section 3(c)(14) of the Investment Company Act of 1940.
|
|
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(j)
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☐
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Group, in accordance with § 240.13d-1(b)(1)(ii)(J).
|
Provide
the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in
Item 1.
Christopher
R. Johnson:
|
(a)
|
Amount
Beneficially Owned
|
9,420,
671
6.70%
|
(c)
|
Number
of shares as to which such person has:
|
|
(i)
|
Sole
power to vote or to direct the vote
|
8,323,593
|
(ii)
|
Shared
power to vote or to direct the vote
|
1,097,078
|
(iii)
|
Sole
power to dispose or to direct the disposition of
|
8,323,593
|
(iv)
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Shared
power to dispose or to direct the disposition of
|
1,097,078
Randall
L. Johnson:
|
(a)
|
Amount
Beneficially Owned
|
12,994,702
9.31%
|
(c)
|
Number
of shares as to which such person has:
|
|
(i)
|
Sole
power to vote or to direct the vote
|
12,231,424
|
(ii)
|
Shared
power to vote or to direct the vote
|
763,278
|
(iii)
|
Sole
power to dispose or to direct the disposition of
|
12,231,424
|
(iv)
|
Shared
power to dispose or to direct the disposition of
|
763,278
|
Item
5.
|
Ownership
of Five Percent or Less of a Class
|
If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the following ☐.
|
Item
6.
|
Ownership
of More than Five Percent on Behalf of Another Person.
|
Not
Applicable
|
Item
7.
|
Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported on By
the Parent Holding Company or Control Person.
|
Not
Applicable
|
Item
8.
|
Identification
and Classification of Members of the Group
|
Not
Applicable
|
Item
9.
|
Notice
of Dissolution of Group
|
Not
Applicable
By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than
activities solely in connection with a nomination under §240.14a-11.
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
February 14, 2020
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/s/Christopher
R. Johnson
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Signature
|
|
|
|
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Christopher
R. Johnson
|
|
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Name/Title
|
|
|
|
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/s/Randall
L. Johnson
|
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Signature
|
|
|
|
|
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Randall
L. Johnson
|
|
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Name/Title
|
|
Goldrich Mining (CE) (USOTC:GRMC)
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